0001057395-11-000009.txt : 20111107 0001057395-11-000009.hdr.sgml : 20111107 20111107130910 ACCESSION NUMBER: 0001057395-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 EFFECTIVENESS DATE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M&R CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001057395 IRS NUMBER: 113174053 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07056 FILM NUMBER: 111183757 BUSINESS ADDRESS: STREET 1: 40 FULTON ST. STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125848999 MAIL ADDRESS: STREET 1: 40 FULTON ST STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10038 13F-HR 1 novembermandrword.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarterly Ended: September 30, 2011 Check here is Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: M&R Capital Management Inc. Address: 88 Pine Street, 5th Floor New York, NY 10005 13F File Number: 028-07056 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing This Report on Behalf of Reporting Manager: Name: Richard Diver Title: Sr. Vice President Phone: 212-581-8999 Signature, Place and Date of Signing: Richard Diver, New York, New York November 7, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: 256050 (X1000) List of Other Included Managers: No. 13F File Number Name 01 N/A N/A FORM 13F INFORMATION TABLE Voting Authority ------------------ Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ --------- ---------- -------- -------- --- --- ------- -------- ----- ------ ------ 100,000th Cohen & Steers Infra COM 0 112000 SH Sole 112000 A T & T Inc COM 00206r102 563 19724 SH Sole 19724 ACE Ltd COM 242 4000 SH Sole 4000 Abbott Labs COM 002824100 1222 23894 SH Sole 23894 Aberdeen Asset Mgmt Plc COM 37 13731 SH Sole 13731 Accenture Ltd COM g1150g111 8746 166027 SH Sole 166027 Access Power Inc COM 0 30000 SH Sole 30000 Adelphia Contingent Value COM 0 19692 SH Sole 19692 Aflac Inc COM 5623 160900 SH Sole 160900 Allstate Corp. COM 020002101 229 9667 SH Sole 9667 Altria Group Inc COM 718154107 308 11493 SH Sole 11493 American Electric Power Co Inc COM 025537101 422 11103 SH Sole 11103 American Water Works Co., Inc. COM 699 23156 SH Sole 23156 Ametek Inc w/rts to pur pfd COM 031100100 490 14850 SH Sole 14850 Anadarko Petroleum Corp COM 032511107 351 5574 SH Sole 5574 Annaly Cap Management Inc COM 219 13168 SH Sole 13168 Apache Corp COM 037411105 1471 18337 SH Sole 18337 Apple Computer Inc COM 037833100 485 1271 SH Sole 1271 Automatic Data Processing COM 536 11370 SH Sole 11370 BP Plc SADR COM 110889409 209 5782 SH Sole 5782 Bank of New York Mellon Corp COM 064058100 7327 394158 SH Sole 394158 Barclays PLC COM 49 18728 SH Sole 18728 Baxter International Inc. COM 071813109 959 17082 SH Sole 17082 Becton Dickinson & Co. COM 590 8045 SH Sole 8045 Berkshire Hathaway Cl B COM 7196 101292 SH Sole 101292 Berkshire Hathaway Inc COM 214 2 SH Sole 2 Bio One Corp COM 0 36500 SH Sole 36500 Blackrock NY Muni Incm Trust COM 09248L106 197 13500 SH Sole 13500 Bristol Myers Squibb Co COM 110122108 525 16732 SH Sole 16732 CSX Corp COM 126408103 7327 392457 SH Sole 392457 CVS Caremark Corp COM 126650100 1039 30936 SH Sole 30936 Calvert Social Investment Fd B COM 264 10065 SH Sole 10065 Canadian National Railway Ltd COM 275 4127 SH Sole 4127 Canadian Pacific Railway Ltd COM 13645t100 7414 154163 SH Sole 154163 Caterpillar Inc COM 149123101 539 7302 SH Sole 7302 Cell Robotics Intl Inc COM 0 25000 SH Sole 25000 Chevron Texaco Corp COM 1640 17711 SH Sole 17711 Cisco Systems Inc