-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GgsGoJeC8sGDaE7MKcaEEbcRjvRc4U5lzu3y4SIi7WU5c/0FgN7QemwKuGLGpwR+ rPvVt/1nj63PicD1dsm2lA== 0000950123-09-061619.txt : 20091112 0000950123-09-061619.hdr.sgml : 20091111 20091112130029 ACCESSION NUMBER: 0000950123-09-061619 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICON ADVISERS INC/CO CENTRAL INDEX KEY: 0001058470 IRS NUMBER: 841166639 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07066 FILM NUMBER: 091175848 BUSINESS ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 3037901600 MAIL ADDRESS: STREET 1: 5299 DTC BOULEVARD STREET 2: SUITE 1200 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: MERIDIAN INVESTMENT MANAGEMENT CORP/CO DATE OF NAME CHANGE: 19990330 13F-HR 1 d70054e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check Here if Amendment [ ]: Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICON Advisers, Inc. Address: 5299 DTC Boulevard, Suite 1200 Greenwood Village, CO 80111 13F File Number: 28-7066 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Erik L. Jonson Title: Executive Vice President and Chief Financial Officer Phone: 303-790-1600 Signature, Place, and Date of Signing: /s/ Erik L. Jonson Greenwood Village, Colorado November 12, 2009 - ------------------ --------------------------- ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT (Check if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Table Information Table Entry Total: 404 ------------------ Form 13F Information Table Value Total: 1,404,293 ------------------ List of Other Included Managers: 0 ------------------ ICON Advisers, Inc. FORM 13F 30-Sep-09
Voting Authority ----------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- ------------- ------- --- ---- ------- -------- ------- ------ ----- 3M Co. COM 88579Y101 4059 55000 SH Sole 55000 A-Power Energy Generation Syst COM G04136100 538 50000 SH Sole 50000 AFLAC Inc. COM 001055102 10394 243183 SH Sole 240993 2190 AGL Resources Inc. COM 001204106 705 20000 SH Sole 20000 AIR METHODS CORP COM 009128307 2596 79700 SH Sole 79700 AT&T Corp. COM 00206R102 3099 114740 SH Sole 114500 240 Abercrombie & Fitch Co. COM 002896207 375 11400 SH Sole 11400 Accenture Ltd. COM G1150G111 3446 92462 SH Sole 91592 870 Aetna Inc. COM 00817Y108 1529 54930 SH Sole 54930 Aftermarket Technology Corp. COM 00211W104 1047 53000 SH Sole 53000 Agrium Inc. COM 008916108 777 15609 SH Sole 15038 571 Air Products & Chemicals Inc. COM 009158106 8910 114851 SH Sole 113841 1010 Airgas Inc. COM 009363102 1451 30000 SH Sole 30000 Alaska Air Group Inc. COM 011659109 3646 136090 SH Sole 134550 1540 Albemarle Corp. COM 012653101 6543 189097 SH Sole 186607 2490 Allegheny Energy Inc. COM 017361106 223 8400 SH Sole 8400 Allergan Inc. COM 018490102 4195 73900 SH Sole 73900 Alliance Resource Partners L.P COM 01877R108 3144 86700 SH Sole 86700 Alliant Energy Corp. COM 018802108 861 30900 SH Sole 30900 Allstate Corp. COM 020002101 2012 65700 SH Sole 65700 Altria Group Inc. COM 02209S103 577 32400 SH Sole 32400 Amdocs Ltd. COM G02602103 1279 47600 SH Sole 47600 Amedisys Inc. COM 023436108 3415 78280 SH Sole 76910 1370 America's Car-Mart Inc. COM 03062T105 333 13900 SH Sole 13900 American Capital Strategies Lt COM 02503Y103 580 179694 SH Sole 179694 American Electric Power Co. In