0001164691-14-000036.txt : 20140214 0001164691-14-000036.hdr.sgml : 20140214 20140214123230 ACCESSION NUMBER: 0001164691-14-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHV Investment Management, Inc. CENTRAL INDEX KEY: 0000105692 IRS NUMBER: 911631301 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01204 FILM NUMBER: 14613466 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 288-6113 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: WENTWORTH HAUSER & VIOLICH DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: TURRELL & DAHL DATE OF NAME CHANGE: 19820322 FORMER COMPANY: FORMER CONFORMED NAME: TURRELL DAHL & BELDEN DATE OF NAME CHANGE: 19690909 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000105692 XXXXXXXX 12-31-2013 12-31-2013 WHV Investment Management, Inc.
301 BATTERY STREET SUITE 400 SAN FRANCISCO CA 94111
13F HOLDINGS REPORT 028-01204 N
Lawrence S. Hing Chief Compliance Officer 415-981-6911 Lawrence S. Hing San Francisco CA 02-14-2014 2 222 9581565 false 1 0001455261 028-13423 HIRAYAMA INVESTMENTS, LLC 2 0001390777 028-12592 Bank of New York Mellon Corp
INFORMATION TABLE 2 whv13fq413.inftab.xml ABB LTDSPONSORED ADR000375204181568335SHDFND152705015630ACCURAY INCCOM004397105294083380279SHSOLE 73882902641450ACI WORLDWIDE INCCOM00449810119288296735SHSOLE 830000213735AEROVIRONMENT INCCOM0080731082937100802SHSOLE 1002220580AFFILIATED MANAGERS GROUPCOM008252108237510949SHSOLE 980101148AFFYMETRIX INCCOM00826T108267013115675SHSOLE 90152502214150AGRIUM INCCOM0089161081340021464823SHDFND113534730111350AIR PRODS & CHEMS INCCOM009158106132411845SHDFND1798503860ALLEGIANT TRAVEL COCOM01748X10219535185275SHSOLE 548700130405ALLEGION PUB LTD COORD SHSG0176J109683181546010SHDFND11456258089752ALLSCRIPTS HEALTHCARE SOLUTNCOM01988P108204411322199SHSOLE 4243240897875ALTRA INDL MOTION CORPCOM02208R106348241017644SHSOLE 2298590787785AMBEV SASPONSORED ADR02319V10346162725SHSOLE 6132501400AMKOR TECHNOLOGY INCCOM031652100346775656946SHSOLE 119980604457140ANADIGICS INCCOM03251510874744062000SHSOLE 64650003415500ANIXTER INTL INCCOM03529010521203236014SHSOLE 737790162235APPLE INCCOM03783310021693867SHSOLE 33500517ASML HOLDING N VN Y REGISTRY SHSN07059210233724944SHSOLE 2227102673ASPEN TECHNOLOGY INCCOM04532710323211555298SHSOLE 1490780406220ATWOOD OCEANICS INCCOM05009510849476926690SHDFND12217500704940AUTODESK INCCOM052769106162632312SHSOLE 2686205450AXIALL CORPCOM05463D10022929483335SHSOLE 1255050357830BAKER HUGHES INCCOM05722410713643246895SHDFND1214730028090BAKER HUGHES INCCOM0572241072254075SHOTR2407500BHP BILLITON LTDSPONSORED ADR0886061083954185797911SHDFND154744010316450BHP BILLITON LTDSPONSORED ADR0886061084817060SHOTR2706000BHP BILLITON PLCSPONSORED ADR05545E2093605793SHDFND1579300BIOSCRIP INCCOM09069N108175342369500SHSOLE 33150002038000BORGWARNER INCCOM099724106317256738SHSOLE 