0000950123-16-016209.txt : 20160505 0000950123-16-016209.hdr.sgml : 20160505 20160505103516 ACCESSION NUMBER: 0000950123-16-016209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 EFFECTIVENESS DATE: 20160505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 161622178 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001058470 XXXXXXXX 03-31-2016 03-31-2016 ICON ADVISERS INC/CO

5299 DTC Boulevard Suite 1200 Greenwood Village CO 80111

13F HOLDINGS REPORT 028-07066 N Brian D. Harding 303-790-1600 /s/ Brian D. Harding Greenwood Village CO 05-03-2016 0 332 1403409 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AbbVie Inc COM 00287Y109 12344 216100 SH SOLE 216100 0 0 Acadia Healthcare Company, Inc COM 00404A109 705 12800 SH SOLE 12800 0 0 Adeptus Health, Inc. Class A COM 006855100 367 6600 SH SOLE 6600 0 0 Advance Auto Parts Inc. COM 00751Y106 3367 21000 SH SOLE 21000 0 0 Advanced Energy Industries, In COM 007973100 1684 48397 SH SOLE 48397 0 0 ADVENT CLAYMORE ENH GRW & INC COM 00765E104 2229 271555 SH SOLE 271555 0 0 Aetna Inc. COM 00817Y108 7696 68500 SH SOLE 68500 0 0 Affiliated Managers Group Inc. COM 008252108 731 4500 SH SOLE 4500 0 0 Agrium Inc. COM 008916108 1218 13800 SH SOLE 13800 0 0 Alaska Air Group Inc. COM 011659109 541 6600 SH SOLE 6600 0 0 Allergan Plc COM G0177J108 8255 30800 SH SOLE 30800 0 0 Allete Inc. COM 018522300 6670 118957 SH SOLE 118957 0 0 ALLIANCEBERNSTEIN INCOME FUND COM 01881E101 18223 2321439 SH SOLE 2321439 0 0 Allison Transmission Holdings, COM 01973r101 405 15000 SH SOLE 15000 0 0 Ally Financial Inc COM 02005N100 11734 626800 SH SOLE 626800 0 0 Altria Group Inc. COM 02209S103 627 10000 SH SOLE 10000 0 0 Ameren Corp. COM 023608102 1999 39900 SH SOLE 39900 0 0 American Electric Power Co. In COM 025537101 2238 33700 SH SOLE 33700 0 0 American Express Co. COM 025816109 1302 21200 SH SOLE 21200 0 0 American International Group I COM 026874784 8661 160240 SH SOLE 160240 0 0 AmerisourceBergen Corp. (Holdi COM 03073E105 4774 55160 SH SOLE 55160 0 0 Amgen Inc. COM 031162100 4498 30000 SH SOLE 30000 0 0 Anadarko Petroleum Corp. COM 032511107 6292 135100 SH SOLE 135100 0 0 Annaly Capital Management Inc. COM 035710409 2009 195800 SH SOLE 195800 0 0 Antero Resources Corporation COM 03674X106 1748 70300 SH SOLE 70300 0 0 Anthem, Inc. COM 036752103 2849 20500 SH SOLE 20500 0 0 AON Corp. COM G0408V102 1191 11400 SH SOLE 11400 0 0 Apogee Enterprises Inc. COM 037598109 922 21000 SH SOLE 21000 0 0 Apple Inc. COM 037833100 15521 142410 SH SOLE 142410 0 0 Applied Materials Inc. COM 038222105 502 23700 SH SOLE 23700 0 0 Aqua America Inc. COM 03836W103 439 13800 SH SOLE 13800 0 0 ARES CAP CORP COM COM 04010L103 791 53300 SH SOLE 53300 0 0 Arthur J. Gallagher & Co. COM 363576109 2638 59300 SH SOLE 59300 0 0 Ashland Inc. COM 044209104 9656 87810 SH SOLE 87810 0 