-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bj7PwdqmHHwVrS5k9bNEJ4tUwh0EEmZIO4P6wBQvL+AeBbzS6/jsShLokN5sYjNA l4exrIEUc415aoB9mhoJ+w== 0000904454-02-000107.txt : 20021008 0000904454-02-000107.hdr.sgml : 20021008 20021008140219 ACCESSION NUMBER: 0000904454-02-000107 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAVVIS COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001058444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 431809960 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58667 FILM NUMBER: 02783971 BUSINESS ADDRESS: STREET 1: 12851 WORLDGATE DRIVE CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 7032348000 MAIL ADDRESS: STREET 1: 12851 WORLDGATE DRIVE CITY: HERNDON STATE: VA ZIP: 20170 FORMER COMPANY: FORMER CONFORMED NAME: SAVVIS HOLDINGS CORP DATE OF NAME CHANGE: 19991020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WELSH CARSON ANDERSON STOWE VIII LP CENTRAL INDEX KEY: 0001071870 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128415755 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: SUITE 2500 CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 s13da_1003-2002.txt SCHEDULE 13D, AMENDMENT NO. 3 CUSIP No.805423 10 0 Page 1 of 12 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.3)1 SAVVIS Communications Corporation ----------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value ----------------------------------------------------------------------- (Title of Class of Securities) 805423 10 0 ----------------------------------------------------------------------- (CUSIP Number) Welsh, Carson, Anderson William J. Hewitt, Esq. & Stowe Reboul, MacMurray, Hewitt & 320 Park Avenue, Suite 2500 Maynard New York, New York 10022 45 Rockefeller Plaza Attention: Jonathan M. Rather New York, New York 10111 Tel. (212) 893-9500 Tel. (212) 841-5700 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 18, 2002 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No.805423 10 0 Page 2 of 12 Pages 1) Name of Reporting Person Welsh, Carson, Ander- and I.R.S. Identification son & Stowe VIII, L.P. No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------ 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds WC - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 161,056,667 shares of Shares Beneficially Power Common Stock Owned by Each (including shares Reporting Person issuable upon With conversion of preferred stock) --------------------------------------------- 8) Shared Voting Power -0- --------------------------------------------- 9) Sole Disposi- 161,056,667 shares of tive Power Common Stock (including shares issuable upon conversion of preferred stock) --------------------------------------------- 10) Shared Dis- positive Power -0- --------------------------------------------- 11) Aggregate Amount Beneficially 161,056,667 shares of Owned by Each Reporting Person Common Stock (including shares issuable upon conversion of preferred stock) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by 64.7% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person PN CUSIP No.805423 10 0 Page 3 of 12 Pages 1) Name of Reporting Person Welsh, Carson, Ander- and I.R.S. Identification son & Stowe VII, L.P. No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------ 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds WC - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 13,299,566 shares of Shares Beneficially Power Common Stock (including Owned by Each shares issuable upon Reporting Person conversion of With preferred stock) --------------------------------------------- 8) Shared Voting Power -0- --------------------------------------------- 9) Sole Disposi- 13,299,566 shares of tive Power Common Stock (including shares issuable upon conversion of preferred stock) --------------------------------------------- 10) Shared Dis- positive Power -0- --------------------------------------------- 11) Aggregate Amount Beneficially 13,299,566 shares of Owned by Each Reporting Person Common Stock (including shares issuable upon conversion of preferred stock) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by 12.8% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person PN CUSIP No.805423 10 0 Page 4 of 12 Pages 1) Name of Reporting Person Welsh, Carson, Ander- and I.R.S. Identification son & Stowe VI, L.P. No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------ 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds WC - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 17,739,958 shares Shares Beneficially Power of Common Stock Owned by Each (including shares Reporting Person issuable upon conversion With of preferred stock) ------------------------------------------ 8) Shared Voting Power -0- ------------------------------------------ 9) Sole Disposi- 17,739,958 shares