0001732223-20-000001.txt : 20200316 0001732223-20-000001.hdr.sgml : 20200316 20200316122847 ACCESSION NUMBER: 0001732223-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson Roger A. CENTRAL INDEX KEY: 0001732223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 20716112 MAIL ADDRESS: STREET 1: 9202 NW 28TH COURT CITY: VANCOUVER STATE: WA ZIP: 98665 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-13 0 0001059213 DIVIDEND & INCOME FUND DNI 0001732223 Atkinson Roger A. 9202 NW 28TH COURT VANCOUVER WA 98665 1 0 0 0 Shares of Beneficial Interest 2020-03-13 4 P 0 1000 9.007 A 3000 D Russell Kamerman, on behalf of Roger A. Atkinson, by power of attorney dated February 16, 2018 2020-03-16