0001209191-16-154272.txt : 20161209 0001209191-16-154272.hdr.sgml : 20161209 20161209090210 ACCESSION NUMBER: 0001209191-16-154272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161207 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARVELL TECHNOLOGY GROUP LTD CENTRAL INDEX KEY: 0001058057 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770481679 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON HM 12 STATE: D0 BUSINESS PHONE: 4412966395 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dai, Weili CENTRAL INDEX KEY: 0001134140 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30877 FILM NUMBER: 162042877 MAIL ADDRESS: STREET 1: MARVELL SEMICONDUCTOR, INC. STREET 2: 5488 MARVELL LANE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER NAME: FORMER CONFORMED NAME: Weili Dai & Sehat Sutardja DATE OF NAME CHANGE: 20050310 FORMER NAME: FORMER CONFORMED NAME: DAI WEILI DATE OF NAME CHANGE: 20010208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sutardja, Sehat CENTRAL INDEX KEY: 0001134141 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30877 FILM NUMBER: 162042878 MAIL ADDRESS: STREET 1: MARVELL SEMICONDUCTOR, INC. STREET 2: 5488 MARVELL LANE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER NAME: FORMER CONFORMED NAME: Sehat Sutardja & Weili Dai DATE OF NAME CHANGE: 20050310 FORMER NAME: FORMER CONFORMED NAME: SUTARDJA SEHAT DATE OF NAME CHANGE: 20010208 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-07 0 0001058057 MARVELL TECHNOLOGY GROUP LTD MRVL 0001134141 Sutardja, Sehat 5488 MARVELL LANE SANTA CLARA CA 95054 0 0 1 0 0001134140 Dai, Weili 5488 MARVELL LANE SANTA CLARA CA 95054 0 0 1 0 Common Shares 2016-12-07 4 M 0 272882 10.76 A 3741777 D Common Shares 2016-12-07 4 S 0 272882 14.1287 D 3468895 D Common Shares 2016-12-07 4 M 0 235000 14.01 A 3703895 D Common Shares 2016-12-07 4 S 0 235000 14.2202 D 3468895 D Common Shares 2016-12-07 4 M 0 226800 14.01 A 3695695 D Common Shares 2016-12-07 4 S 0 226800 14.2202 D 3468895 D Common Shares 18253334 I By Sutardja Family Partners Common Shares 43514448 I By SSWD LLC Employee Stock Option (Right to Buy) 10.76 2016-12-07 4 M 0 272882 0.00 D 2016-12-08 Common Shares 272882 0 D Employee Stock Option (Right to Buy) 14.01 2016-12-07 4 M 0 235000 0.00 D 2016-12-08 Common Shares 235000 0 D Employee Stock Option (Right to Buy) 14.01 2016-12-07 4 M 0 226800 0.00 D 2016-12-08 Common Shares 226800 0 D These securities are jointly owned by Ms. Weili Dai and Dr. Sehat Sutardja who are members of a "Group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Dr. Sutardja and Ms. Dai are husband and wife. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.08 to $14.22, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.18 to $14.315, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Ms. Dai and Dr. Sutardja are the general partners of The Sutardja Family Partners, a California family limited partnership. Ms. Dai and Dr. Sutardja are the managing members of SSWD LLC, a Delaware limited liability company. Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of April 30, 2013, the vesting commencement date. Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of December 28, 2007, the vesting commencement date. Sehat Sutardja 2016-12-09 Weili Dai 2016-12-09