of tive Power Common Stock (including shares issuable upon conversion of preferred stock) - ------------------------------------------------------------------------------ 10) Shared Dis- positive Power -0- - ------------------------------------------------------------------------------ 11) Aggregate Amount Beneficially 17,739,958 shares of Owned by Each Reporting Person Common Stock (including shares issuable upon conversion of preferred stock) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by 16.6% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person PN CUSIP No.805423 10 0 Page 5 of 12 Pages 1) Name of Reporting Person WCAS Capital and I.R.S. Identification Partners II, L.P. No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------ 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds Not Applicable - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 667,761 shares of Shares Beneficially Power Common Stock Owned by Each Reporting Person With ---------------------------------------- 8) Shared Voting Power -0- ---------------------------------------- 9) Sole Disposi- 667,761 shares of tive Power Common Stock ---------------------------------------- 10) Shared Dis- positive Power -0- ---------------------------------------- 11) Aggregate Amount Beneficially 667,761 shares of Owned by Each Reporting Person Common Stock - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by 0.7% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person PN CUSIP No.805423 10 0 Page 6 of 12 Pages 1) Name of Reporting Person WCAS Information and I.R.S. Identification Partners, L.P. No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Source of Funds Not Applicable - ------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 65,357 shares of Shares Beneficially Power Common Stock Owned by Each Reporting Person With ---------------------------------------- 8) Shared Voting Power -0- 9) Sole Disposi- 65,357 shares of tive Power Common Stock ---------------------------------------- 10) Shared Dis- positive Power -0- ---------------------------------------- 11) Aggregate Amount Beneficially 65,357 shares of Owned by Each Reporting Person Common Stock - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by less than 0.1% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person PN CUSIP No.805423 10 0 Page 7 of 12 Pages 1) Name of Reporting Person WCAS Management and I.R.S. Identification Corporation No. of Above Person, if an Entity (Voluntary) - ------------------------------------------------------------------------------ 2) Check the Appropriate Box (a) [X] if a Member of a Group (b) [ ] - ------------------------------------------------------------------------------ 3) SEC Use Only - ------------------------------------------------------------------------------ 4) Source of Funds WC - ------------------------------------------------------------------------------ 5) Check if Disclosure of Legal Proceedings Is Not Applicable Required Pursuant to Items 2(d) or 2(e) - ------------------------------------------------------------------------------ 6) Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7) Sole Voting 559,999 shares of Shares Beneficially Power Common Stock Owned by Each (issuable upon Reporting Person conversion of With preferred stock) ---------------------------------------- 8) Shared Voting Power -0- 9) Sole Disposi- 559,999 shares of tive Power Common Stock (issuable upon conversion of preferred stock) ---------------------------------------- 10) Shared Dis- positive Power -0- ---------------------------------------- 11) Aggregate Amount Beneficially 559,999 shares of Owned by Each Reporting Person Common Stock (issuable upon conversion of preferred stock) - ------------------------------------------------------------------------------ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares - ------------------------------------------------------------------------------ 13) Percent of Class Represented by 0.6% Amount in Row (11) - ------------------------------------------------------------------------------ 14) Type of Reporting Person CO CUSIP No.805423 10 0 Page 8 of 12 Amendment No. 3 to Schedule 13D ------------------------------- Reference is hereby made to the statement on Schedule 13D filed with the Securities and Exchange Commission (the "Commission")on March 8, 2000, Amendment No. 1 thereto filed on March 15, 2001 and Amendment No. 2 thereto filed on March 20, 2002 (as so amended, the "Schedule 13D"). Terms defined in the Schedule 13D are used herein as so defined. The following Items of the 13D are hereby amended as follows: Item 3. Source and Amount of Funds and Other Consideration. -------------------------------------------------- Item 3 is hereby amended by adding the following thereto: On September 18, 2002, WCAS