COM 17275r102 157 10100 SH Sole 10100 Coach Inc COM 223 4300 SH Sole 4300 Coca Cola Co COM 191216100 274 4050 SH Sole 4050 Colgate Palmolive Corp COM 194162103 2647 29854 SH Sole 29854 Comcast Corp-Cl A COM 9200 439757 SH Sole 439757 Comcast Corp-Cl A New Spl COM 20030n200 352 17001 SH Sole 17001 Companhia De Snmnto De Sao Pau COM 20441a102 10009 215938 SH Sole 215938 Con Edison Co Of NY Inc COM 209115104 205 3592 SH Sole 3592 Conoco Phillips Co COM 20825c104 916 14461 SH Sole 14461 Covidien Ltd COM g2552x108 6455 146377 SH Sole 146377 DENTSPLY INTL INC COM 249030107 847 27600 SH Sole 27600 Devon Energy Corporation COM 3378 60922 SH Sole 60922 DirectTV Group Inc COM 7499 177402 SH Sole 177402 Disney Walt Co COM 254687106 402 13325 SH Sole 13325 Dominion Resources Inc. Va COM 257470104 734 14457 SH Sole 14457 Duke Energy Corp COM 26441c105 739 36950 SH Sole 36950 East West Bancorp Inc COM 27579r104 223 14949 SH Sole 14949 Eaton Vance Insd Mun Bond Fund COM 278 22505 SH Sole 22505 Eaton Vance New York Ins Muni COM 168 12500 SH Sole 12500 Exxon Mobil Corp COM 4485 61751 SH Sole 61751 Fedex Corporation COM 31304N107 5765 85174 SH Sole 85174 Fredericks Hollywood Group Inc COM 16 28479 SH Sole 28479 General Electric Co COM 369604103 1353 88891 SH Sole 88891 General Mills Inc COM 370334104 712 18492 SH Sole 18492 Goldcorp Inc. New COM 512 11210 SH Sole 11210 H J Heinz Co COM 423074103 566 11209 SH Sole 11209 HCP INC COM 40414l109 5463 155807 SH Sole 155807 HSBC Holdings Plc Sp ADR COM 404280406 793 20858 SH Sole 20858 HearUSA COM 78 82728 SH Sole 82728 Heineken N.V. ADR COM 6320 280900 SH Sole 280900 Heineken Ord COM 855 19000 SH Sole 19000 Henry Schein Inc COM 806407102 1842 29700 SH Sole 29700 Home Depot Inc COM 437076102 221 6732 SH Sole 6732 Intel Corp COM 458140100 724 33946 SH Sole 33946 Intl Business Machines Corp IB COM 459200101 3135 17926 SH Sole 17926 Invesco Insd Mun Income COM 61745p791 747 48300 SH Sole 48300 Ishares Tr FTSE Xinhau HK Chin COM 464287184 304 9865 SH Sole 9865 J P Morgan Chase & Co. COM 616880100 736 24443 SH Sole 24443 Johnson & Johnson Cos COM 478160104 3622 56876 SH Sole 56876 Kinder Morgan Energy Partners COM 653 9550 SH Sole 9550 Kinder Morgan Inc KS COM 514 19850 SH Sole 19850 Liberty Global Inc Ser A COM 530555101 7060 195149 SH Sole 195149 MORG STAN QUAL MUNI INC COM 61745p734 423 33000 SH Sole 33000 Mc Cormick Corp COM 579780206 852 18453 SH Sole 18453 McDonalds Corp COM 580135101 742 8450 SH Sole 8450 Medtronic Inc COM 575 17310 SH Sole 17310 Merck & Co. Inc COM 589331107 651 19921 SH Sole 19921 Microsoft Corp COM 594918104 1233 49537 SH Sole 49537 Morgan Stanley Insd Mun Secs COM 219 15600 SH Sole 15600 NCR Corp New COM 62886e108 345 20400 SH Sole 20400 NEWS CORP CL A COM 65248e104 552 35648 SH Sole 35648 Nestle SA Rep RG Sh ADR COM 641069406 941 17068 SH Sole 17068 Newmont Mining Corp COM 651639106 10494 166705 SH Sole 166705 NextEra Energy Inc. COM 302571104 1063 19670 SH Sole 19670 Norfolk Southern Corp COM 655844108 8642 141625 SH Sole 141625 OGE Energy Corp COM 670837103 210 4391 SH Sole 4391 Penn West Energy Trust COM 449 30395 SH Sole 30395 Pepsico Inc COM 713448108 3851 62212 SH Sole 62212 Petroleo Brasilero S.A. COM 3784 182646 SH Sole 182646 Petsmart Inc COM 1143 26810 SH Sole 26810 Pfizer Inc COM 717081103 1645 93063 SH Sole 93063 Philip Morris International COM 718172109 278 4463 SH Sole 4463 Pimco New York Municipal Incom COM 182 16387 SH Sole 16387 Pimco New York Municipal Incom COM 130 14424 SH