COM 025537101 406 13100 SH Sole 13100 American Financial Group Inc. COM 025932104 994 39000 SH Sole 39000 Ameriprise Financial Inc COM 03076C106 1297 35700 SH Sole 35700 AmerisourceBergen Corp. (Holdi COM 03073E105 4780 213576 SH Sole 213576 Ametek Inc. COM 031100100 360 10300 SH Sole 10300 Annaly Capital Management Inc. COM 035710409 2621 144500 SH Sole 144500 Anworth Mortgage Asset Corp. COM 037347101 854 108400 SH Sole 108400 Apache Corp. COM 037411105 5794 63100 SH Sole 63100 Apollo Investment Corp. COM 03761U106 2164 226600 SH Sole 226600 Apple Inc. COM 037833100 6283 33900 SH Sole 33900 Arrow Electronics Inc. COM 042735100 808 28700 SH Sole 28700 Assured Guaranty Ltd. COM G0585R106 1340 69000 SH Sole 69000 Atmos Energy Corp. COM 049560105 225 8000 SH Sole 8000 Atwood Oceanics Inc. COM 050095108 22523 638600 SH Sole 638600 Automatic Data Processing Inc. COM 053015103 375 9540 SH Sole 9510 30 Avista Corp COM 05379B107 253 12500 SH Sole 12500 Avnet Inc. COM 053807103 4178 160860 SH Sole 159020 1840 Avon Products Inc. COM 054303102 1583 46600 SH Sole 46600 BB&T Corp. COM 054937107 1002 36790 SH Sole 36790 BE Aerospace Inc. COM 073302101 4731 234918 SH Sole 232348 2570 BGC Partners Inc COM 05541T101 494 115500 SH Sole 115500 BP PLC COM 055622104 330 6200 SH Sole 6200 BP Prudhoe Bay Royalty Trust COM 055630107 2374 31800 SH Sole 31800 Ball Corp. COM 058498106 1476 30000 SH Sole 30000 Banco Bilbao Vizcaya Argentari COM 05946K101 1352 75762 SH Sole 73947 1815 Banco Santander S.A. COM 05964H105 2318 143500 SH Sole 143500 Bank of America Corp. COM 060505104 15904 939962 SH Sole 933822 6140 Barrick Gold Corp. COM 067901108 1137 30000 SH Sole 30000 Baxter International Inc. COM 071813109 1442 25300 SH Sole 25300 Becton Dickinson & Co. COM 075887109 2170 31110 SH Sole 30630 480 Bemis Co. Inc. COM 081437105 2656 102500 SH Sole 102500 Boeing Co. COM 097023105 1930 35640 SH Sole 35640 Brightpoint Inc. COM 109473405 1436 164100 SH Sole 164100 Bristol-Myers Squibb Co. COM 110122108 2335 103690 SH Sole 103620 70 Burlington Northern Santa Fe C COM 12189T104 9468 118600 SH Sole 118600 CF Industries Holdings Inc. COM 125269100 1725 20000 SH Sole 20000 CIGNA Corp. COM 125509109 3099 110335 SH Sole 110295 40 CSX Corp. COM 126408103 15468 369524 SH Sole 367294 2230 CVS Caremark Corporation COM 126650100 5031 140755 SH Sole 139205 1550 Cablevision Systems Corp. COM 12686C109 226 9530 SH Sole 9530 Cameco Corp. COM 13321L108 12240 440300 SH Sole 440300 Campbell Soup Co. COM 134429109 258 7900 SH Sole 7900 Canadian National Railway Co. COM 136375102 435 8885 SH Sole 8065 820 Canadian Natural Resources Ltd COM 136385101 10509 156400 SH Sole 156400 Cardinal Health Inc. COM 14149Y108 1833 68400 SH Sole 68400 Carnival Corp. COM 143658300 745 22400 SH Sole 22400 Carpenter Technology Corp. COM 144285103 702 30000 SH Sole 30000 Cash America International Inc COM 14754D100 5836 193496 SH Sole 190596 2900 Catalyst Health Solutions Inc. COM 14888B103 2245 77000 SH Sole 77000 Caterpillar Inc. COM 149123101 1868 36400 SH Sole 36400 Central European Distribution COM 153435102 593 18100 SH Sole 18100 Chesapeake Energy Corp. COM 165167107 9755 343500 SH Sole 343500 ChevronTexaco Corp. COM 166764100 609 8650 SH Sole 8610 40 Chubb Corp. COM 171232101 252 5000 SH Sole 5000 Cintas Corp. COM 