5110805630BRISTOW GROUP INCCOM11039410356737755888SHSOLE 1821930573695BRITISH AMERN TOB PLCSPONSORED ADR1104481072283212125502SHDFND119924870129650BRITISH AMERN TOB PLCSPONSORED ADR1104481073613365SHOTR2336500BROADSOFT INCCOM11133B4099335341700SHSOLE 347000307000BROOKFIELD ASSET MGMT INCCL A LTD VT SH112585104930492396392SHDFND122382330158159BROWN SHOE INC NEWCOM11573610022698806600SHSOLE 1198000686800BUNGE LIMITEDCOMG1696210535578433300SHDFND1401390031910C&J ENERGY SVCS INCCOM12467B30413085566450SHSOLE 865750479875CACI INTL INCCL A12719030421652295710SHSOLE 707500224960CALLAWAY GOLF COCOM1311931043031359500SHSOLE 545000305000CAMERON INTERNATIONAL CORPCOM13342B10520644346780SHDFND1334955011825CANADIAN NAT RES LTDCOM1363851012304356809652SHDFND164223220377665CANADIAN NAT RES LTDCOM1363851013279665SHOTR2966500CANADIAN NATL RY COCOM1363751024758335SHOTR2833500CANADIAN NATL RY COCOM1363751024268077485345SHDFND169370880539922CANADIAN PAC RY LTDCOM13645T1006152114065842SHDFND137648170297090CANADIAN PAC RY LTDCOM13645T1005953935SHOTR2393500CARDTRONICS INCCOM14161H10821416492883SHSOLE 1455030347380CATERPILLAR INC DELCOM1491231013704074SHDFND1407400CENOVUS ENERGY INCCOM15135U10911941416794SHDFND1393494023300CENTURY ALUM COCOM156431108171341638065SHSOLE 38160501256460CHART INDS INCCOM PAR $0.0116115Q30850253525439SHSOLE 1279490397490CHEVRON CORP NEWCOM166764100146811753SHSOLE 870003053CHILDRENS PL RETAIL STORES ICOM16890510715591273663SHSOLE 983780175285CIT GROUP INCCOM NEW125581801227543636SHSOLE 3963104005CITIGROUP INCCOM NEW172967424272252240SHSOLE 4716805072CNH INDL N VSHSN2094410936131771SHDFND10031771COMMERCIAL METALS COCOM201723103268831322325SHSOLE 27545001046875COMPANHIA DE SANEAMENTO BASISPONSORED ADR20441A10234430345SHSOLE 297950550COPA HOLDINGS SACL AP310761055043145SHSOLE 3080065CORE LABORATORIES N VCOMN227171072301741205415SHDFND11110180095235CREDICORP LTDCOMG2519Y1084373290SHSOLE 3235055CVS CAREMARK CORPORATIONCOM126650100244534158SHSOLE 2944804710DANAHER CORP DELCOM235851102290337602SHSOLE 3359504007DELUXE CORPCOM24801910126321504330SHSOLE 1754550328875DEMAND MEDIA INCCOM24802N109154402675854SHSOLE 66253902013315DFC GLOBAL CORPCOM23324T107144061258190SHSOLE 25430001003890DIAGEO P L CSPON ADR NEW25243Q2052962522237218SHDFND120923680141585DIAGEO P L CSPON ADR NEW25243Q2054323265SHOTR2326500DIAMOND OFFSHORE DRILLING INCOM25271C102340559823SHDFND15582304000DINEEQUITY INCCOM25442310618058216130SHSOLE 570750159055DIRECTVCOM25490A309167724284SHSOLE 2119403090DISCOVERY COMMUNICATNS NEWCOM SER A25470F1043754150SHSOLE 415000DOLAN COCOM25659P402499723700SHSOLE 1307000593000DONNELLEY R R & SONS COCOM25786710118630918650SHSOLE 1408500777800DR REDDYS LABS LTDADR25613520342810430SHSOLE 102400190DRIL-QUIP INCCOM26203710462758570893SHDFND11402580430635DYNAMIC MATLS CORPCOM26788810511974550800SHSOLE 785000472300EARTHLINK