-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FnnSecDRpf/KuLEZUmSVZM0J1ruRceGvTDVBrmRVjbZZc378sDz31ca1V7oKjnCM FlX6Uli797RveFKCmY/4ew== 0000950103-03-000603.txt : 20030213 0000950103-03-000603.hdr.sgml : 20030213 20030213143220 ACCESSION NUMBER: 0000950103-03-000603 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030213 GROUP MEMBERS: MORGAN STANLEY VENTURE CAPITAL FUND II ANNEX, L.P. GROUP MEMBERS: MORGAN STANLEY VENTURE CAPITAL II, INC. GROUP MEMBERS: MORGAN STANLEY VENTURE INVESTORS ANNEX, L.P. GROUP MEMBERS: MORGAN STANLEY VENTURE PARTNERS II, L.P SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIONBRIDGE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001058299 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043398462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56759 FILM NUMBER: 03558642 BUSINESS ADDRESS: STREET 1: 950 WINTER STREET STREET 2: SUITE 4300 CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 7818906612 MAIL ADDRESS: STREET 1: 950 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: LIONBRIDGE TECHNOLOGIES HOLDINGS INC DATE OF NAME CHANGE: 19990611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 SC 13G/A 1 feb0603_13g-lion.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Lionbridge Technologies, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.01 per Share - ------------------------------------------------------------------------------- (Title of Class of Securities) 536252109 - ------------------------------------------------------------------------------- (CUSIP Number) - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - --------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 536252109 13G Page 2 of 13 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER 3,452,395 BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITVE POWER 3,452,395 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,452,395 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.9% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 536252109 13G Page 3 of 13 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY VENTURE CAPITAL II, INC. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER 3,452,395 BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITVE POWER 3,452,395 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,452,395 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.9% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO, IA - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 536252109 13G Page 4 of 13 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY VENTURE PARTNERS II, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER 3,147,167 BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITVE POWER 3,147,167 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,147,167 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.9% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN, IA - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 536252109 13G Page 5 of 13 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY VENTURE CAPITAL FUND II ANNEX, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER 2,768,582 BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITVE POWER 2,768,582 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,768,582 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.7% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 536252109 13G Page 6 of 13 Pages - ------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MORGAN STANLEY VENTURE INVESTORS ANNEX, L.P. - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER 378,585 BENEFICIALLY OWNED BY ----------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH ----------------------------------------------------- 8. SHARED DISPOSITVE POWER 378,585 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 378,585 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.2% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Lionbridge Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 950 Winter Street, Waltham, MA 02451 Item 2(a). Name of Person Filing: This statement is filed jointly on behalf of the persons identified below. In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each person filing this statement acknowledges that it is responsible for the completeness and accuracy of the information concerning that person but is not responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Morgan Stanley ("MS") Morgan Stanley Venture Capital II, Inc. ("MSVCII") Morgan Stanley Venture Partners II, L.P. ("MSVPII") Morgan Stanley Venture Capital Fund II Annex, L.P. ("MSVCFIIA") Morgan Stanley Venture Investors Annex, L.P. ("MSVIA") Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of MS, MSVCII, MSVPII, MSVCFIIA and MSVIA is: 1585 Broadway New York, New York 10036 Item 2(c). Citizenship: The citizenship of MS, MSVCII, MSVPII, MSVCFIIA and MSVIA is Delaware. Item 2(d). Title of Class of Securities: This statement relates to the Company's Common Stock, par value $0.01 per share (the "Shares"). Item 2(e). CUSIP Number: 536252109 Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; Page 7 of 13 (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. The filing of this statement should not be construed as an admission by any person that such