Sole 14424 Plains All American Pipl LP COM 726503105 1187 20146 SH Sole 20146 Proctor & Gamble Co COM 742718109 1849 29273 SH Sole 29273 Putnam Tax-Exempt Income Class COM 176 20475 SH Sole 20475 Qualcom Inc COM 747525103 7759 159555 SH Sole 159555 Quest Diagnostics Inc COM 74834l100 224 4530 SH Sole 4530 RSTK Quest Products Corporatio COM 3 1250000 SH Sole 1250000 Rowan Companies Inc COM 779382100 429 14220 SH Sole 14220 Royal Dutch Shell Plc Adr Cl A COM 1472 23931 SH Sole 23931 Rubicon Minerals Corp COM 34 10000 SH Sole 10000 SPDR Gold Tr Gold Shs COM 78463v107 10170 64343 SH Sole 64343 Schlumberger Ltd COM 806857108 1492 24977 SH Sole 24977 Schwab Total Bond Market Fund COM 297 31060 SH Sole 31060 Siemens AG Adr COM 826197501 2504 27892 SH Sole 27892 Single Touch Systems, Inc. COM 3 10000 SH Sole 10000 Sky440 Inc. COM 0 60000 SH Sole 60000 Spectra Energy Corp COM 847560109 322 13134 SH Sole 13134 State Street Corp COM 857477103 2017 62728 SH Sole 62728 Statmon Technologies CP COM 1 25000 SH Sole 25000 Stryker Corp COM 542 11500 SH Sole 11500 Suburban Propane Partners LP U COM 249 5368 SH Sole 5368 Sun Healthcare Group Inc. COM 36 13179 SH Sole 13179 Suncor Energy Inc COM 867229106 338 13285 SH Sole 13285 Suntrust Banks Inc COM 867914103 214 11900 SH Sole 11900 Sysco Corporation COM 871829107 490 18904 SH Sole 18904 Telefonica SA Sons Adr COM 879382208 280 14622 SH Sole 14622 Teradata Corp COM 88076w103 1016 18988 SH Sole 18988 Teva Pharmaceuticals Inds COM 5839 156872 SH Sole 156872 The Hershey Company COM 212 3577 SH Sole 3577 Toronto Dominion Bank COM 6921 97548 SH Sole 97548 US Bancorp COM 529 22463 SH Sole 22463 Union Pacific Corp COM 907818108 644 7890 SH Sole 7890 Verizon Communications Corp COM 92343v104 314 8533 SH Sole 8533 Visa Inc Class A COM 7378 86066 SH Sole 86066 Waste Management Inc COM 2022 62100 SH Sole 62100 Wells Fargo & Co. COM 1041 43180 SH Sole 43180 Westpac Banking-Spon Adr COM 345 3590 SH Sole 3590 Yum Brands Inc COM 895953107 616 12474 SH Sole 12474 Zimmer Holdings Inc COM 780 14590 SH Sole 14590 Allianz SE 8.375% PRD 259 10000 SH Sole 10000 BANK OF AMERICA CORP NON-CU PRD 060505765 220 10000 SH Sole 10000 Bank of America Cap Tr 6.0% 34 PRD 1063 56515 SH Sole 56515 Bank of America Cap Tr 6.0% 34 PRD 055184204 1254 66664 SH Sole 66664 Bank of America Cap Tr X 6.25% PRD 368 19499 SH Sole 19499 Citigroup Cap X Cap Secs 6.10% PRD 1484 68655 SH Sole 68655 Citigroup Capital X 6.10% Pfd PRD 642 29687 SH Sole 29687 DEUTSCHE BANK CAP FNDG NONCUM PRD 25153y206 255 12000 SH Sole 12000 GOLDMAN SACHS GROUP INC DEP SH PRD 38144x500 276 11475 SH Sole 11475 Merrill Lynch Pfd Cap 7% Tr II PRD 407 20700 SH Sole 20700 Merrill Lynch Pfd Cap Tr III 7 PRD 232 11800 SH Sole 11800 Morgan Stanley Pfd Cap III due PRD 366 17670 SH Sole 17670 NATIONAL CITY CAP TR II TRUST PRD 63540t200 228 9000 SH Sole 9000 Wachovia Cap Tr 6.375% Due 03/ PRD 404 16145 SH Sole 16145 Allianceberntstein Bala Wealth 107 10119 SH Sole 10119 Fidelity Interediate Muni Inco 258 24970 SH Sole 24970 Fidelity Short Intermediate Mu 226 20990 SH Sole 20990 Fidelity Tax Free Bond Fund 135 12202 SH Sole 12202 Franklin Income Fund Cl B 82 41252 SH Sole 41252 JP Morgan Municipal Income Fun 309 30674 SH Sole 30674 JP Morgan Short Duration Bond 135 12270 SH Sole 12270 Royce Total Return Fund 186 16261 SH Sole 16261 Third Avenue Value Fund 884116104 274 6923 SH Sole 6923 Vanguard Tax Exempt Money Mark 140 140064 SH Sole 140064 100,000ths Amer Intl Grp Wts E 0 107196 SH Sole 107196