INCCOM270321102213634214420SHSOLE 74259003471830EATON CORP PLCSHSG291831033205114210597SHDFND139461570260347EATON CORP PLCSHSG291831033124093SHOTR2409300EBAY INCCOM278642103166330310SHSOLE 2721503095EMPLOYERS HOLDINGS INCCOM29221810426266829899SHSOLE 1979540631945ENCANA CORPCOM2925051042344129893SHDFND112989300ENPRO INDS INCCOM29355X10722024382023SHSOLE 1216780260345ENSCO PLCSHS CLASS AG3157S1062045603577471SHDFND133311360241960ENSCO PLCSHS CLASS AG3157S1062504375SHOTR2437500ENTROPIC COMMUNICATIONS INCCOM29384R105141653013862SHSOLE 103498701978875EVOLUTION PETROLEUM CORPCOM30049A1073321269125SHSOLE 363000232825FEDEX CORPCOM31428X106229315951SHSOLE 1416601785FIBRIA CELULOSE S ASP ADR REP COM31573A109101586922SHDFND18258704335FIRST AMERN FINL CORPCOM31847R10213842490850SHSOLE 721500418700FIRST CASH FINL SVCS INCCOM31942D10720781336048SHSOLE 939480242100FLOTEK INDS INC DELCOM34338910214552725062SHSOLE 2047470520315FLOWSERVE CORPCOM34354P105274634840SHSOLE 3049004350FMC TECHNOLOGIES INCCOM30249U1013125984SHSOLE 598400FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS3444191062822880SHSOLE 2825055FOSTER WHEELER AGCOMH2717810412766386838SHDFND1365398021440FREEPORT-MCMORAN COPPER & GOCOM35671D8575102135195SHDFND112572009475FTI CONSULTING INCCOM30294110916209393986SHSOLE 1337660260220FUSION-IO INCCOM36112J107103581162500SHSOLE 1735000989000GENERAL CABLE CORP DEL NEWCOM36930010816281553600SHSOLE 811000472500GENTIVA HEALTH SERVICES INCCOM37247A102137561108500SHSOLE 1570000951500GOOGLE INCCL A38259P50828292524SHSOLE 21980326GULFMARK OFFSHORE INCCL A NEW40262920840674863027SHSOLE 1743770688650HALLIBURTON COCOM406216101165632632SHSOLE 2978402848HAWAIIAN ELEC INDUSTRIESCOM4198701006776260017SHSOLE 1095270150490HDFC BANK LTDADR REPS 3 SHS40415F10141812125SHSOLE 119450180HEXCEL CORP NEWCOM42829110825699575044SHSOLE 1911090383935HILL INTERNATIONAL INCCOM43146610145501152000SHSOLE 1815000970500HOLLYFRONTIER CORPCOM4361061082394800SHSOLE 480000HOME DEPOT INCCOM4370761023634410SHSOLE 441000HORNBECK OFFSHORE SVCS INC NCOM44054310618100367670SHSOLE 1279400239730INGERSOLL-RAND PLCSHSG477911012882654679629SHDFND144022640271315INGERSOLL-RAND PLCSHSG477911013736050SHOTR2605000INNERWORKINGS INCCOM45773Y105195432508700SHSOLE 37850002130200INTEGRATED DEVICE TECHNOLOGYCOM458118106110481085250SHSOLE 1622500923000INTERCONTINENTALEXCHANGE GROCOM45866F10420178969SHSOLE 768401285INTERDIGITAL INCCOM45867G1019206312190SHSOLE 842600227930INTERNATIONAL BUSINESS MACHSCOM4592001012531350SHSOLE 135000INTERNATIONAL RECTIFIER CORPCOM460254105272861046627SHSOLE 2267220819905INTREPID POTASH INCCOM46121Y10212967818647SHSOLE 2473470571300INTUITCOM461202103122216011SHSOLE 1326602745ISHARESMSCI EMG MKT ETF46428723478118675SHSOLE 1867500ISHARESMSCI EAFE ETF46428746549839742810SHDFND174281000ISHARESRUSSELL 2000 ETF464287655232920190SHSOLE 