0001057246-11-000006.txt : 20110727
0001057246-11-000006.hdr.sgml : 20110727
20110727155441
ACCESSION NUMBER: 0001057246-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110727
DATE AS OF CHANGE: 20110727
EFFECTIVENESS DATE: 20110727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001057246
IRS NUMBER: 061354491
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03887
FILM NUMBER: 11990183
BUSINESS ADDRESS:
STREET 1: FOREST INV. MGT. LLC
STREET 2: 53 FOREST AVE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: 2036376003
MAIL ADDRESS:
STREET 1: FOREST INV. MGT. LLC
STREET 2: 53 FOREST AVE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
13F-HR
1
forest20110630.txt
1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forest Investment Management LLC
Address: 53 Forest Ave
Old Greenwich, CT 06870
13F File Number: 28-03887
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Frances G. Walsh
Title: Chief Administrative Officer/Director of Compliance
Phone: (203) 637-6003
Signature, Place, and Date of Signing:
/s/ Frances G. Walsh Old Greenwich, CT July 27, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 26
Form13F Information Table Value Total: $140,815 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- ------- -------
AAR CORP Convertible 000361AJ4 7301 7207 PRN SOLE 0 0 0
AAR CORP Convertible 000361AL9 5810 5760 PRN SOLE 0 0 0
ALLIANCE DATA SYSTEMS CORP Convertible 018581AD0 7305 5750 PRN SOLE 0 0 0
AMR CORP Common 001765106 1642 304100 SH SOLE 304100 0 0
BOISE INC Common 09746Y105 195 25000 SH SOLE 25000 0 0
CUBIST PHARMACEUTICALS INC Convertible 229678AC1 2557 2000 PRN SOLE 0 0 0
ENDO PHARMACEUT HLDGS INC Convertible 29264FAB2 4361 3000 PRN SOLE 0 0 0
EXTERRAN HOLDINGS INC Convertible 30225XAA1 4449 4000 PRN SOLE 0 0 0
FORD MOTOR COMPANY Warrant 345370134 653 125000 SH SOLE 0 0 0
GROUP 1 AUTOMOTIVE INC Convertible 398905AF6 3722 3000 PRN SOLE 0 0 0
HOST HOTELS & RESORTS INC Convertible 44107TAG1 2711 2000 PRN SOLE 0 0 0
HOST HOTELS & RESORTS INC Option 44107P104 170 10000 SH PUT SOLE 0 0 0
ICONIX BRAND GROUP INC Convertible 451055AB3 4707 4500 PRN SOLE 0 0 0
INCYTE CORP Convertible 45337CAJ1 5749 2500 PRN SOLE 0 0 0
IPATH S&P 500 VIX S/T FU ETN Common 06740C261 1267 60000 SH SOLE 60000 0 0
MASTEC INC Convertible 576323AM1 1105 750 PRN SOLE 0 0 0
NAVISTAR INTL CORP Convertible 63934EAL2 10442 8000 PRN SOLE 0 0 0
NETAPP INC Convertible 64110DAB0 25461 15000 PRN SOLE 0 0 0
ON SEMICONDUCTOR CORPORATION Convertible 682189AG0 3024 2500 PRN SOLE 0 0 0
PRICELINE.COM Convertible 741503AM8 13276 7500 PRN SOLE 0 0 0
PRICELINE.COM Option 741503403 1485 2900 SH PUT SOLE 0 0 0
ROVI CORP Convertible 779376AB8 1020 750 PRN SOLE 0 0 0
SALESFORCE.COM INC Convertible 79466LAB0 5441 3000 PRN SOLE 0 0 0
TAKE-TWO INTERACTIVE SOFTWRE Convertible 874054AA7 8469 5370 PRN SOLE 0 0 0
UNITED STATES STEEL CORP Convertible 912909AE8 12968 8152 PRN SOLE 0 0 0
UNITED STATES STEEL CORP Option 912909108 5525 120000 SH PUT SOLE 0 0 0