0 AT&T Corp. COM 00206R102 2495 63700 SH SOLE 63700 0 0 AutoZone Inc. COM 053332102 1036 1300 SH SOLE 1300 0 0 Avery Dennison Corp. COM 053611109 995 13800 SH SOLE 13800 0 0 BancorpSouth, Inc. COM 059692103 437 20500 SH SOLE 20500 0 0 Bank of America Corp. COM 060505104 18270 1351310 SH SOLE 1351310 0 0 BCE Inc. COM 05534B760 7551 165800 SH SOLE 165800 0 0 BE Aerospace Inc. COM 073302101 2813 61000 SH SOLE 61000 0 0 Becton Dickinson & Co. COM 075887109 3735 24600 SH SOLE 24600 0 0 BERKSHIRE HATHAWAY INC CL B NE COM 084670207 18969 133700 SH SOLE 133700 0 0 BioTelemetry, Inc. COM 090672106 3904 334246 SH SOLE 334246 0 0 Black Hills Corp. COM 092113109 800 13300 SH SOLE 13300 0 0 Boeing Co. COM 097023105 1117 8800 SH SOLE 8800 0 0 Bristol-Myers Squibb Co. COM 110122108 8483 132800 SH SOLE 132800 0 0 Bristow Group Inc. COM 110394103 3763 198900 SH SOLE 198900 0 0 BROADCOM LTD SHS COM Y09827109 5191 33600 SH SOLE 33600 0 0 Brown & Brown Inc. COM 115236101 276 7700 SH SOLE 7700 0 0 Brunswick Corp. COM 117043109 3858 80400 SH SOLE 80400 0 0 Buckle Inc. COM 118440106 718 21200 SH SOLE 21200 0 0 Bunge Ltd. COM G16962105 533 9400 SH SOLE 9400 0 0 Cabot Corp. COM 127055101 338 7000 SH SOLE 7000 0 0 Cabot Oil & Gas Corp. COM 127097103 7376 324800 SH SOLE 324800 0 0 Cal-Maine Foods, Inc. COM 128030202 862 16600 SH SOLE 16600 0 0 Cambrex Corp. COM 132011107 273 6200 SH SOLE 6200 0 0 Cardinal Health Inc. COM 14149Y108 8752 106800 SH SOLE 106800 0 0 CBRE Group Inc COM 12504L109 15545 539390 SH SOLE 539390 0 0 CBS Corp (Cl B) COM 124857202 10043 182304 SH SOLE 182304 0 0 CDK Global Inc COM 12508E101 1117 24000 SH SOLE 24000 0 0 Celanese Corp. (Series A) COM 150870103 1113 17000 SH SOLE 17000 0 0 Celgene Corp. COM 151020104 13274 132620 SH SOLE 132620 0 0 CenterPoint Energy Inc. COM 15189T107 5640 269600 SH SOLE 269600 0 0 Cerner Corp. COM 156782104 826 15600 SH SOLE 15600 0 0 Charles Schwab COM 808513105 3539 126300 SH SOLE 126300 0 0 Chesapeake Energy Corp. COM 165167107 3315 804700 SH SOLE 804700 0 0 Chevron Corp. COM 166764100 19795 207500 SH SOLE 207500 0 0 CIGNA Corp. COM 125509109 7315 53300 SH SOLE 53300 0 0 Cimarex Energy Co. COM 171798101 5107 52500 SH SOLE 52500 0 0 Cinemark Holdings, Inc. COM 17243V102 1551 43300 SH SOLE 43300 0 0 Cisco Systems Inc. COM 17275R102 1489 52300 SH SOLE 52300 0 0 Citigroup Inc. COM 172967424 2012 48200 SH SOLE 48200 0 0 CMS Energy Corp. COM 125896100 10439 245976 SH SOLE 245976 0 0 CNO Financial Group, Inc. COM 12621E103 4690 261710 SH SOLE 261710 0 0 Coca-Cola Co. COM 191216100 608 13100 SH SOLE 13100 0 0 Cognizant Technology Solutions COM 192446102 652 10400 SH SOLE 10400 0 0 Coherent Inc. COM 192479103 349 3794 SH SOLE 3794 0 0 Comcast Corp. COM 20030N101 9061 148344 SH SOLE 148344 0 0 Comfort Systems USA, Inc. COM 199908104 2462 77500 SH SOLE 77500 0 0 