172908105 773 25500 SH Sole 25500 Cisco Systems Inc. COM 17275R102 11129 472769 SH Sole 468819 3950 Cleveland-Cliffs Inc. COM 18683K101 1618 50000 SH Sole 50000 Coca-Cola Enterprises Inc. COM 191219104 1233 57600 SH Sole 57600 Cognizant Technology Solutions COM 192446102 2018 52210 SH Sole 52210 Colgate-Palmolive Co. COM 194162103 359 4700 SH Sole 4700 Comcast Corp. COM 20030N101 2079 123135 SH Sole 123135 Commercial Metals Co. COM 201723103 626 35000 SH Sole 35000 Companhia de Saneamento Basico COM 20441A102 379 10000 SH Sole 10000 Computer Sciences Corp. COM 205363104 4506 85493 SH Sole 84813 680 ConAgra Foods Inc. COM 205887102 516 23800 SH Sole 23800 Constellation Energy Group Inc COM 210371100 13168 406800 SH Sole 406800 Convergys Corp. COM 212485106 934 94000 SH Sole 94000 Cooper Industries Plc COM 624140108 650 17300 SH Sole 17300 Copart Inc. COM 217204106 472 14200 SH Sole 14200 Corn Products International In COM 219023108 208 7300 SH Sole 7300 Covance Inc. COM 222816100 4374 80781 SH Sole 79641 1140 Crane Co. COM 224399105 1745 67600 SH Sole 67600 Credicorp Ltd COM G2519Y108 5648 72637 SH Sole 71617 1020 Cummins Inc. COM 231021106 448 10000 SH Sole 10000 DIRECTV Group Inc. COM 25459L106 582 21100 SH Sole 21100 DISH Network Corp. COM 25470M109 262 13600 SH Sole 13600 DPL Inc. COM 233293109 219 8400 SH Sole 8400 Danaher Corp. COM 235851102 1010 15000 SH Sole 15000 Deckers Outdoor Corp. COM 243537107 356 4200 SH Sole 4200 Dell Inc. COM 24702R101 2303 150900 SH Sole 150900 Delphi Financial Group Inc. COM 247131105 2046 90400 SH Sole 90400 Deutsche Bank AG COM D18190898 2088 27200 SH Sole 27200
Diamond Offshore Drilling Inc. COM 25271C102 21628 226423 SH Sole 225363 1060 Diebold Inc. COM 253651103 1821 55300 SH Sole 55300 Dollar Financial Corp. COM 256664103 3619 225881 SH Sole 223501 2380 Dollar Tree Stores Inc. COM 256746108 204 4200 SH Sole 4200 Dominion Resources Inc. (Virgi COM 25746U109 969 28100 SH Sole 28100 Dover Corp. COM 260003108 1163 30000 SH Sole 30000 Dow Chemical Co. COM 260543103 4768 182900 SH Sole 182900 Dress Barn Inc. COM 261570105 290 16200 SH Sole 16200 E.I. DuPont de Nemours & Co. COM 263534109 8405 261500 SH Sole 261500 ENSCO International Inc. COM 26874Q100 12953 304500 SH Sole 304500 Eastman Chemical Co. COM 277432100 642 12000 SH Sole 12000 Eaton Corp. COM 278058102 1115 19700 SH Sole 19700 Ecolab Inc. COM 278865100 3005 65000 SH Sole 65000 Edison International COM 281020107 554 16500 SH Sole 16500 El Paso Electric Co. COM 283677854 654 37000 SH Sole 37000 Eli Lilly & Co. COM 532457108 595 18026 SH Sole 18026 Empire District Electric Co. COM 291641108 729 40300 SH Sole 40300 Endo Pharmaceuticals Holdings COM 29264F205 1109 49000 SH Sole 49000 Energizer Holdings Inc. COM 29266R108 425 6400 SH Sole 6400 Entergy Corp. COM 29364G103 803 10050 SH Sole 10050 Estee Lauder Cos. (Cl A) COM 518439104 278 7500 SH Sole 7500 Everest Re Group Ltd. COM G3223R108 219 2500 SH Sole 2500 Express Scripts Inc. COM 302182100 4104 52900 SH Sole 52900 Exxon Mobil Corp. COM 30231G102 429 6250 SH Sole 6250 FMC Corp. COM 302491303 4218 74983 SH Sole 74313 670 FPL Group Inc. COM 302571104 729 13200 SH Sole 13200 FRANCE TELECOM ADR COM 35177Q105 538 20000 SH Sole 20000 Federated Investors Inc. COM 314211103 348 13200 SH Sole 13200 Fidelity National