-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QM/ShxSZ/Y1Hl/YtvwV2/OeDmYr7qFzlw1vI/OQ73EnOcNA/UVUW7uHV6Uvcenzs sNtlbfUmY1IW9IiSzXC0rA== 0000950135-99-001426.txt : 19990323 0000950135-99-001426.hdr.sgml : 19990323 ACCESSION NUMBER: 0000950135-99-001426 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990322 GROUP MEMBERS: ADVENT DIRECT INVESTMENT PROGRAM LP GROUP MEMBERS: ADVENT INTERNATIONAL CORP ET AL GROUP MEMBERS: ADVENT INTERNATIONAL LP GROUP MEMBERS: GLOBAL PRIVATE EQUITY II LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TWEETER HOME ENTERTAINMENT GROUP INC CENTRAL INDEX KEY: 0001060390 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RADIO TV & CONSUMER ELECTRONICS STORES [5731] IRS NUMBER: 043417513 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55397 FILM NUMBER: 99569986 BUSINESS ADDRESS: STREET 1: 10 PEQUOT WAY CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7818303000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT INTERNATIONAL CORP ET AL CENTRAL INDEX KEY: 0000939424 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042840139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179519400 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 ADVENT INTERNATIONAL 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)(1) Tweeter Home Entertainment Group, Inc. ----------------------------------------- (Name of Issuer) Common Stock, par value $0.01 ----------------------------------------- (Title of Class of Securities) 901167-10-6 ----------------------------------------- (CUSIP Number) January 27, 1999 ----------------------------------------- (Date of event which requires filing of the statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP NO. 901167-10-6 PAGE 2 OF 8 PAGES ----------- -- -- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS ADVENT INTERNATIONAL CORPORATION - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 241,288 SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH NONE REPORTING --------------------------------------------------------- PERSON WITH (7) SOLE DISPOSITIVE POWER 241,288 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 241,288 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.4% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO,IA - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 8 Pages 3 SCHEDULE 13G CUSIP NO. 901167-10-6 PAGE 3 OF 8 PAGES ----------- -- -- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS ADVENT INTERNATIONAL LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 241,288 SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH NONE REPORTING --------------------------------------------------------- PERSON WITH (7) SOLE DISPOSITIVE POWER 241,288 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 241,288 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.4% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 8 Pages 4 SCHEDULE 13G CUSIP NO. 901167-10-6 PAGE 4 OF 8 PAGES ----------- -- -- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS GLOBAL PRIVATE EQUITY II LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 175,270 SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH NONE REPORTING --------------------------------------------------------- PERSON WITH (7) SOLE DISPOSITIVE POWER 175,270 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 175,270 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages 5 SCHEDULE 13G CUSIP NO. 901167-10-6 PAGE 5 OF 8 PAGES ----------- -- -- - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS ADVENT DIRECT INVESTMENT PROGRAM LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B) [ ] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION BERMUDA - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 66,018 SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY EACH NONE REPORTING --------------------------------------------------------- PERSON WITH (7) SOLE DISPOSITIVE POWER 66,018 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,018 - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.9% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 8 Pages 6 CUSIP NO. 901167-10-6 SCHEDULE 13G PAGE 6 OF 8 ITEM 1. (a) (b) This statement on Schedule 13G relates to the Reporting Persons' (as defined in Item 2 below) beneficial ownership interest in Tweeter Home Entertainment Group, Inc. a Delaware corporation (the "Corporation"). The address of the principal executive office of the Corporation is 40 Hudson Road, Canton, MA 02021. ITEM 2. (a) (b) (c) This statement is being filed by the following entities: (1) Advent International Corporation, a Delaware corporation; (2) Advent International Limited Partnership, a Delaware limited partnership; (3) Global Private Equity II Limited Partnership, a Delaware limited partnership (4) Advent Direct Investment Program Limited Partnership, a Bermuda limited partnership; The entities listed in subparagraph (1) through (4) above are herein collectively referred to as the "Reporting Persons" and individually as a "Reporting Person." The principal business address of all of the Reporting Persons is c/o Advent International Corporation, 75 State Street, Boston, MA 02109. (d) (e) This statement relates to the Common Stock, par value $0.01 per share, (the "Common Stock") of the Corporation named in Item 1 of this statement. The CUSIP number associated with such Common Stock is 901167-10-6. ITEM 3. FILING PURSUANT TO RULE 13G-1(b), OR 13G-2(b). This statement is not being filed pursuant to Rule 13G-1(b), or 13G-2(b). 7 CUSIP NO. 901167-10-6 SCHEDULE 13G PAGE 7 OF 8 ITEM 4. OWNERSHIP. (a) (b) The following table sets forth the aggregate number and percentage (based upon the number of shares of Common Stock outstanding as of January 27, 1999) of the Common Stock beneficially owned by each Reporting Person named in Item 2 of this statement. The aggregate number and percentage of the Common Stock beneficially owned by each Reporting Person is calculated in accordance with Rule 13G-3(d)(1).
NUMBER OF SHARES ---------------- Percentage Under of Shares REPORTING PERSON Common Warrants Total Outstanding - ---------------------------------------------------------- ------------------------------------------------------------- Global Private Equity II Limited Partnership (1) 162,989 12,281 175,270 2.5% Advent Direct Investment Program Limited Partnership (1) 61,391 4,627 66,018 0.9% ------- ------ ------- ---- Advent International Limited Partnership (1) 224,380 16,908 241,288 3.4% ------- ------ ------- ---- Advent International Corporation 224,380 16,908 241,288 3.4% ======= ====== ======= ==== Total Group Ownership 224,380 16,908 241,288 3.4% ======= ====== ======= ====
(1) Advent International Corporation ("AIC") is the General Partner of Advent International Limited Partnership ("AILP") which in turn is the General Partner of the indicated reporting persons. As such, AIC has the sole power to vote and dispose of the securities owned by the indicated reporting persons. The beneficial ownership of AIC and AILP derive from such power. (c) Each of the Reporting Persons listed in the table set forth above have sole voting and dispositive power over the Common Stock beneficially owned by it as indicated above. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. This statement is being filed to report the fact that each Reporting Person and the Reporting Persons as a group have ceased to be the beneficial owners of more that five percent of the Class of Securities. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. 8 CUSIP NO. 901167-10-6 SCHEDULE 13G PAGE 8 OF 8 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. The information for this item is contained on the individual cover pages to this filing, and is incorporated herein by reference. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. March 18, 1999 Advent International Corporation By: Janet L. Hennessy Vice President /s/ Janet L. Hennessy --------------------- Advent International Limited Partnership By: Advent International Corporation, General Partner By: Janet L. Hennessy Vice President /s/ Janet L. Hennessy --------------------- Global Private Equity II Limited Partnership By: Advent International L.P., General Partner By: Advent International Corp., General Partner By: Janet L. Hennessy Vice President /s/ Janet L. Hennessy --------------------- Advent Direct Investment Program Limited Partnership By: Advent International L.P., General Partner By: Advent International Corp., General Partner By: Janet L. Hennessy Vice President /s/ Janet L. Hennessy --------------------- -----END PRIVACY-ENHANCED MESSAGE-----