-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cd+/eX8ZOQzNReNMrfXNquSD+yykSpBkhhTxOWxtrmCCv/DZ+y02fbc/oGTXId2F UPgRNo1XmeIN7yofRR682g== 0000950005-09-000226.txt : 20090515 0000950005-09-000226.hdr.sgml : 20090515 20090515145020 ACCESSION NUMBER: 0000950005-09-000226 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTCLIFF CAPITAL MANAGEMENT LLC/CA CENTRAL INDEX KEY: 0001057396 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07054 FILM NUMBER: 09832025 BUSINESS ADDRESS: STREET 1: 200 7TH AVE SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 4084770422 MAIL ADDRESS: STREET 1: 200 SEVENTH AVE STREET 2: SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95602 13F-HR 1 p20639_form13f.txt FORM 13F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/09 Check here if Amendment / /; Amendment Number: This Amendment (Check only one): / / is a restatement / / adds new holdings entries. Institutional Investment Manager Filing this Report: WESTCLIFF CAPITAL MANAGEMENT, LLC 200 Seventh Avenue, Suite 105 Santa Cruz, CA 95062 Form 13F File Number: 028-07054 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: RICHARD S. SPENCER III Managing Member of Westcliff Capital Management, LLC 831-477-4412 Signature, Place and Date of Signing: /s/ Richard S. Spencer III - ------------------------------------- Richard S. Spencer III Santa Cruz, CA 05/14/2009 Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total (x$1000): $53,769 List of Other Included Managers: None Westcliff Capital Management, LLC FORM 13F INFORMATION TABLE 03/31/2009
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGERS SOLE SHARED NONE - --------------------------- -------- --------- ---------- -------- --- ---- ------- ------ ------ ------ ---- - -------------------------------------------------------------------------------------------------------------------- agnico-eagle mines ltd COM 008474108 2564 45045 SH Sole 45045 aurora oil & gas corp COM 052036100 253 3673000 SH Sole 3673000 bank of america corporation COM 06605F102 183 26760 SH Sole 26760 barrick gold corp COM 067901108 1441 44435 SH Sole 44435 big lots inc COM 089302103 261 12570 SH Sole 12570 bj svcs co COM 055482103 1286 129220 SH Sole 129220 blue coat systems inc COM 09534T508 277 23060 SH Sole 23060 brigham exploration co COM 109178103 576 303390 SH Sole 303390 carrizo oil & co inc COM 144577103 607 68300 SH Sole 68300 ce franklin ltd COM 125151100 2780 671541 SH Sole 671541 citigroup inc COM 172967101 115 45320 SH Sole 45320 cogent inc COM 19239Y108 279 23440 SH Sole 23440 complete production services COM 20453E109 1944 631210 SH Sole 631210 comstock res inc COM 205768203 761 25550 SH Sole 25550 concurrent computer corp new COM 206710402 308 85220 SH Sole 85220 diedrich coffee inc warrants COM 253675110 0 208331 SH Sole 208331 electroglas inc COM 285324109 72 1448504 SH Sole 1448504 energy fuels inc COM 292671104 231 1321230 SH Sole 1321230 energy xxi (bermuda) ltd COM G10082108 278 741135 SH Sole 741135 energy xxi acq cp b regs bermu COM G10082124 64 134540 SH Sole 134540 evergreen energy inc COM 30024B104 2046 1469573 SH Sole 1469573 evergreen energy inc warrants COM 30024B104 0 5556290 SH Sole 5556290 exco resources inc COM 269279402 2605 260490 SH Sole 260490 forest oil corp COM 346091705 423 32140 SH Sole 32140 goldcorp inc COM 380956409 1669 50090 SH Sole 50090 goodrich pete corp COM 382410405 441 22800 SH Sole 22800 gse sys inc COM 36227K106 1278 214750 SH Sole 214750 gse systems inc warrants COM 36227K106 0 81667 SH Sole 81667 hercules offshore inc COM 427093109 1356 858175 SH Sole 858175 icu med inc COM 44930G107 1247 38830 SH Sole 38830 jpmorgan & chase & co COM 46625H100 235 8830 SH Sole 8830 kinross gold corp COM 496902404 2511 140525 SH Sole 140525 kodiak oil & gas corp COM 50015Q100 342 963337 SH Sole 963337 neutral tandem inc COM 64128B108 694 28210 SH Sole 28210 newmont mining corp COM 651639106 2599 58055 SH Sole 58055 paladin res nl COM Q7264T104 572 233600 SH Sole 233600 patterson uti energy inc COM 703481101 1529 170660 SH Sole 170660 petrohawk energy corp COM 716495106 2418 125730 SH Sole 125730 pioneer drilling co COM 723655106 1119 341087 SH Sole 341087 precision drilling corp COM 740215108 2234 833470 SH Sole 833470 proshares tr ultrshrt 20yrs COM 74347R297 3133 71790 SH Sole 71790 red robin gourmet burgers COM 75689M101 279 15850 SH Sole 15850 shaw group inc COM 820280105 1121 40910 SH Sole 40910 smith intl inc COM 832110100 515 23970 SH Sole 23970 superior well svcs inc COM 86837X105 582 113371 SH Sole 113371 supportsoft inc COM 868587106 1449 754501 SH Sole 754501 synaptics inc COM 87157D109 2383 89050 SH Sole 89050 tesco corp COM 88157K101 603 77080 SH Sole 77080 treasur island rty tr unit COM 894626209 408 1274742 SH Sole 1274742 uex corp COM 902666106 402 609860 SH Sole 609860 union drilling inc COM 90653P105 1231 323869 SH Sole 323869 ur energy inc COM 91688R108 408 769280 SH Sole 769280 uranium energy corp com COM 916896103 527 877934 SH Sole 877934 w & t offshore inc COM 92922P106 135 21900 SH Sole 21900 weatherford international ltd COM G95089101 524 47320 SH Sole 47320 wells fargo & company COM 949746101 150 10530 SH Sole 10530 whole foods mkt inc COM 966837106 322 19180 SH Sole 19180 REPORT SUMMARY 57 DATA RECORDS 53769 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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