0001209191-15-040497.txt : 20150508 0001209191-15-040497.hdr.sgml : 20150508 20150508160454 ACCESSION NUMBER: 0001209191-15-040497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150507 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westlake Lisa CENTRAL INDEX KEY: 0001451047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 15846676 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-07 0 0001059556 MOODYS CORP /DE/ MCO 0001451047 Westlake Lisa 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP & Chief HR Officer Common Stock 2015-05-07 4 M 0 4495 30.01 A 42110 D Common Stock 2015-05-07 4 S 0 4495 106.879 D 37615 D Common Stock 2015-05-07 4 M 0 8000 63.09 A 45615 D Common Stock 2015-05-07 4 S 0 8000 106.899 D 37615 D Common Stock 31 I 401-K Employee Stock Option (right to buy) 30.01 2015-05-07 4 M 0 4495 0.00 D 2012-02-08 2021-02-08 Common Stock 4495 0 D Employee Stock Option (right to buy) 63.09 2015-05-07 4 M 0 8000 0.00 D 2007-02-08 2016-02-08 Common Stock 8000 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $106.80 to $106.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As of the last statement dated March 31, 2015. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Lisa Westlake 2015-05-08