0001181431-12-046522.txt : 20120820 0001181431-12-046522.hdr.sgml : 20120818 20120820105028 ACCESSION NUMBER: 0001181431-12-046522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120816 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANNER ROLAND S CENTRAL INDEX KEY: 0001304192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 121044242 MAIL ADDRESS: STREET 1: 630 EAST FOOTHILL BOULEVARD CITY: SAN DIMAS STATE: CA ZIP: 91773 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 4 1 rrd353771.xml FORM 4 X0306 4 2012-08-16 0 0001056903 AMERICAN STATES WATER CO AWR 0001304192 TANNER ROLAND S 630 E FOOTHILL BLVD SAN DIMAS CA 91773 0 1 0 0 VICE PRESIDENT Common Shares 2012-08-16 4 M 0 1923 38.62 A 21144.3193 D Common Shares 2012-08-16 4 M 0 2887 34.11 A 24031.3193 D Common Shares 2012-08-16 4 M 0 6200 34.57 A 30231.3193 D Common Shares 2012-08-16 4 M 0 1874 33.36 A 32105.3193 D Common Shares 2012-08-16 4 S 0 12684 44.50 D 19421.3193 D Common Shares 2012-08-16 4 S 0 200 44.52 D 19221.3193 D Employee Stock Options (Right to Buy) 38.62 2012-08-16 4 M 0 1923 0 D 2008-01-01 2017-01-01 Common Shares 1923 0 D Employee Stock Options (Right to Buy) 34.11 2012-08-16 4 M 0 2887 0 D 2009-01-27 2018-01-27 Common Shares 2887 0 D Employee Stock Options (Right to Buy) 34.57 2012-08-16 4 M 0 6200 0 D 2010-01-29 2019-01-29 Common Shares 6200 0 D Employee Stock Options (Right to Buy) 33.36 2012-08-16 4 M 0 1874 0 D 2011-01-31 2020-01-31 Common Shares 1874 0 D /s/ Roland S. Tanner 2012-08-20