Information COM 31620M106 1064 41700 SH Sole 41700 Fifth Third Bancorp COM 316773100 705 69600 SH Sole 69600 Fiserv Inc. COM 337738108 3851 79900 SH Sole 79900 Flextronics International Ltd. COM Y2573F102 1667 223211 SH Sole 217359 5852 Foster Wheeler AG COM H27178104 638 20000 SH Sole 20000 Freeport-McMoRan Copper & Gold COM 35671D857 5146 75000 SH Sole 75000 GATX Corp. COM 361448103 517 18500 SH Sole 18500 General Dynamics Corp. COM 369550108 1680 26000 SH Sole 26000 General Electric Co. COM 369604103 14131 860612 SH Sole 856152 4460 Genworth Financial Inc. (Cl A) COM 37247D106 1459 122100 SH Sole 122100 Gerdau Ameristeel Corp COM 37373P105 396 50000 SH Sole 50000 Global Industries Ltd. COM 379336100 8084 850900 SH Sole 850900 Golar LNG Ltd. COM G9456A100 1897 171500 SH Sole 171500 Goldman Sachs Group Inc. COM 38141G104 12282 66622 SH Sole 66172 450 Google Inc. COM 38259P508 14992 30234 SH Sole 30064 170 Guess? Inc. COM 401617105 4695 126754 SH Sole 124884 1870 HCC Insurance Holdings Inc. COM 404132102 375 13700 SH Sole 13700 Hain Celestial Group Inc. COM 405217100 401 20900 SH Sole 20900 Halliburton Co. COM 406216101 11575 426800 SH Sole 426800 Harris Corp. COM 413875105 290 7700 SH Sole 7700 Harsco Corp. COM 415864107 1176 33200 SH Sole 33200 Hartford Financial Services Gr COM 416515104 7067 266692 SH Sole 263402 3290 Heartland Payment Systems Inc. COM 42235N108 2979 205300 SH Sole 205300 Helen of Troy Corp. COM G4388N106 208 10700 SH Sole 10700 Helix Energy Solutions Group COM 42330P107 15742 1050900 SH Sole 1050900 Henry Schein Inc. COM 806407102 3200 58271 SH Sole 58271 Herbalife Ltd. COM G4412G101 635 19400 SH Sole 19400 Hewlett-Packard Co. COM 428236103 15485 327995 SH Sole 326155 1840 Home Depot Inc. COM 437076102 290 10900 SH Sole 10900 Honeywell International Inc. COM 438516106 4447 119700 SH Sole 118620 1080 Horace Mann Educators Corp. COM 440327104 933 66800 SH Sole 66800 Hormel Foods Corp. COM 440452100 352 9900 SH Sole 9900 Hornbeck Offshore Services Inc COM 440543106 8894 322700 SH Sole 322700 Hubbell Inc. COM 443510201 844 20100 SH Sole 20100 Humana Inc. COM 444859102 1063 28500 SH Sole 28500 IDACORP Inc. COM 451107106 230 8000 SH Sole 8000 Ingersoll-Rand Co. Ltd. COM G4776G101 1073 35000 SH Sole 35000 Insight Enterprises Inc. COM 45765U103 2182 178700 SH Sole 178700 Integra LifeSciences Holdings COM 457985208 2206 64600 SH Sole 64600 Integrys Energy Group Inc. COM 45822P105 301 8400 SH Sole 8400 Intel Corp. COM 458140100 1752 89500 SH Sole 89500 International Business Machine COM 459200101 21062 176090 SH Sole 175230 860 International Flavors & Fragra COM 459506101 948 25000 SH Sole 25000 J.M. Smucker Co. COM 832696405 525 9900 SH Sole 9900 JPMorgan Chase & Co. COM 46625H100 7927 180899 SH Sole 180016 883 Jabil Circuit Inc. COM 466313103 2851 212600 SH Sole 212600 Jacobs Engineering Group Inc. COM 469814107 368 8000 SH Sole 8000 Johnson & Johnson COM 478160104 12090 198550 SH Sole 198550 Jos. A. Bank Clothiers Inc. COM 480838101 331 7400 SH Sole 7400 Kellogg Co. COM 487836108 507 10300 SH Sole 10300 Kimberly-Clark Corp. COM 494368103 2017 34200 SH Sole 34200 Kirby Corp. COM 497266106 1362 37000 SH Sole 37000 Kohl's Corp. COM 500255104 331 5800 SH Sole 5800 Koppers Holdings Inc. COM 50060P106 445 15000 SH Sole 15000 Kraft Foods