0001171843-18-001625.txt : 20180301 0001171843-18-001625.hdr.sgml : 20180301 20180301192102 ACCESSION NUMBER: 0001171843-18-001625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumann G Marc CENTRAL INDEX KEY: 0001291191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50796 FILM NUMBER: 18659583 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SP Plus Corp CENTRAL INDEX KEY: 0001059262 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510] IRS NUMBER: 161171179 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 E. RANDOLPH STREET STREET 2: SUITE 7700 CITY: CHICAGO STATE: IL ZIP: 60601-7702 BUSINESS PHONE: 312-274-2000 MAIL ADDRESS: STREET 1: 200 E. RANDOLPH STREET STREET 2: SUITE 7700 CITY: CHICAGO STATE: IL ZIP: 60601-7702 FORMER COMPANY: FORMER CONFORMED NAME: SP PLUS Corp DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD PARKING CORP DATE OF NAME CHANGE: 20030506 FORMER COMPANY: FORMER CONFORMED NAME: APCOA STANDARD PARKING INC /DE/ DATE OF NAME CHANGE: 20011126 4 1 f4_030118baumann.xml FORM 4 X0306 4 2018-02-26 0 0001059262 SP Plus Corp SP 0001291191 Baumann G Marc C/O SP PLUS CORPORATION 200 E. RANDOLPH STREET, SUITE 7700 CHICAGO IL 60601 1 1 0 0 President & CEO Common Stock 2018-02-26 4 A 0 12432 36.00 A 48111 D Common Stock 2018-02-27 4 F 0 5546 35.5999 D 42565 D The acquisition of shares of SP Plus common stock represents the vesting of performance share units (PSUs) previously awarded to the reporting person on April 9, 2015, and made effective as of January 1, 2015, under the SP Plus Corporation Long-Term Incentive Plan. The PSUs were earned on February 26, 2018, and settled in shares of SP Plus common stock on a one-for-one basis. The PSUs vested solely upon achievement of pre-established performance targets for SP Plus's adjusted pre-tax free cash flow over a three-year performance period. Upon acquisition of the PSUs, the reporting person automatically sold, solely for purposes of satisfying the resulting tax-withholding obligations, a number of shares of SP Plus common stock sufficient to enable the reporting person to satisfy such tax-withholding obligations. These shares of SP Plus common stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 28, 2017. The reporting person holds the shares in an account with his spouse as joint tenants with rights of survivorship. /s/ Jerome L. Pate, as attorney-in-fact for G Marc Baumann 2018-03-01