0001056973-17-000019.txt : 20170814 0001056973-17-000019.hdr.sgml : 20170814 20170814123959 ACCESSION NUMBER: 0001056973-17-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARLSON CAPITAL L P CENTRAL INDEX KEY: 0001056973 IRS NUMBER: 752494317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07044 FILM NUMBER: 171028683 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149329600 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: STE 1800 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001056973 XXXXXXXX 06-30-2017 06-30-2017 CARLSON CAPITAL L P
2100 MCKINNEY AVE STE 1800 DALLAS TX 75201
13F HOLDINGS REPORT 028-07044 N
Lynne B. Alpar Chief Financial Officer 214-932-9600 Lynne B. Alpar Dallas TX 08-14-2017 0 249 7003437 false
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INC COM NEW 16411R208 13288 272800 SH SOLE 0 0 0 CIENA CORP COM NEW 171779309 67799 2709800 SH SOLE 0 0 0 CIGNA CORPORATION COM 125509109 61947 370075 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 697 10424 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 441 3000 SH Call SOLE 0 0 0 CITRIX SYS INC COM 177376100 5559 69860 SH SOLE 0 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 28877 24000000 PRN SOLE 0 0 0 CMS ENERGY CORP COM 125896100 13653 295200 SH SOLE 0 0 0 COBALT INTL ENERGY INC COM NEW 19075F304 3097 1253903 SH SOLE 0 0 0 COHERUS BIOSCIENCES INC COM 19249H103 14615 1018483 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 35412 477703 SH SOLE 0 0 0 COLONY STARWOOD HOMES COM 19625X102 29650 864170 SH SOLE 0 0 0 COMERICA INC COM 200340107 30469 416014 SH SOLE 0 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 65 3333568 SH SOLE 0 0 0 CONSOLIDATED TOMOKA LD CO COM 210226106 10245 179888 SH SOLE 0 0 0 CONTINENTAL RESOURCES INC COM 212015101 365 1000 SH Call SOLE 0 0 0 CONTINENTAL RESOURCES INC COM 212015101 248 500 SH Put SOLE 0 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 14579 407800 SH SOLE 0 0 0 COSAN LTD SHS A G25343107 9617 1500267 SH SOLE 0 0 0 COSTAMARE INC SHS Y1771G102 16827 2301863 SH SOLE 0 0 0 COVISINT CORP COM 22357R103 2205 900000 SH SOLE 0 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 17188 171575 SH SOLE 0 0 0 CUBESMART COM 229663109 14277 593900 SH SOLE 0 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 18297 366300 SH SOLE 0 0 0 D R HORTON INC COM 23331A109 26235 758900 SH SOLE 0 0 0 DCT INDUSTRIAL TRUST INC COM NEW 233153204 7644 143044 SH SOLE 0 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 31472 515000 SH SOLE 0 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 778 187408 SH SOLE 0 0 0 DOLLAR TREE INC COM 256746108 17492 250175 SH SOLE 0 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 15400 169025 SH SOLE 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 43180 535000 SH SOLE 0 0 0 DUKE REALTY CORP COM NEW 264411505 18564 664200 SH SOLE 0 0 0 DXC TECHNOLOGY CO COM 23355L106 29781 388178 SH SOLE 0 0 0 DYNEGY INC NEW DEL COM 26817R108 67162 8121218 SH SOLE 0 0 0 E L F BEAUTY INC COM 26856L103 12700 466722 SH SOLE 0 0 0 EDGEWELL PERS CARE CO COM 28035Q102 19769 260052 SH SOLE 0 0 0 EDISON INTL COM 281020107 22773 291250 SH SOLE 0 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 17369 448228 SH SOLE 0 0 0 EOG RES INC COM 26875P101 12620 139419 SH SOLE 0 0 0 EOG RES INC COM 26875P101 258 400 SH Put SOLE 0 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 43748 664562 SH SOLE 0 0 0 EVERSOURCE ENERGY COM 30040W108 29769 490350 SH SOLE 0 0 0 EXTERRAN CORP COM 30227H106 33701 1262219 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 50696 335779 SH SOLE 0 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 19040 222950 SH SOLE 0 0 0 FINISAR CORP COM NEW 31787A507 6235 240000 SH SOLE 0 0 0 FIRST HAWAIIAN INC COM 32051X108 13785 450200 SH SOLE 0 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 11926 82700 SH SOLE 0 0 0 FORESTAR GROUP INC COM 346233109 16944 988000 SH 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SH SOLE 0 0 0 INPHI CORP COM 45772F107 10923 318457 SH SOLE 0 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 16477 638880 SH SOLE 