0001181431-12-046523.txt : 20120820 0001181431-12-046523.hdr.sgml : 20120820 20120820105047 ACCESSION NUMBER: 0001181431-12-046523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120816 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cheung Jimmy CENTRAL INDEX KEY: 0001490710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 121044246 MAIL ADDRESS: STREET 1: 1156 W. DUARTE RD #11 CITY: ARCADIA STATE: CA ZIP: 91007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 rrd353769.xml FORM 4 X0306 4 2012-08-16 0 0001056903 AMERICAN STATES WATER CO AWR 0001490710 Cheung Jimmy 1156 W. DUARTE RD #11 ARCADIA CA 91007 0 0 0 1 Controller Common Shares 2012-08-16 4 M 0 500 34.57 A 828.117 D Common Shares 2012-08-16 4 M 0 594 33.36 A 1422.117 D Common Shares 2012-08-16 4 S 0 1094 45.00 D 328.117 D Employee Stock Options (Right to Buy) 34.57 2012-08-16 4 M 0 500 0 D 2010-01-29 2019-01-29 Common Shares 500 0 D Employee Stock Options (Right to Buy) 33.36 2012-08-16 4 M 0 594 0 D 2011-01-31 2020-01-31 Common Shares 594 0 D /s/ Jimmy Cheung 2012-08-20