-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0slW0kVXQUUeKDmQX//9N5ppzvJ5pERn+jlV1lFEswZeUbKo275VorUsrOOWcJo fg6dBFz3r0luBmChz3LNrg== 0001011240-03-000014.txt : 20030214 0001011240-03-000014.hdr.sgml : 20030214 20030214110415 ACCESSION NUMBER: 0001011240-03-000014 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LMI AEROSPACE INC CENTRAL INDEX KEY: 0001059562 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 431309065 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55627 FILM NUMBER: 03563688 BUSINESS ADDRESS: STREET 1: 3600 MUELLER RD CITY: ST CHARLES STATE: MO ZIP: 63302 BUSINESS PHONE: 6369466525 MAIL ADDRESS: STREET 1: P O BOX 900 CITY: ST CHARLES STATE: MO ZIP: 63302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAKS RONALD S CENTRAL INDEX KEY: 0001078808 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3600 MUELLER ROAD CITY: ST CHARLES STATE: MO ZIP: 63302 BUSINESS PHONE: 3149466525 MAIL ADDRESS: STREET 1: 3600 MUELLER ROAD CITY: ST CHARLES STATE: MO ZIP: 63302 SC 13G 1 lmisaks13g021303.txt LMI SCHEDULE 13G FOR RONALD S. SAKS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) LMI Aerospace, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.02 - -------------------------------------------------------------------------------- (Title of Class of Securities) 502079 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons' initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 6 Pages SEC 1745 (3-98) CUSIP NO. 502079 10 6 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ronald S. Saks - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5. Sole Voting Power 2,684,216 Number of Shares --------------------------------------------------- Beneficially Owned by Each 6. Shared Voting Power Reporting Person -0- With: --------------------------------------------------- 7. Sole Dispositive Power 2,764,448(1) --------------------------------------------------- 8. Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,921,281(2) - ----------------- (1) Includes 80,232 units held by Union Planters Trust & Management for the benefit of Mr. Saks in the LMI Aerosapce, Inc. Profit Sharing and Savings Plan and Trust, each unit of which as of December 31, 2002 represented ownership of 0.9563 shares of the Issuer's Common Stock. (2) Includes 156,833 shares of the Issuer's Common Stock directly or indirectly owned by Mr. Saks' children who might be deemed to maintain a principal residence at Mr. Saks' residence. Mr. Saks' disclaims beneficial ownership of these shares of the Issuer's Common Stock, and this report shall not be deemed an admission that Mr. Saks is the beneficial owner of such shares for any purpose. Also, includes 80,232 units held by Union Planters Trust & Management for the benefit of Mr. Saks in the LMI Aerospace, Inc. Profit Sharing and Savings Plan and Trust, each unit of which as of December 31, 2002 represented ownership of 0.9563 shares of the Issuer's Common Stock. Page 2 of 6 Pages SEC 1745 (3-98) CUSIP NO. 502079 10 6 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount In Row (11) 35.7% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 3 of 6 Pages Item 1(a) Name of Issuer: LMI Aerospace, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3600 Mueller Road St. Charles, Missouri 63302 Item 2(a) Name of Persons Filing: Ronald S. Saks Item 2(b) Address or Principal Business Office or, if none, Residence: 3600 Mueller Road St. Charles, Missouri 63302 Item 2(c) Citizenship: Ronald S. Saks is a citizen of the United States. Item 2(d) Title of Class of Securities: Common Stock, par value $0.02 per share Item 2(e) CUSIP Number: 502079 10 6 Item 3. Not Applicable Item 4. Ownership. (a) Amount beneficially owned: 2,921,281(3) (b) Percent of class: 35.7% - ----------------- (3) Includes 156,833 shares of the Issuer's Common Stock directly or indirectly owned by Mr. Saks' children who might be deemed to maintain a principal residence at Mr. Saks' residence. Mr. Saks' disclaims beneficial ownership of these shares of the Issuer's Common Stock, and this report shall not be deemed an admission that Mr. Saks is the beneficial owner of such shares for any purpose. Also, includes 80,232 units held by Union Planters Trust & Management for the benefit of Mr. Saks in the LMI Aerospace, Inc. Profit Sharing and Savings Plan and Trust, each unit of which as of December 31, 2002 represented ownership of 0.9563 shares of the Issuer's Common Stock. Page 4 of 6 Pages SEC 1745 (3-98) (c) Number of shares as to which such persons have: (i) Sole power to vote or to direct the vote 2,684,216 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or direct the disposition of: 2,764,448(4) (iv) Shared power to dispose or to direct the disposition of: None Item 5. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. The Ronald S. Saks Revocable Trust U/T/A dated June 21, 1991, is the record owner of 2,684,216 shares of the Issuer's Common Stock owned by Mr. Saks. The Trust retains the right to receive all dividends and all proceeds from the sale of such shares of the Issuer's Common Stock. Mr. Saks is the beneficial owner of 80,232 units held by Union Planters Trust & Investment Management for the benefit of Mr. Saks in the LMI Aerospace, Inc. Profit Sharing and Savings Plan and Trust. Each such unit represents ownership of 0.9563 shares of the Issuer's Common Stock. Union Planters has the right to receive dividends and all proceeds from the sale of such shares of the Issuer's Common Stock on behalf of Mr. Saks. 156,833 shares of the Issuer's Common Stock reported as being beneficially owned by Mr. Saks on this Schedule 13G are held of record directly or indirectly by Mr. Saks' children who might be deemed to maintain a principal residence at Mr. Saks' residence. The holders of these shares of the Issuer's Common Stock retain the right to receive dividends and proceeds from the sale of such shares, with the exception that 69,838 of these shares are held by certain Grantor Retained Annuity Trusts from which Mr. Saks has a right to receive certain periodic annuity payments. Mr. Saks disclaims beneficial ownership of such shares of the Issuer's Common Stock, and this report shall not be deemed an admission that Mr. Saks is the beneficial owner of such shares for any purpose. Item 7. Not applicable Item 8. Not applicable Item 9. Not applicable Item 10. Not Applicable - ----------------- (4) Includes 80,232 units held by Union Planters Trust & Management for the benefit of Mr. Saks in the LMI Aerosapce, Inc. Profit Sharing and Savings Plan and Trust, each unit of which as of December 31, 2002 represented ownership of 0.9563 shares of the Issuer's Common Stock. Page 5 of 6 Pages SEC 1745 (3-98) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. February 12, 2003 -------------------------------------- Date /s/ Ronald S. Saks -------------------------------------- Signature Ronald S. Saks -------------------------------------- Name/Title Page 6 of 6 Pages SEC 1745 (3-98) -----END PRIVACY-ENHANCED MESSAGE-----