-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+ZNgLgVSCNSnjO2K+Je8OVFJsImyzOkAwnMBd/jXrl5UYrqMIbs3KiIorwp3grq DUHHt0YC7hTQ/rJvRU3j3Q== 0000950005-09-000282.txt : 20090814 0000950005-09-000282.hdr.sgml : 20090814 20090814140345 ACCESSION NUMBER: 0000950005-09-000282 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTCLIFF CAPITAL MANAGEMENT LLC/CA CENTRAL INDEX KEY: 0001057396 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07054 FILM NUMBER: 091014477 BUSINESS ADDRESS: STREET 1: 200 7TH AVE SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 4084770422 MAIL ADDRESS: STREET 1: 200 SEVENTH AVE STREET 2: SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95602 13F-HR 1 p20667_form13f.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/09 Check here if Amendment / /; Amendment Number: This Amendment (Check only one): / / is a restatement / / adds new holdings entries. Institutional Investment Manager Filing this Report: WESTCLIFF CAPITAL MANAGEMENT, LLC 200 Seventh Avenue, Suite 105 Santa Cruz, CA 95062 Form 13F File Number: 028-07054 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: RICHARD S. SPENCER III Managing Member of Westcliff Capital Management, LLC 831-477-4412 Signature, Place and Date of Signing: /s/ Richard S. Spencer III - ------------------------------------- Richard S. Spencer III Santa Cruz, CA 08/14/2009 Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total (x$1000): $82,024 List of Other Included Managers: None Westcliff Capital Management, LLC FORM 13F INFORMATION TABLE 06/30/2009
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGERS SOLE SHARED NONE - --------------------------- -------- --------- ---------- -------- --- ---- ------- ------ ------ ------ ---- - -------------------------------------------------------------------------------------------------------------------- agnico-eagle mines ltd COM 008474108 2490 47445 SH Sole 47445 aurora oil & gas corp COM 052036100 110 3673000 SH Sole 3673000 barrick gold corp COM 067901108 2270 67675 SH Sole 67675 big lots inc COM 089302103 608 28890 SH Sole 28890 bj svcs co COM 055482103 1524 111800 SH Sole 111800 brigham exploration co COM 109178103 2791 797540 SH Sole 797540 cache inc COM 127150308 586 151100 SH Sole 151100 calfrac well services ltd COM CA1295841 512 48240 SH Sole 48240 carrizo oil & co inc COM 144577103 741 43230 SH Sole 43230 ce franklin ltd COM 125151100 3179 606594 SH Sole 606594 complete production services COM 20453E109 3624 569788 SH Sole 569788 comstock res inc COM 205768203 1072 32450 SH Sole 32450 concurrent computer corp new COM 206710402 2008 352230 SH Sole 352230 energy fuels inc COM 292671104 392 1321230 SH Sole 1321230 energy xxi (bermuda) ltd COM G10082108 208 402624 SH Sole 402624 evergreen energy inc COM 30024B104 1230 1255163 SH Sole 1255163 evergreen energy inc_warrants COM 30024B104 0 5543562 SH Sole 5543562 exco resources inc COM 269279402 3026 234190 SH Sole 234190 farmer bros co COM 307675108 228 9960 SH Sole 9960 forest oil corp COM 346091705 525 35180 SH Sole 35180 green mountain coffee roasting COM 393122106 48 810 SH Sole 810 goldcorp inc COM 380956409 2559 73630 SH Sole 73630 goodrich pete corp COM 382410405 611 24850 SH Sole 24850 gse systems inc COM 36227K106 1331 197250 SH Sole 197250 gse systems inc warrants COM 36227K106 61 81667 SH Sole 81667 hercules offshore inc COM 427093109 2360 595965 SH Sole 595965 integrated silicon solution COM 45812P107 157 59300 SH Sole 59300 kinross gold corp COM 496902404 2755 151815 SH Sole 151815 kodiak oil & gas corp COM 50015Q100 162 148380 SH Sole 148380 lattice semiconductor corp COM 518415104 89 47360 SH Sole 47360 neutral tandem inc COM 64128B108 1796 60830 SH Sole 60830 newmont mining corp COM 651639106 2239 54795 SH Sole 54795 novatel wireless inc COM 66987M604 1738 192670 SH Sole 192670 omnivision technologies COM 682128103 1002 96420 SH Sole 96420 paladin res nl COM Q7264T104 925 233600 SH Sole 233600 patterson uti energy inc COM 703481101 1293 100510 SH Sole 100510 petrohawk energy corp COM 716495106 2328 104380 SH Sole 104380 pioneer drilling co COM 723655106 1722 359560 SH Sole 359560 pioneer nat res co COM 723787107 936 36690 SH Sole 36690 precision drilling corp COM 740215108 3532 723783 SH Sole 723783 rf micro devices inc COM 749941100 819 217900 SH Sole 217900 smith intl inc COM 832110100 690 26790 SH Sole 26790 smith micro software inc COM 832154108 1960 199960 SH Sole 199960 st mary ld & expl co COM 792228108 972 46560 SH Sole 46560 stec inc COM 784774101 2593 111820 SH Sole 111820 superior well svcs inc COM 86837X105 1411 237172 SH Sole 237172 support.com inc COM 86858W101 1884 864171 SH Sole 864171 swift energy co COM 870738101 915 54930 SH Sole 54930 synaptics inc COM 87157D109 3331 86190 SH Sole 86190 tesco corp COM 88157K101 303 38110 SH Sole 38110 treasur island rty tr unit COM 894626209 497 1274742 SH Sole 1274742 trinidad drilling ltd COM CA8963561 1137 268760 SH Sole 268760 triquint semiconductor inc COM 89674K103 1080 203440 SH Sole 203440 trueblue inc COM 89785X101 1175 139851 SH Sole 139851 uex corp COM 902666106 677 609860 SH Sole 609860 union drilling inc COM 90653P105 2594 391886 SH Sole 391886 ur energy inc COM 91688R108 755 955760 SH Sole 955760 uranium energy corp com COM 916896103 1990 686160 SH Sole 686160 uranium energy corp warrants COM 916896103 0 208333 SH Sole 208333 w & t offshore inc COM 92922P106 985 101100 SH Sole 101100 weatherford international ltd COM H27013103 549 28080 SH Sole 28080 whole foods mkt inc COM 966837106 638 33610 SH Sole 33610 xtreme coil drilling corp COM 98417D102 168 50000 SH Sole 50000 xtreme coil drilling corp COM 98417D102 133 39510 SH Sole 39510 REPORT SUMMARY 64 DATA RECORDS 82024 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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