ConAgra Foods Inc. COM 205887102 643 14400 SH SOLE 14400 0 0 Constellation Brands Inc. COM 21036P108 408 2700 SH SOLE 2700 0 0 Continental Resources, Inc. COM 212015101 11373 374600 SH SOLE 374600 0 0 Costco Wholesale Corp. COM 22160K105 268 1700 SH SOLE 1700 0 0 Crane Co. COM 224399105 307 5700 SH SOLE 5700 0 0 Credicorp Ltd COM G2519Y108 904 6900 SH SOLE 6900 0 0 CSX Corp. COM 126408103 2033 78967 SH SOLE 78967 0 0 Cummins Inc. COM 231021106 528 4800 SH SOLE 4800 0 0 Curtiss-Wright Corp. COM 231561101 480 6349 SH SOLE 6349 0 0 CVS Health Corporation COM 126650100 10964 105700 SH SOLE 105700 0 0 Daktronics Inc. COM 234264109 713 90300 SH SOLE 90300 0 0 Danaher Corp. COM 235851102 683 7200 SH SOLE 7200 0 0 Dean Foods Co. COM 242370104 206 11900 SH SOLE 11900 0 0 DELAWARE INVTS DIV & INCOME FD COM 245915103 2553 280028 SH SOLE 280028 0 0 Delta Air Lines Inc. COM 247361702 5209 107000 SH SOLE 107000 0 0 Denbury Resources Inc. COM 247916208 3720 1675900 SH SOLE 1675900 0 0 DEUTSCHE HIGH INCOME OPPORT FD COM 25158Y102 582 43690 SH SOLE 43690 0 0 DEUTSCHE MULTI-MKT INCOME TR S COM 25160E102 2857 360235 SH SOLE 360235 0 0 DEUTSCHE STRATEGIC INCOME TR S COM 25160F109 884 79849 SH SOLE 79849 0 0 DIAMOND RESORTS INTL INC COM COM 25272t104 219 9000 SH SOLE 9000 0 0 Dime Community Bancshares COM 253922108 786 44600 SH SOLE 44600 0 0 Discover Financial Services COM 254709108 13910 273180 SH SOLE 273180 0 0 DIVERSIFIED REAL ASSET INC FD COM 25533B108 2640 167098 SH SOLE 167098 0 0 Dominion Resources Inc. (Virgi COM 25746U109 811 10800 SH SOLE 10800 0 0 Dow Chemical Co. COM 260543103 3496 68745 SH SOLE 68745 0 0 Dr Pepper Snapple Group Inc. COM 26138E109 447 5000 SH SOLE 5000 0 0 Dril-Quip Inc. COM 262037104 9290 153400 SH SOLE 153400 0 0 DST Systems Inc. COM 233326107 4048 35900 SH SOLE 35900 0 0 DTE Energy Co. COM 233331107 4968 54800 SH SOLE 54800 0 0 Duke Energy Corp. COM 26441C204 1162 14400 SH SOLE 14400 0 0 E*TRADE Financial Corp. COM 269246401 2893 118110 SH SOLE 118110 0 0 Eagle Materials Inc. COM 26969P108 8869 126500 SH SOLE 126500 0 0 Eastman Chemical Co. COM 277432100 1083 15000 SH SOLE 15000 0 0 Edison International COM 281020107 2912 40500 SH SOLE 40500 0 0 Electronic Arts Inc. COM 285512109 1580 23900 SH SOLE 23900 0 0 Eli Lilly & Co. COM 532457108 2304 32000 SH SOLE 32000 0 0 Encore Capital Group Inc. COM 292554102 5327 206963 SH SOLE 206963 0 0 Energy Transfer Partners L.P. COM 29273R109 3205 99100 SH SOLE 99100 0 0 Ensign Group Inc. COM 29358P101 471 20800 SH SOLE 20800 0 0 Enzymotec Ltd. COM m4059l101 152 16800 SH SOLE 16800 0 0 EOG Resources Inc. COM 26875P101 8717 120100 SH SOLE 120100 0 0 Equitable Resources Inc. COM 26884L109 6686 99400 SH SOLE 99400 0 0 EQUITY COMWLTH CUM PFD E 7.25% PFD 294628409 9914 389999 SH SOLE 389999 0 0 Euronet Worldwide Inc. COM 298736109 1297 17500 