Inc. COM 50075N104 925 35200 SH Sole 35200 L-3 Communications Holdings In COM 502424104 643 8000 SH Sole 8000 Laboratory Corp. of America Ho COM 50540R409 2378 36200 SH Sole 36200 Lincoln National Corp. COM 534187109 2974 114800 SH Sole 114800 Lockheed Martin Corp. COM 539830109 1515 19400 SH Sole 19400 Loews Corp. COM 540424108 1891 55200 SH Sole 55200 Lorillard Inc. COM 544147101 208 2800 SH Sole 2800 Lowe's Cos. COM 548661107 306 14600 SH Sole 14600 Lubrizol Corp. COM 549271104 5638 78900 SH Sole 78900 M&T Bank Corp. COM 55261F104 1446 23200 SH Sole 23200 MFA Financial Inc. COM 55272X102 634 79700 SH Sole 79700 Marathon Oil Corp. COM 565849106 6562 205700 SH Sole 205700 Mariner Energy Inc. COM 56845T305 9319 657200 SH Sole 657200 Massey Energy Co. COM 576206106 12035 431500 SH Sole 431500 Mastercard Inc. COM 57636Q104 1136 5620 SH Sole 5620 Matrix Service Co. COM 576853105 2321 213500 SH Sole 213500 Maxim Integrated Products Inc. COM 57772K101 279 15400 SH Sole 15400 McDermott International Inc. COM 580037109 4182 165500 SH Sole 165500 McDonald's Corp. COM 580135101 2073 36329 SH Sole 35769 560 McKesson Corp. COM 58155Q103 3901 65500 SH Sole 65500 Medco Health Solutions Inc. COM 58405U102 4950 89500 SH Sole 89500 Medicis Pharmaceutical Corp. COM 584690309 3128 146500 SH Sole 146500 Medtronic Inc. COM 585055106 4660 126640 SH Sole 126180 460 Merck & Co. Inc. COM 589331107 10390 328475 SH Sole 327025 1450 Meredith Corp. COM 589433101 611 20400 SH Sole 20400 MetLife Inc. COM 59156R108 9208 241866 SH Sole 240236 1630 Methanex Corp. COM 59151K108 4195 242346 SH Sole 238845 3501 Microsoft Corp. COM 594918104 29563 1149432 SH Sole 1144242 5190 Middleby Corp. COM 596278101 6856 124635 SH Sole 123115 1520 Middlesex Water Co. COM 596680108 151 10000 SH Sole 10000 Molson Coors Brewing Co. COM 60871R209 380 7800 SH Sole 7800 Monro Muffler Brake Inc COM 610236101 251 7900 SH Sole 7900 Monsanto Co. COM 61166W101 3870 50000 SH Sole 50000 Morgan Stanley COM 617446448 1722 55775 SH Sole 55115 660 Multi-Fineline Electronix Inc. COM 62541B101 1137 39600 SH Sole 39600
Murphy Oil Corp. COM 626717102 17747 308264 SH Sole 307684 580 Mylan Inc. COM 628530107 1899 118600 SH Sole 118600 NCR Corp. COM 62886E108 1158 83800 SH Sole 83800 NIKE Inc. COM 654106103 1548 23920 SH Sole 23920 NRG Energy Inc. COM 629377508 10447 370600 SH Sole 370600 NV Energy Inc COM 67073Y106 430 37090 SH Sole 37090 Nabors Industries Ltd. COM G6359F103 16438 786500 SH Sole 786500 Nalco Holding Co. COM 62985Q101 734 35800 SH Sole 35800 National Financial Partners Co COM 63607P208 1660 190400 SH Sole 190400 National Oilwell Varco Inc. COM 637071101 13931 323000 SH Sole 323000 Navios Maritime Holdings Inc. COM Y62196103 4093 833508 SH Sole 818097 15411 Newfield Exploration Co. COM 651290108 10040 235900 SH Sole 235900 Newmont Mining Corp. COM 651639106 2421 55000 SH Sole 55000 Noble Corp. COM H5833N103 17056 449327 SH Sole 446667 2660 Norfolk Southern Corp. COM 655844108 3363 78000 SH Sole 78000 Northrop Grumman Corp. COM 666807102 547 10570 SH Sole 10520 50 Nu Skin Enterprises Inc. COM 67018T105 2057 111000 SH Sole 111000 NuCor Corp. COM 670346105 4612 98100 SH Sole 98100 ONEOK Inc. COM 682680103 8866 242100 SH Sole 242100 Occidental Petroleum Corp. COM 674599105 38181 487000 SH Sole 487000 Oceaneering