-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F9EISXxDUVj2WHOn+ad7LmRJ9jN+uZY+jbXdqGUQbs6TV6GQH0PvYcRvLGWKxdIn haHXULZqgY9Q1YCXucZP7A== 0000950152-09-001488.txt : 20090217 0000950152-09-001488.hdr.sgml : 20090216 20090217140614 ACCESSION NUMBER: 0000950152-09-001488 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 GROUP MEMBERS: THOMAS J. HAMMOND TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAMMOND THOMAS J CENTRAL INDEX KEY: 0001058763 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 2483122000 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLAGSTAR BANCORP INC CENTRAL INDEX KEY: 0001033012 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 383150651 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53837 FILM NUMBER: 09610049 BUSINESS ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 BUSINESS PHONE: 248-312-2000 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 SC 13G/A 1 k47454bsc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 7)*

Flagstar Bancorp, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
337930 10 1
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)
     o Rule 13d-1(c)
     þ Rule 13d-1(d)
     *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
     The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
2 
   of   
7
  Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Thomas J. Hammond
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States of America
       
  5   SOLE VOTING POWER
     
NUMBER OF   563,543 (includes options to purchase 100,452 shares exercisable within 60 days of December 31, 2008)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   10,305,157
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   563,543 (includes options to purchase 100,452 shares exercisable within 60 days of December 31, 2008)
       
WITH 8   SHARED DISPOSITIVE POWER
     
    10,305,157
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  10,868,700
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  þ
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  13.0%
     
12   TYPE OF REPORTING PERSON*
   
  IN

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
3 
   of   
7
 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Thomas J. Hammond Trust
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Michigan
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   10,305,157
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    10,305,157
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  10,305,157
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  12.3%
     
12   TYPE OF REPORTING PERSON*
   
  OO: a trust

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
4 
   of   
7
  Pages 
Item 1(a). Name of Issuer:
Flagstar Bancorp, Inc. (the “Company”)
Item 1(b). Address of Issuer’s Principal Executive Officer:
5151 Corporate Drive
Troy, Michigan 48098
Item 2(a). Name of Person(s) Filing:
This statement is filed by:
  (i)   Thomas J. Hammond, with respect to the shares of the Company’s common stock directly owned by him and directly owned by Thomas J. Hammond Trust (the “Trust”). Thomas J. Hammond is the sole trustee of the Trust; and
 
  (ii)   The Trust, with respect to the shares of the Company’s common stock directly owned by it.
Item 2(b). Address of Principal Business Office or, if None, Residence:
Same as Item 1(b).
Item 2(c). Citizenship:
Thomas J. Hammond is a citizen of the United States of America.
The Trust was formed under the laws of the State of Michigan.
Item 2(d). Title of Class of Securities:
Common Stock, par value $.01 per share
Item 2(e). CUSIP Number:
337930 10 1
Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
Not applicable.

 

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
5 
   of   
7
  Pages 
Item 4. Ownership.
  (a)-(c)   Information concerning the amount and percentage of shares of the Company’s common stock beneficially owned by each reporting person is set forth below and is based upon the number of shares of the Company’s common stock outstanding as of December 31, 2008.
                                                 
                                            Percentage of
                                            Outstanding
    Sole   Sole           Shared   Aggregate   Shares of
    Voting   Dispositive   Shared   Dispositive   Beneficial   Common
Reporting Person   Power   Power   Voting Power   Power   Ownership   Stock
Thomas J. Hammond
     563,543 (1)     563,543 (1)     10,305,157 (2) (3)     10,305,157 (2) (3)     10,868,700 (1) (2) (3)     13.0 %
Thomas J. Hammond Trust
     0       0       10,305,157       10,305,157       10,305,157       12.3 %
 
(1)   Includes options to purchase 100,452 shares exercisable within 60 days of December 31, 2008.
 
(2)   Excludes 4,333,106 shares owned solely by Thomas J. Hammond’s wife, Janet G. Hammond, and as to which Thomas J. Hammond disclaims beneficial ownership pursuant to Rule 13d-4.
 
(3)   Includes 10,305,157 shares held by the Trust of which Thomas J. Hammond is the sole trustee.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9 Notice of Dissolution of Group.
Not applicable.
Item 10 Certification.
Not applicable.

 

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
6 
   of   
7
    Pages 
SIGNATURE:
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 17, 2009
         
 
  /s/ Thomas J. Hammond        
 
Thomas J. Hammond, individually, and as
trustee of Thomas J. Hammond Trust 		   

 

 

                       
CUSIP No.
  
337930 10 1  
 13 G  Page  
7 
   of   
7
    Pages 
EXHIBIT 1
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
     The undersigned acknowledges and agrees that the foregoing statement on Schedule 13G/A is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledges that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
Dated as of February 17, 2009
         
 
  /s/ Thomas J. Hammond   
 
Thomas J. Hammond, individually, and as
trustee of Thomas J. Hammond Trust 		   

 

-----END PRIVACY-ENHANCED MESSAGE-----