SH SOLE 17500 0 0 Everi Holdings, Inc. COM 30034T103 635 277400 SH SOLE 277400 0 0 Eversource Energy COM 30040W108 1657 28400 SH SOLE 28400 0 0 Expedia Inc. COM 30212P303 884 8200 SH SOLE 8200 0 0 Express Scripts Inc. COM 30219G108 1539 22400 SH SOLE 22400 0 0 Exxon Mobil Corp. COM 30231G102 51124 611600 SH SOLE 611600 0 0 Facebook, Inc. Class A COM 30303M102 12973 113700 SH SOLE 113700 0 0 FEI Co. COM 30241L109 1086 12200 SH SOLE 12200 0 0 Fifth Third Bancorp COM 316773100 5548 332390 SH SOLE 332390 0 0 First Commonwealth Financial C COM 319829107 6523 736280 SH SOLE 736280 0 0 FIRST TR DIVIDEND INCOME FD CO COM 33731L100 2384 275652 SH SOLE 275652 0 0 FIRST TRUST MORTGAGE INCM FD C COM 33734E103 2965 206302 SH SOLE 206302 0 0 FIRSTHAND TECH VALUE FD INC CO COM 33766Y100 652 86948 SH SOLE 86948 0 0 Flowers Foods, Inc. COM 343498101 279 15100 SH SOLE 15100 0 0 Foot Locker Inc. COM 344849104 464 7200 SH SOLE 7200 0 0 Ford Motor Co. COM 345370860 865 64100 SH SOLE 64100 0 0 FORT DEARBORN INCOME SECS INC COM 347200107 4602 318950 SH SOLE 318950 0 0 Fortune Brands Home & Security COM 34964c106 5296 94500 SH SOLE 94500 0 0 FRANKLIN LTD DURATION INC TR C COM 35472T101 1945 171475 SH SOLE 171475 0 0 Freeport-McMoRan Inc. COM 35671D857 362 35000 SH SOLE 35000 0 0 GAMCO Investors, Inc. Class A COM 361438104 485 13100 SH SOLE 13100 0 0 General Dynamics Corp. COM 369550108 7606 57900 SH SOLE 57900 0 0 General Mills Inc. COM 370334104 329 5200 SH SOLE 5200 0 0 Gentherm Incorporated COM 37253A103 2183 52500 SH SOLE 52500 0 0 GLOBAL HIGH INCOME FUND INC CO COM 37933G108 7208 829463 SH SOLE 829463 0 0 Goodyear Tire & Rubber Co. COM 382550101 3252 98610 SH SOLE 98610 0 0 Google Inc Cl A COM 02079K305 2441 3200 SH SOLE 3200 0 0 Google Inc Cl C COM 02079K107 8653 11616 SH SOLE 11616 0 0 Graphic Packaging Holding Comp COM 388689101 4562 355000 SH SOLE 355000 0 0 Hanesbrands Inc. 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COM G491BT108 4899 159200 SH SOLE 159200 0 0 IPG Photonics Corporation COM 44980X109 9445 98300 SH SOLE 98300 0 0 ISHARES TR CUR HD EURZN ETF COM 46434V639 8888 365000 SH SOLE 365000 0 0 ISHARES TR EUROPE ETF COM 464287861 9156 234100 SH SOLE 234100 0 0 ISHARES TR NA NAT RES COM 464287374 3330 112000 SH SOLE 112000 0 0 J.B. Hunt Transport Services I COM 445658107 303 3600 SH SOLE 3600 0 0 j2 Global Communications Inc. COM 46626E205 1079 17514 SH SOLE 17514 0 0 Janus Capital Group Inc. COM 47102X105 5008 342280 SH SOLE 342280 0 0 Jazz Pharmaceuticals Plc COM G50871105 15316 117320 SH SOLE 117320 0 0 Johnson Controls Inc. COM 478366107 842 21600 SH SOLE 21600 0 0 Jones Lang LaSalle Inc. COM 48020Q107 3805 32429 SH SOLE 32429 0 0 JPMorgan Chase & Co. COM 46625H100 7847 132500 SH SOLE 132500 0 0 Kemper Corporation COM 488401100 6266 211910 SH SOLE 211910 0 0 Keysight Technologies