International Inc. COM 675232102 11197 197300 SH Sole 197300 Omnicom Group Inc. COM 681919106 325 8800 SH Sole 8800 Oracle Corp. COM 68389X105 3573 171469 SH Sole 171469 Overseas Shipholding Group Inc COM 690368105 10322 276200 SH Sole 276200 Owens-Illinois Inc. COM 690768403 2262 61300 SH Sole 61300 PAREXEL International Corp. COM 699462107 4921 362106 SH Sole 358676 3430 PNC Financial Services Group I COM 693475105 437 9000 SH Sole 9000 POSCO COM 693483109 520 5000 SH Sole 5000 PPG Industries Inc. COM 693506107 873 15000 SH Sole 15000 PPL Corp. COM 69351T106 385 12700 SH Sole 12700 PSS World Medical Inc. COM 69366A100 1701 77900 SH Sole 77900 Pactiv Corp. COM 695257105 1954 75000 SH Sole 75000 Par Pharmaceutical Companies I COM 69888P106 3745 174100 SH Sole 174100 Parker Hannifin Corp. COM 701094104 5062 97649 SH Sole 96189 1460 Patterson Cos. Inc. COM 703395103 5225 191758 SH Sole 190308 1450 Pepco Holdings Inc. COM 713291102 168 11300 SH Sole 11300 PepsiCo Inc. COM 713448108 1109 18900 SH Sole 18900 Perrigo Co. COM 714290103 1757 51700 SH Sole 51700 Pfizer Inc. COM 717081103 10339 624686 SH Sole 624576 110 Philip Morris International In COM 718172109 1092 22400 SH Sole 22400 Pinnacle West Capital Corp. COM 723484101 243 7400 SH Sole 7400 Pitney Bowes Inc. COM 724479100 745 30000 SH Sole 30000 Polaris Industries Inc. COM 731068102 779 19100 SH Sole 19100 Portland General Electric Co. COM 736508847 727 36850 SH Sole 36850 Praxair Inc. COM 74005P104 7503 91842 SH Sole 91392 450 Precision Castparts Corp. COM 740189105 1019 10000 SH Sole 10000 Pride International Inc. COM 74153Q102 16404 538900 SH Sole 538900 Procter & Gamble Co. COM 742718109 232 4000 SH Sole 4000 Protective Life Corp. COM 743674103 3080 143800 SH Sole 143800 Protein Design Labs Inc COM 69329Y104 386 49000 SH Sole 49000 Prudential Financial Inc. COM 744320102 8642 173150 SH Sole 172590 560 Public Service Enterprise Grou COM 744573106 1490 47400 SH Sole 47400 RPM International Inc. COM 749685103 1849 100000 SH Sole 100000 RTI International Metals Inc. COM 74973W107 1245 50000 SH Sole 50000 Raytheon Co. COM 755111507 1199 25000 SH Sole 25000 Reinsurance Group of America I COM 759351604 838 18800 SH Sole 18800 Reliance Steel & Aluminum Co. COM 759509102 1702 40000 SH Sole 40000 Rentrak Corp. COM 760174102 502 28100 SH Sole 28100 Republic Airways Holdings Inc. COM 760276105 3461 370905 SH Sole 366265 4640 Research In Motion Ltd. COM 760975102 4151 61382 SH Sole 60164 1218 Reynolds American Inc. COM 761713106 343 7700 SH Sole 7700 Rock-Tenn Co. COM 772739207 2723 57800 SH Sole 57800 Rockwell Collins Corp. COM 774341101 1270 25000 SH Sole 25000 Rogers Corp. COM 775133101 1310 43700 SH Sole 43700 Rowan Cos. Inc. COM 779382100 10213 442700 SH Sole 442700 SINA Corp. COM G81477104 1178 31041 SH Sole 30164 877 SLM Corp. COM 78442P106 1209 138600 SH Sole 138600 SYNNEX Corp. COM 87162W100 2633 86400 SH Sole 86400 San Juan Basin Royalty Trust COM 798241105 7080 392000 SH Sole 392000 Sara Lee Corp. COM 803111103 515 46200 SH Sole 46200 Sempra Energy COM 816851109 657 13200 SH Sole 13200 Ship Finance International Ltd COM G81075106 17237 1402548 SH Sole 1396169 6379 Sigma-Aldrich Corp. COM 826552101 2429 45000 SH Sole 45000 SkyWest Inc. COM 830879102 3448 207990 SH Sole 205720 2270 Smithfield Foods