VIII, WCAS VII, WCAS VI and WCAS acquired an aggregate 21,947 shares of Series A Convertible Redeemable Preferred Stock, par value $.01 per share ("Series A Preferred Stock"), pursuant to a Securities Purchase Agreement, dated as of September 18, 2002, among the Issuer, WCAS VIII and the various entities and individuals affiliated with WCAS VIII listed on Annex I thereto (the "September 2002 Series A Preferred Stock Purchase Agreement"). The September 2002 Series A Preferred Stock Purchase Agreement is incorporated herein as Exhibit A hereto by reference to Exhibit 10.1 to the Issuer's Form 8-K filed with the Commission on September 19, 2002, and any description thereof is qualified in its entirety by reference thereto. Certain managing members of VIII Associates, general partners of VII Partners, VI Partners, CP II Partners and INFO Partners and WCAS Principals identified in the Schedule 13D (together with WCAS VIII, WCAS VII, WCAS VI and WCAS, the "WCAS Purchasers") also acquired an aggregate 636 shares of Series A Preferred Stock pursuant to the September 2002 Series A Preferred Stock Purchase Agreement. The Series A Preferred Stock is convertible, at any time after the Effective Date (as defined in the Certificate of Designations for the Series A Preferred Stock), into Common Stock at a conversion price of $0.75, subject to adjustment in certain circumstances described in the Certificate of Designations for the Series A Preferred Stock. The Certificate of Designations for the Series A Preferred Stock is incorporated herein as Exhibit B hereto by reference to Exhibit B to Amendment No. 2 to the Schedule 13D, and any description thereof is qualified in its entirety by reference thereto. The purchase price for the Series A Preferred Stock was $1,000 per share. The source of funds for the purchase price paid by the WCAS Purchasers was the working capital, or funds available for investment, of WCAS VIII, WCAS VII, WCAS VI and WCAS, and the personal funds of the individual purchasers. Item 5. Interest in Securities of the Issuer. ------------------------------------ Item 5 is hereby amended and restated to read in its entirety as follows: The following information is based on a total of 94,028,188 shares of Common Stock outstanding as of September 18, 2002,and gives effect to the conversion of all shares of Series A Preferred Stock held by each entity and individual named below. CUSIP No.805423 10 0 Page 9 of 12 Pages (a) WCAS VIII and VIII Associates ----------------------------- WCAS VIII owns 161,056,667 shares of Common Stock, or approximately 64.7% of the Common Stock outstanding. VIII Associates, as the general partner of WCAS VIII, may be deemed to beneficially own the securities owned by WCAS VIII. WCAS VII and VII Partners ------------------------- WCAS VII owns 13,299,566 shares of Common Stock, or approximately 12.8% of the Common Stock outstanding. VII Partners, as the general partner of WCAS VII, may be deemed to beneficially own the securities owned by WCAS VII. WCAS VI and VI Partners ----------------------- WCAS VI owns 17,739,958 shares of Common Stock, or approximately 16.6% of the Common Stock outstanding. VI Partners, as the general partner of WCAS VI, may be deemed to beneficially own the securities owned by WCAS VI. WCAS CP II and CP II Partners ----------------------------- WCAS CP II owns 667,761 shares of Common Stock, or approximately 0.7% of the Common Stock outstanding. CP II Partners, as the general partner of WCAS CP II, may be deemed to beneficially own the securities owned by WCAS CP II. WCAS IP and INFO Partners ------------------------- WCAS IP owns 65,357 shares of Common Stock, or less than 0.1% of the Common Stock outstanding. INFO Partners, as the general partner of WCAS IP, may be deemed to beneficially own the securities owned by WCAS IP. WCAS ---- WCAS owns 559,999 shares of Common Stock, or approximately 0.6% of the Common Stock outstanding. Managing Members of VIII Associates, General Partners of VII Partners, VI Partners, CP II Partners and INFO Partners and WCAS Princiapals ------------------------------------------------------------ (i) Patrick J. Welsh owns 1,428,128 shares of Common Stock, or approximately 1.5% of the Common Stock outstanding. (ii) Russell L. Carson owns 1,491,809 shares of Common Stock, or approximately 1.6% of the Common Stock outstanding. (iii) Bruce K. Anderson owns 1,812,684 shares of Common Stock (including shares held in an IRA account), or approximately 1.9% of the Common Stock outstanding. CUSIP No.805423 10 0 Page 10 of 12 Pages (iv) Richard H. Stowe owns 154,137 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding. (v) Andrew M. Paul directly beneficially owns 1,053,333 shares of Common Stock and indirectly beneficially owns (through a family limited partnership