person is, for purposes of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any securities covered by this statement, other than the securities set forth opposite such person's name in the table in Item 4(c) below. (a) Amount beneficially owned: As of December 31, 2002: (1) MSVCII owned directly 305,228 Shares; (2) MSVCFIIA owned directly 2,744,105 Shares and warrants to purchase 24,477 Shares; and (3) MSVIA owned directly 375,235 Shares and warrants to purchase 3,350 Shares. MSVPII is the general partner of MSVCFIIA and MSVIA (collectively, the "Funds"), and, as such, has the power to vote or direct the vote and to dispose or direct the disposition of all of the Shares held by the Funds. Therefore, MSVPII may be deemed to have beneficial ownership of the 3,119,340 Shares and warrants to purchase 27,827 Shares held collectively by the Funds. MSVCII is the managing general partner of MSVPII, and, as such, has the power to direct the actions of MSVPII. MS, as the sole shareholder of MSVCII, controls the actions of MSVCII. Therfore, MSVCII may be deemed to have beneficial ownership of the 3,119,340 Shares and warrants to purchase 27,827 Shares held by the Funds and the 305,228 Shares it owns directly. Therefore, MS may be deemed to have beneficial ownership of the 3,119,340 Shares and warrants to purchase 27,827 Shares held collectively by the Funds and the 305,228 Shares held by MSVCII. MS is filing solely in its capacity as parent company of, and indirect beneficial owner of securities held by, one of its business units. Page 8 of 13 (b) Percent of class: (1) MS 10.9% shares of the Common Stock MSVCII 10.9% shares of the Common Stock MSVPII 9.9% shares of the Common Stock MSVCFIIA 8.7% shares of the Common Stock MSVIA 1.2% shares of the Common Stock - --------- (1) Based on the 31,687,690 shares of Common Stock reported to be outstanding as of November 13, 2002 on the Form 10-Q filed with the SEC, for the quarter ended September 30, 2002. (c) Number of shares as to which such person has: (iii) (iv) (i) (ii) Sole power to Shared power to Sole power to Shared power to dispose or dispose or vote or to vote or to to direct the to direct the direct the vote direct the vote disposition of disposition of --------------- --------------- -------------- -------------- MSDW - 0 - 3,452,395 - 0 - 3,452,395 MSVCII - 0 - 3,452,395 - 0 - 3,452,395 MSVPII - 0 - 3,147,167 - 0 - 3,147,167 MSVCFIIA - 0 - 2,768,582 - 0 - 2,768,582 MSVIA - 0 - 378,585 - 0 - 378,585 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable Page 9 of 13 Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certifications. By signing below each of the undersigned certifies that, to the best of their knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 10 of 13 SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 13, 2003 MORGAN STANLEY By: /s/ Dennine Bullard ------------------------------------ Name: Dennine Bullard Title: Authorized Signatory MORGAN STANLEY VENTURE CAPITAL II, INC. By: /s/ Debra Abramovitz ------------------------------------ Name: Debra Abramovitz Title: Executive Director MORGAN STANLEY VENTURE PARTNERS II, L.P. By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz ------------------------------------ Name: Debra Abramovitz Title: Executive Director MORGAN STANLEY VENTURE CAPITAL FUND II ANNEX, L.P. By: Morgan Stanley Venture Partners II, L.P., as General Partner By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz ------------------------------------ Name: Debra Abramovitz Title: Executive Director MORGAN STANLEY VENTURE INVESTORS ANNEX, L.P. By: Morgan Stanley Venture Partners II, L.P., as General Partner By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz ------------------------------------ Name: Debra Abramovitz Title: Executive Director Page 11 of 13 EX-1 3 feb0603_ex1-lion.txt EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Lionbridge Technologies, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this February 13, 2003. This Schedule may be executed in two or more counterparts, any one of which need not contain the signature of more than one party, but all such parties taken together will constitute part of this Schedule. MORGAN STANLEY By: /s/ Dennine Bullard -------------------------------------- Name: Dennine Bullard Title: Authorized Signatory MORGAN STANLEY VENTURE CAPITAL II, INC. By: /s/ Debra Abramovitz -------------------------------------- Name: Debra Abramovitz Title: Executive Director MORGAN STANLEY VENTURE PARTNERS II, L.P. By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz -------------------------------------- Name: Debra Abramovitz Title: Executive Director MORGAN STANLEY VENTURE CAPITAL FUND II ANNEX, L.P. By: Morgan Stanley Venture Partners II, L.P., as General Partner By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz -------------------------------------- Name: Debra Abramovitz Title: Executive Director Page 12 of 13 MORGAN STANLEY VENTURE INVESTORS ANNEX, L.P. By: Morgan Stanley Venture Partners II, L.P., as General Partner By: Morgan Stanley Venture Capital II, Inc., as Managing General Partner By: /s/ Debra Abramovitz -------------------------------------- Name: Debra Abramovitz Title: Executive Director Page 13 of 13 -----END PRIVACY-ENHANCED MESSAGE-----