Inc. COM 832248108 279 20200 SH Sole 20200 Snap-On Inc. COM 833034101 1244 35800 SH Sole 35800 Sohu.com Inc. COM 83408W103 2865 41656 SH Sole 41230 426 Sonoco Products Co. COM 835495102 2088 75800 SH Sole 75800 Southwest Airlines Co. COM 844741108 960 100000 SH Sole 100000 Southwest Gas Corp. COM 844895102 512 20000 SH Sole 20000 Southwest Water Co. COM 845331107 61 12500 SH Sole 12500 StanCorp Financial Group Inc. COM 852891100 1179 29200 SH Sole 29200 Stanley Works COM 854616109 1054 24700 SH Sole 24700 State Street Corp. COM 857477103 2130 40500 SH Sole 40500 Steel Dynamics Inc. COM 858119100 767 50000 SH Sole 50000 Stryker Corp. COM 863667101 361 7950 SH Sole 7950 Sun Life Financial Inc. COM 866796105 2127 68100 SH Sole 68100 Sykes Enterprises Inc. COM 871237103 454 21800 SH Sole 21800 Symmetry Medical Inc. COM 871546206 2446 235899 SH Sole 234069 1830 Syniverse Holdings Inc. COM 87163F106 437 25000 SH Sole 25000 Sysco Corp. COM 871829107 567 22800 SH Sole 22800 TJX Cos. COM 872540109 5721 153999 SH Sole 152389 1610 Target Corp. COM 87612E106 1905 40800 SH Sole 40800 Tech Data Corp. COM 878237106 1540 37000 SH Sole 37000 Telefonica S.A. (ADS) COM 879382208 955 11520 SH Sole 11520 Teletech Holdings Inc. COM 879939106 1786 104700 SH Sole 104700 Telnor ASA COM 87944W105 346 10000 SH Sole 10000 Tetra Technologies Inc. COM 88162F105 12307 1270100 SH Sole 1270100 The Travelers Companies Inc Co COM 89417E109 729 14800 SH Sole 14800 Thermo Fisher Scientific Inc COM 883556102 1096 25100 SH Sole 25100 Thomson Reuters Corporation COM 884903105 1152 34315 SH Sole 33085 1230 Time Warner Cable COM 88732J207 1242 28819 SH Sole 28819 Time Warner Inc. COM 887317303 5431 188696 SH Sole 186736 1960 Tractor Supply Co. COM 892356106 363 7500 SH Sole 7500 TransAlta Corp. COM 89346D107 256 12500 SH Sole 12500 Transocean Inc. COM H8817H100 11198 130921 SH Sole 130481 440 Tutor Perini Corp COM 901109108 426 20000 SH Sole 20000 Tyco International Ltd. COM H89128104 6113 177288 SH Sole 175058 2230 U.S. Bancorp COM 902973304 4235 193716 SH Sole 191206 2510 UBS AG COM H89231338 1622 88600 SH Sole 88600 USANA HEALTH SERVICES INC COM 90328M107 389 11400 SH Sole 11400 UTi Worldwide Inc. COM G87210103 362 25000 SH Sole 25000 Unilever N.V. COM 904784709 944 32700 SH Sole 32700 Union Pacific Corp. COM 907818108 15666 268481 SH Sole 266931 1550 United Online Inc. COM 911268100 429 53300 SH Sole 53300 United Parcel Service Inc. COM 911312106 847 15000 SH Sole 15000 United Technologies Corp. COM 913017109 6258 102700 SH Sole 102700
Universal Corp. COM 913456109 552 13200 SH Sole 13200 UnumProvident Corp. COM 91529Y106 1145 53400 SH Sole 53400 Urban Outfitters Inc. COM 917047102 2655 88017 SH Sole 86387 1630 VF Corp. COM 918204108 4287 59185 SH Sole 58535 650 Valspar Corp. COM 920355104 963 35000 SH Sole 35000 Varian Medical Systems Inc. COM 92220P105 354 8400 SH Sole 8400 Verizon Communications Inc. COM 92343V104 1834 60600 SH Sole 60600 Viacom Inc. COM 92553P201 4324 154225 SH Sole 152005 2220 Visa Inc. COM 92826C839 2080 30100 SH Sole 30100 W.W. Grainger Inc. COM 384802104 1787 20000 SH Sole 20000 Walgreen Co. COM 931422109 5468 145936 SH Sole 144286 1650 Walt Disney Co. COM 254687106 2652 96570 SH Sole 96570 Watson Pharmaceuticals Inc. COM 942683103 4873 133000 SH Sole 133000 Wells