of which he is a general partner) 22,447 shares of Common Stock, or in the aggregate approximately 1.1% of the Common Stock outstanding. (vi) Thomas E. McInerney owns 1,259,809 shares of Common Stock, or approximately 1.3% of the Common Stock outstanding. (vii) Laura VanBuren owns 10,668 shares of Common Stock, or less than 0.1% of the Common Stock outstanding. (viii) James B. Hoover owns 102,264 shares of Common Stock (including shares held in an IRA account),or approximately 0.1% of the Common Stock outstanding. (ix) Robert A. Minicucci owns 498,568 shares of Common Stock, or approximately 0.5% of the Common Stock outstanding. (x) Anthony J. deNicola owns 211,088 shares of Common Stock, or approximately 0.2% of the Common Stock outstanding. (xi) Paul B. Queally owns 43,507 shares of Common Stock, or less than 0.1% of the Common Stock outstanding. (xii) Lawrence B. Sorrel owns 113,333 shares of Common Stock, or approximately 0.1% of the Common Stock outstanding. (xiii) Jonathan M. Rather owns 1,066 shares of Common Stock (held in an IRA account), or less than 0.1% of the Common Stock outstanding. (b) The managing members of VIII Associates, the general partners of VII Partners, VI Partners, CP II Partners and INFO Partners and the WCAS Principals may be deemed to share the power to vote or direct the voting of and to dispose or direct the disposition of the securities of the Issuer owned by WCAS VIII, WCAS VII, WCAS VI, WCAS CP II, WCAS IP and WCAS, respectively. Each of the managing members of VIII Associates, the general partners of VII Partners, VI Partners, CP II Partners and INFO Partners and the WCAS Principals disclaims beneficial ownership of all securities other than those he or she owns directly or by virtue of his or her indirect pro rata interest, as a managing member of VIII Associates and/or a general partner of VII Partners, VI Partners, CP II Partners and/or INFO Partners, and/or as a WCAS Principal, as the case may be, in the securities owned by WCAS VIII, WCAS VII, WCAS VI, WCAS CP II, WCAS IP and/or WCAS. (c) Not applicable. (d) Except as described in this statement, no person has the power to direct the receipt of dividends on or the proceeds of sales of the shares of Common Stock owned by WCAS VIII, WCAS VII, WCAS VI, WCAS CP II, WCAS IP or WCAS. CUSIP No.805423 10 0 Page 11 of 12 Pages (e) Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. ------------------------------------------ Item 6 is hereby amended by adding the following thereto: Pursuant to Amendment No. 2 to the Investor Rights Agreement, dated as of September 18, 2002, the certain registration rights granted to the WCAS Purchasers pursuant to the Investor Rights Agreement with respect to the shares of Common Stock issuable upon conversion of the Series A Preferred Stock and other shares of Common Stock held by the WCAS Purchasers extend to include the shares of Common Stock issuable upon conversion of the Series A Preferred Stock issued pursuant to the September 2002 Series A Preferred Stock Purchase Agreement. The Investor Rights Agreement is incorporated herein as Exhibit C hereto by reference to Exhibit C to Amendment No. 2 to the Schedule 13D, and any description thereof is qualified in its entirety by reference thereto. Item 7. Material to Be Filed as Exhibits. -------------------------------- Exhibit A - September 2002 Series A Preferred Stock Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Issuer's Form 8-K filed with the Commission on September 19, 2002) Exhibit B - Certificate of Designations for the Series A Preferred Stock (incorporated by reference to Exhibit B to Amendment No. 2 to the Schedule 13D) Exhibit C - Investor Rights Agreement (incorporated by reference to Exhibit C to Amendment No. 2 to the Schedule 13D) CUSIP No.805423 10 0 Page 12 of 12 Pages Signature --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WELSH, CARSON, ANDERSON & STOWE VIII, L.P. By: WCAS VIII Associates, L.L.C., General Partner By:/s/Jonathan M. Rather -------------------------- Managing Member WELSH, CARSON, ANDERSON & STOWE VII, L.P. By: WCAS VII Partners, L.P., General Partner By:/s/Jonathan M. Rather -------------------------- General Partner WELSH, CARSON, ANDERSON & STOWE VI, L.P. By: WCAS VI Partners, L.P., General Partner By: /s/Jonathan M. Rather -------------------------- Attorney-in-Fact WCAS CAPITAL PARTNERS II, L.P. By: WCAS CP II Partners, General Partner By: /s/Jonathan M. Rather -------------------------- Attorney-in-Fact WCAS INFORMATION PARTNERS, L.P. By: WCAS INFO Partners, General Partner By: /s/Jonathan M. Rather --------------------------- Attorney-in-Fact WCAS MANAGEMENT CORPORATION By: /s/Jonathan M. Rather --------------------------- Vice President, Secretary and Treasurer Dated: October 3, 2002 -----END PRIVACY-ENHANCED MESSAGE-----