197400450KCG HLDGS INCCL A48244B100190591593589SHSOLE 34284501250744KOPIN CORPCOM500600101108182563600SHSOLE 40720002156400KRATON PERFORMANCE POLYMERSCOM50077C10621380927535SHSOLE 1405350787000LABORATORY CORP AMER HLDGSCOM NEW50540R4097988737SHSOLE 755501182LANNET INCCOM51601210124626744000SHSOLE 1050000639000LENNAR CORPCL A5260571042396050SHSOLE 605000LINCOLN EDL SVCS CORPCOM53353510061811241153SHSOLE 4490030792150LYONDELLBASELL INDUSTRIES NSHS - A -N53745100249231038SHSOLE 2750303535M D C HLDGS INCCOM55267610817408539952SHSOLE 1225970417355MANULIFE FINL CORPCOM56501R106693313513996SHDFND133697810144215MARKET VECTORS ETF TROIL SVCS ETF57060U191223046400SHDFND14640000MASTEC INCCOM57632310919043582000SHSOLE 865000495500MICROSOFT CORPCOM5949181042927800SHSOLE 680001000MINDRAY MEDICAL INTL LTDSPON ADR60267510044312197SHSOLE 119970200MONSANTO CO NEWCOM61166W101191216401SHSOLE 1429602105MYR GROUP INC DELCOM55405W10420506817633SHSOLE 2011980616435NABORS INDUSTRIES LTDSHSG6359F10319135611262888SHDFND1107041280543570NABORS INDUSTRIES LTDSHSG6359F10325815190SHOTR21519000NATIONAL BK HLDGS CORPCL A63370710415853740800SHSOLE 1108000630000NATIONAL OILWELL VARCO INCCOM6370711018055101282SHDFND110128200NAVIGANT CONSULTING INCCOM63935N10718851981839SHSOLE 3419740639865NAVISTAR INTL CORP NEWCOM63934E10816299426800SHSOLE 633000363500NETAPP INCCOM64110D104120529288SHSOLE 2566303625NOBLE CORP PLCSHS USDG6543110139183310457237SHDFND197748820669865NOBLE CORP PLCSHS USDG6543110146812490SHOTR21249000NORDSTROM INCCOM655664100135821972SHSOLE 1898202990NORTHWESTERN CORPCOM NEW66807430512862296910SHSOLE 1222800174630NOVARTIS A GSPONSORED ADR66987V1092176302707511SHDFND125536360150625NOVARTIS A GSPONSORED ADR66987V1092613250SHOTR2325000NOVO-NORDISK A SADR6701002054962685SHSOLE 268500NXSTAGE MEDICAL INCCOM67072V103227952279500SHSOLE 55534001724160OASIS PETE INC NEWCOM6742151084279100SHSOLE 910000OCEANEERING INTL INCCOM675232102176922425SHDFND12242500OFFICE DEPOT INCCOM676220106503379515512SHSOLE 261777106897741OFG BANCORPCOM67103X102194761123170SHSOLE 2844250838745OSI SYSTEMS INCCOM67104410529480555075SHSOLE 1362950418780PARTNERRE LTDCOMG6852T1051082251026509SHDFND1951004075505PATTERSON UTI ENERGY INCCOM70348110151020140SHDFND12014000PFIZER INCCOM717081103209368342SHSOLE 5949908843PHILIP MORRIS INTL INCCOM718172109122114018SHSOLE 1144302575PLANTRONICS INC NEWCOM72749310818222392300SHSOLE 583000334000PORTFOLIO RECOVERY ASSOCS INCOM73640Q10521905414548SHSOLE 1599430254605POTASH CORP SASK INCCOM73755L1072778108428696SHDFND178219110597485POTASH CORP SASK INCCOM73755L1073079300SHOTR2930000PRAXAIR INCCOM74005P104155211935SHDFND1688005055PRECISION DRILLING CORPCOM 201074022D3081542164515SHDFND116211502400PRIVATEBANCORP INCCOM74296210318703646495SHSOLE 1504950496000QUALCOMM INCCOM747525103199526865SHSOLE 2359803267QUANTA SVCS INCCOM74762E102177856346SHSOLE 