Inc COM 49338L103 560 20200 SH SOLE 20200 0 0 Kroger Co. COM 501044101 1469 38400 SH SOLE 38400 0 0 L Brands, Inc. COM 501797104 457 5200 SH SOLE 5200 0 0 Laboratory Corp. of America Ho COM 50540R409 1663 14200 SH SOLE 14200 0 0 Landstar System Inc. COM 515098101 472 7300 SH SOLE 7300 0 0 Lexmark International Inc. COM 529771107 1294 38700 SH SOLE 38700 0 0 LGI Homes, Inc. COM 50187T106 1133 46800 SH SOLE 46800 0 0 Ligand Pharmaceuticals Incorpo COM 53220K504 222 2075 SH SOLE 2075 0 0 Lincoln National Corp. COM 534187109 3795 96800 SH SOLE 96800 0 0 Lowe's Cos. COM 548661107 9060 119600 SH SOLE 119600 0 0 M/A-COM Technology Solutions H COM 55405Y100 639 14600 SH SOLE 14600 0 0 Magellan Midstream Partners, L COM 559080106 10788 156800 SH SOLE 156800 0 0 Magna International Inc. COM 559222401 5456 127000 SH SOLE 127000 0 0 Main Street Capital Corporatio COM 56035L104 1056 33700 SH SOLE 33700 0 0 MANAGED HIGH YIELD PLUS FD INC COM 561911108 5341 3000520 SH SOLE 3000520 0 0 Marathon Petroleum Corp COM 56585A102 11552 310700 SH SOLE 310700 0 0 MarketAxess Holdings Inc. COM 57060D108 512 4100 SH SOLE 4100 0 0 Marriott Vacations Worldwide C COM 57164y107 695 10300 SH SOLE 10300 0 0 Martin Marietta Materials Inc. COM 573284106 9941 62320 SH SOLE 62320 0 0 Masco Corp. COM 574599106 8586 273000 SH SOLE 273000 0 0 Mastercard Inc. COM 57636Q104 15214 161000 SH SOLE 161000 0 0 Matrix Service Co. COM 576853105 5151 291000 SH SOLE 291000 0 0 Maximus Inc. COM 577933104 1184 22500 SH SOLE 22500 0 0 McKesson Corp. COM 58155Q103 11180 71100 SH SOLE 71100 0 0 Medtronic Inc. COM 585055106 1650 22000 SH SOLE 22000 0 0 Mentor Graphics Corp. COM 587200106 1039 51100 SH SOLE 51100 0 0 Merck & Co. Inc. COM 58933Y105 3487 65900 SH SOLE 65900 0 0 Methanex Corp. 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Class A COM 69318G106 11773 354600 SH SOLE 354600 0 0 PepsiCo Inc. COM 713448108 1066 10400 SH SOLE 10400 0 0 Pfizer Inc. COM 717081103 765 25800 SH SOLE 25800 0 0 PGT, Inc. COM 69336V101 2030 206300 SH SOLE 206300 0 0 PharMerica Corp COM 71714F104 818 37000 SH SOLE 37000 0 0 Phillips 66 COM 718546104 15634 180550 SH SOLE 180550 0 0 Pinnacle West Capital Corp. COM 723484101 2245 29900 SH SOLE 29900 0 0 Plains All American Pipeline, COM 726503105 8382 399700 SH SOLE 399700 0 0 PolyOne Corporation COM 73179P106 1815 60000 SH SOLE 60000 0 0 Popeyes Louisiana Kitchen, Inc COM 732872106 1421 27300 SH SOLE 27300 0 0 PRA Group Inc. COM 69354N106 699 23800 SH SOLE 23800 0 0 Priceline Group Inc/The COM 741503403 1805 1400 SH SOLE 1400 0 0 Procter & Gamble Co. COM 742718109 593 7200 SH SOLE 7200 0 0 PROSHARES TR PSHS ULSHT SP500 COM 74347B300 669 35300 SH SOLE 35300 0 0 Public Service Enterprise Grou COM 744573106 1127 23900 SH SOLE 23900 0 0 QUALCOMM Inc. 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