0001209191-17-034263.txt : 20170522 0001209191-17-034263.hdr.sgml : 20170522 20170522160904 ACCESSION NUMBER: 0001209191-17-034263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worrall Blair CENTRAL INDEX KEY: 0001570618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 17860980 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-19 0 0001059556 MOODYS CORP /DE/ MCO 0001570618 Worrall Blair 7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP-Ratings Delivery and Data Common Stock 2017-05-19 4 M 0 5809 38.61 A 19359 D Common Stock 2017-05-19 4 S 0 5809 114.739 D 13550 D Common Stock 2017-05-19 4 M 0 5575 46.43 A 19125 D Common Stock 2017-05-19 4 S 0 5575 114.775 D 13550 D Common Stock 27 I 401-K Employee Stock Options (right to buy) 38.61 2017-05-19 4 M 0 5809 0.00 D 2013-02-13 2022-02-13 Common Stock 5809 0 D Employee Stock Options (right to buy) 46.43 2017-05-19 4 M 0 5575 0.00 D 2014-02-13 2023-02-13 Common Stock 5575 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $114.67 to $114.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $114.67 to $114.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As of last statement dated March 31, 2017. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Blair Worrall 2017-05-22