4920107145REPUBLIC AWYS HLDGS INCCOM760276105142281331000SHSOLE 20120001129800RESMED INCCOM761152107158033553SHSOLE 2934804205RF MICRODEVICES INCCOM749941100172313339300SHSOLE 49630002843000RIO TINTO PLCSPONSORED ADR7672041004435297859817SHDFND174161320433310RIO TINTO PLCSPONSORED ADR76720410058510375SHOTR21037500ROVI CORPCOM779376102231851177516SHSOLE 3302860847230SANDISK CORPCOM80004C101215730575SHSOLE 2749503080SAPIENT CORPCOM8030621089304535950SHSOLE 837500452200SCHLUMBERGER LTDCOM8068571084741135261486SHDFND149271760327890SCHLUMBERGER LTDCOM8068571085796420SHOTR2642000SEADRILL LIMITEDSHSG7945E105340982975SHDFND18297500SIEMENS A GSPONSORED ADR8261975013122250SHDFND1225000SINA CORPORDG814771045716775SHSOLE 66450130STIFEL FINL CORPCOM86063010220884435820SHSOLE 951740340646SUNCOR ENERGY INC NEWCOM8672241073369279612739SHDFND190974290502075SUNCOR ENERGY INC NEWCOM86722410746413235SHOTR21323500SWS GROUP INCCOM78503N107122552015587SHSOLE 63626201379325SYKES ENTERPRISES INCCOM871237103279101279693SHSOLE 3477680931925SYNGENTA AGSPONSORED ADR87160A10039147489704SHDFND1477639012065TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910040823400SHSOLE 229150485TALISMAN ENERGY INCCOM87425E103524284500580SHDFND142939000206680TATA MTRS LTDSPONSORED ADR87656850240813245SHSOLE 130150230TEAM HEALTH HOLDINGS INCCOM87817A10717680388152SHSOLE 1203270267825TECK RESOURCES LTDCL B878742204757692912985SHDFND127639500149035TENARIS S ASPONSORED ADR88031M1093799658696850SHDFND181118200575040TENARIS S ASPONSORED ADR88031M1094369990SHOTR2999000TETRA TECH INC NEWCOM88162G10316496589581SHSOLE 1670960422485TEXAS ROADHOUSE INCCOM88268110913967502400SHSOLE 764000426000TIDEWATER INCCOM88642310214241240271SHSOLE 620560178215TREX CO INCCOM89531P10519982251256SHSOLE 702760180980TRONOX LTDSHS CL AQ9235V10114956648279SHSOLE 1906740457605UBS AGSHS NEWH89231338842234375227SHDFND141331430242084UNILEVER N VN Y SHS NEW9047847092476150SHOTR2615000UNILEVER N VN Y SHS NEW9047847092051545099540SHDFND147930800300310UNILEVER PLCSPON ADR NEW90476770469716917SHDFND11691700UNITED TECHNOLOGIES CORPCOM913017109184216185SHSOLE 1344002745UNITEDHEALTH GROUP INCCOM91324P102172822951SHSOLE 1986103090VALE S AADR91912E10521149013868229SHDFND1129418040911340VALE S AADR91912E10523015085SHOTR21508500VCA ANTECH INCCOM91819410120634657973SHSOLE 1665080491465VERIFONE SYS INCCOM92342Y109277171033450SHSOLE 3342250699225VISHAY INTERTECHNOLOGY INCCOM928298108289792185455SHSOLE 54903001636425VIVUS INCCOM928551100111021222700SHSOLE 17500001047700WALKER & DUNLOP INCCOM93148P102195431208600SHSOLE 17960001029000WEATHERFORD INTERNATIONAL LTREG SHSH2701310338831825068926SHDFND12350553601531820WEATHERFORD INTERNATIONAL LTREG SHSH2701310348931570SHOTR23157000WELLS FARGO & CO NEWCOM949746101233151348SHSOLE 4495806390ZOETIS INCCL A98978V10395729274SHSOLE 2607803196