Fargo & Co. COM 949746101 10704 379850 SH Sole 377940 1910 Western Digital Corp. COM 958102105 2911 79700 SH Sole 79700 Wolverine World Wide Inc. COM 978097103 3029 121955 SH Sole 120355 1600 Woodward Governor Co. COM 980745103 585 24100 SH Sole 24100 World Acceptance Corp. COM 981419104 1588 63000 SH Sole 63000 World Wrestling Entertain - A COM 98156Q108 261 18600 SH Sole 18600 XL Capital Ltd. COM G98255105 2877 164800 SH Sole 164800 Xcel Energy Inc. COM 98389B100 595 30900 SH Sole 30900 Xerox Corp. COM 984121103 1308 169000 SH Sole 169000 eBay Inc. COM 278642103 916 38800 SH Sole 38800 inVentiv Health Inc. COM 46122E105 1844 110200 SH Sole 110200 ING GROEP NV 7.375 PFD 456837707 201 12100 SH Sole 12100 Morgan Stanley Capital TR VI PFD 617461207 707 30935 SH Sole 30935 Wells Fargo Capital XI PFD 94979S207 221 10000 SH Sole 10000 Wells Fargo Capital XII PFD 94985V202 335 13200 SH Sole 13200 AMERICA MOVIL S.A.B. de CV -AD ADR 02364W105 828 18900 SH Sole 18900 Allianz SE (ADS) ADR 018805101 2363 189327 SH Sole 186981 2346 BP PLC (ADS) ADR 055622104 11189 210200 SH Sole 210200 Bayer AG (ADS) ADR 072730302 2198 31600 SH Sole 31600 CHINA MOBILE HONG KONG -ADR ADR 16941M109 420 8545 SH Sole 7767 778 CHINA PETROLEUM & CHEMICAL -AD ADR 16941R108 20367 239187 SH Sole 238408 779 Credit Suisse Group (ADS) ADR 225401108 1997 35887 SH Sole 35000 887 Desarrolladora Homex S.A.B. de ADR 25030W100 2955 78220 SH Sole 76960 1260 ENI S P A -SPON ADR ADR 26874R108 295 5918 SH Sole 5335 583 GAZPROM O A O SPON ADR ADR 368287207 10401 447175 SH Sole 445902 1273 GKN PLC Sponsored ADR ADR 361755606 20 10826 SH Sole 614 10212 GLAXOSMITHKLINE PLC -SPON ADR ADR 37733W105 1010 25570 SH Sole 25570 ING GROUP NV -ADR ADR 456837103 4514 253169 SH Sole 249632 3537 Lihir Gold Ltd. (ADS) ADR 532349107 1002 40000 SH Sole 40000 NOVARTIS AG -SPON ADR ADR 66987V109 2129 42260 SH Sole 42260 OIL CO LUKOIL - ADR ADR 677862104 12298 226904 SH Sole 226438 466 PARTNER COMMUNICATION CO LTD A ADR 70211M109 1067 56700 SH Sole 56700 PETROBRAS BRASILEIRO -ADR ADR 71654V408 5655 123200 SH Sole 123200 PETROCHINA CO LTD -ADR ADR 71646E100 17581 154557 SH Sole 154318 239 REPSOL YPF SA -ADR ADR 76026T205 9609 353809 SH Sole 352873 936 SANOFI-AVENTIS-ADR ADR 80105N105 1297 35100 SH Sole 35100 SAP AG-SPONSORED ADR ADR 803054204 2025 41428 SH Sole 40475 953 SIEMENS A G -SPON ADR ADR 826197501 18567 199733 SH Sole 199610 123 Sasol Ltd. (ADS) ADR 803866300 12195 319900 SH Sole 319900 Shinhan Financial Group Co. Lt ADR 824596100 666 8312 SH Sole 8119 193 StatoilHydro ASA (ADS) ADR 85771P102 12041 534199 SH Sole 531417 2782 Syngenta AG ADR 87160A100 459 10000 SH Sole 10000 TEVA PHARM INDS -ADR ADR 881624209 485 9600 SH Sole 9600 TOTAL FINA ELF S A -ADR ADR 89151E109 408 6891 SH Sole 5585 1306 Tenaris SA - ADR ADR 88031M109 11534 323800 SH Sole 323800 VODAFONE GROUP PLC -ADR ADR 92857W209 675 30000 SH Sole 30000 Ishares IBOXX H/Y Corp Bond 464288513 743 8600 SH Sole 8600 Ishares S&P U.S. Preferred Sto 464288687 1012 27900 SH Sole 27900 PowerShares Financial Preferre 73935X229 1143 72100 SH Sole 72100 Powershares H/Y Corperate Bond 73936T557 878 49500 SH Sole 49500 REPORT SUMMARY 404 DATA RECORDS $1,404,293.00 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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