0 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 19799 12000000 PRN SOLE 0 0 0 INTERXION HOLDING N.V SHS N47279109 16536 361195 SH SOLE 0 0 0 IPG PHOTONICS CORP COM 44980X109 19420 133840 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1876 3325 SH Put SOLE 0 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 19114 14000000 PRN SOLE 0 0 0 JACK IN THE BOX INC COM 466367109 8535 86650 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 42090 326000 SH SOLE 0 0 0 KRAFT HEINZ CO COM 500754106 24836 290000 SH SOLE 0 0 0 LAMB WESTON HLDGS INC COM 513272104 40417 917726 SH SOLE 0 0 0 LEIDOS HLDGS INC COM 525327102 32559 629885 SH SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 202450 3414000 SH SOLE 0 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 18970 608400 SH SOLE 0 0 0 LIPOCINE INC NEW COM 53630X104 2412 600000 SH SOLE 0 0 0 LOWES COS INC COM 548661107 40502 522400 SH 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7/0 697435AB1 21693 16506000 PRN SOLE 0 0 0 PANERA BREAD CO CL A 69840W108 12586 40000 SH SOLE 0 0 0 PARK HOTELS RESORTS INC COM 700517105 42376 1571800 SH SOLE 0 0 0 PARSLEY ENERGY INC CL A 701877102 55913 2014879 SH SOLE 0 0 0 PAYCHEX INC COM 704326107 64881 1139457 SH SOLE 0 0 0 PENNEY J C INC COM 708160106 909 6000 SH Put SOLE 0 0 0 PENTAIR PLC SHS G7S00T104 15637 235000 SH SOLE 0 0 0 PEPSICO INC COM 713448108 14855 128625 SH SOLE 0 0 0 PFIZER INC COM 717081103 14316 426211 SH SOLE 0 0 0 PHYSICIANS RLTY TR COM 71943U104 26255 1303640 SH SOLE 0 0 0 PINNACLE FOODS INC DEL COM 72348P104 5940 100000 SH SOLE 0 0 0 PINNACLE WEST CAP CORP COM 723484101 17657 207340 SH SOLE 0 0 0 PIONEER NAT RES CO COM 723787107 44061 276107 SH SOLE 0 0 0 PIONEER NAT RES CO COM 723787107 329 200 SH Put SOLE 0 0 0 PLEXUS CORP COM 729132100 18085 344012 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 281 1500 SH Put SOLE 0 0 0 PRAXAIR INC COM 74005P104 13441 101400 SH SOLE 0 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 22031 15000000 PRN SOLE 0 0 0 PROGRESSIVE CORP OHIO COM 743315103 26450 599900 SH SOLE 0 0 0 PROPETRO HLDG CORP COM 74347M108 82211 6346591 SH SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 17136 82175 SH SOLE 0 0 0 QEP RES INC COM 74733V100 519 3100 SH Call SOLE 0 0 0 RANGE RES CORP COM 75281A109 41995 1812453 SH SOLE 0 0 0 RED HAT INC COM 756577102 38330 400309 SH SOLE 0 0 0 REGAL ENTMT GROUP CL A 758766109 9877 482765 SH SOLE 0 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 45325 3500000 SH SOLE 0 0 0 REXFORD INDL RLTY INC COM 76169C100 16170 589275 SH SOLE 0 0 0 RICE ENERGY INC COM 762760106 129243 4853279 SH SOLE 0 0 0 ROBERT HALF INTL INC COM 770323103 21698 452700 SH SOLE 0 0 0 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 9479 8000000 PRN SOLE 0 0 0 SABRE CORP COM 78573M104 12272 563700 SH SOLE 0 0 0 SALESFORCE COM INC COM 79466L302 14568 168226 SH SOLE 0 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 14587 11000000 PRN SOLE 0 0 0 SANTANDER CONSUMER USA HDG 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VALIDUS HOLDINGS LTD COM SHS G9319H102 28691 552075 SH SOLE 0 0 0 VALVOLINE INC COM 92047W101 50357 2122992 SH SOLE 0 0 0 VCA INC COM 918194101 37912 410700 SH SOLE 0 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 43630 16000000 PRN SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 39125 876069 SH SOLE 0 0 0 VERSO CORP CL A 92531L207 4784 1020000 SH SOLE 0 0 0 VISA INC COM CL A 92826C839 53820 573893 SH SOLE 0 0 0 VITAMIN SHOPPE INC COM 92849E101 24025 2062229 SH SOLE 0 0 0 VULCAN MATLS CO COM 929160109 14438 113975 SH SOLE 0 0 0 WAL-MART STORES INC COM 931142103 2314 30578 SH SOLE 0 0 0 WELLS FARGO CO NEW COM 949746101 53680 968787 SH SOLE 0 0 0 WHITING PETE CORP NEW COM 966387102 335 3100 SH Call SOLE 0 0 0 WHOLE FOODS MKT INC COM 966837106 23161 550000 SH SOLE 0 0 0 WPX ENERGY INC COM 98212B103 37402 3871847 SH SOLE 0 0 0 WPX ENERGY INC COM 98212B103 369 2500 SH Call SOLE 0 0 0 WPX ENERGY INC COM 98212B103 345 2000 SH Put SOLE 0 0 0 XCEL ENERGY INC COM 98389B100 29711 647589 SH SOLE 0 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