-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5kXqQ4og2wVYtpCSDEiph20L1WxFmOK25RKYOZR05EozCSE9kkLfkcezG6vHW1k YuyiWHSxLxLOnuDPZUKKKg== 0001304857-05-000013.txt : 20050929 0001304857-05-000013.hdr.sgml : 20050929 20050929163912 ACCESSION NUMBER: 0001304857-05-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050929 DATE AS OF CHANGE: 20050929 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Icoria, Inc. CENTRAL INDEX KEY: 0001057217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 562047837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-59005 FILM NUMBER: 051111751 BUSINESS ADDRESS: STREET 1: 108 T.W. ALEXANDER DR. STREET 2: P.O. BOX 14528 CITY: RTP STATE: NC ZIP: 27709-4528 BUSINESS PHONE: 9194253000 MAIL ADDRESS: STREET 1: 108 T.W. ALEXANDER DR. STREET 2: P.O. BOX 14528 CITY: RTP STATE: NC ZIP: 27709-4528 FORMER COMPANY: FORMER CONFORMED NAME: Icoria, INC DATE OF NAME CHANGE: 20040907 FORMER COMPANY: FORMER CONFORMED NAME: PARADIGM GENETICS INC DATE OF NAME CHANGE: 20000216 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MMCAP International Inc. SPC CENTRAL INDEX KEY: 0001304857 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P.O. BOX 32021 SMB, ANCHORAGE CENTRE STREET 2: 2ND FLOOR CITY: GRAND CAYMAN STATE: E9 ZIP: BWI BUSINESS PHONE: 416-408-0997 MAIL ADDRESS: STREET 1: P.O. BOX 32021 SMB, ANCHORAGE CENTRE STREET 2: 2ND FLOOR CITY: GRAND CAYMAN STATE: E9 ZIP: BWI SC 13G 1 icoria13-g.txt MMCAP 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Icoria, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 451045108 - -------------------------------------------------------------------------------- (CUSIP Number) September 28, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------------------------------------------------------------------- Schedule 13G Page 2 - ------------ ------------- 1. NAMES OF REPORTING PERSONS MMCAP International Inc. SPC (the "Reporting Person") S.S or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS N/A - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF THE MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 2,339,700 SHARES ------------------------------------------------------------ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------ REPORTING 7. SOLE DISPOTIVE POWER PERSON 2,339,700 WITH ------------------------------------------------------------ 8. SHARED DISPOTIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,339,700 - -------------------------------------------------------------------------------- 10. CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Schedule 13G Page 3 - ----------- ------------ Item 1(a). Name of Issuer: Icoria, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 108 T.W. Alexander Drive, P.O. Box 14528, RTP NC 27709-4528 Item 2(a). Name of Person Filing: MMCAP International Inc. SPC Item 2(b). Address of Principal Business Office or, if None, Residence: P.O. Box 32021 SMB, Anchorage Centre, 2nd Floor, Grand Cayman, Cayman Islands, BWI Item 2(c). Citizenship: Cayman Islands Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 451045108 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act; Schedule 13G Page 4 - ------------ -------------- (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount Beneficially Owned: 2,339,700 (b) Percent of Class: 5.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,339,700 ---------- (ii) shared power to vote or to direct the vote: 0 ---------- (iii) sole power to dispose or to direct the disposition of: 2,339,700 ---------- (iv) shared power to dispose or to direct the disposition of: 0 ---------- Schedule 13G Page 5 - ------------ ------------- Item 5. Ownership of Five Percent or Less of Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Schedule 13G Page 6 - ------------ -------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 29, 2005 MMCAP International Inc. SPC By: /s/ Matthew MacIsaac ------------------------ Name: Matthew MacIsaac Title: President -----END PRIVACY-ENHANCED MESSAGE-----