General Counsel

0001056823-20-000035.txt : 20200214 0001056823-20-000035.hdr.sgml : 20200214 20200214124132 ACCESSION NUMBER: 0001056823-20-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06986 FILM NUMBER: 20616947 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20130813 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056823 XXXXXXXX 12-31-2019 12-31-2019 HORIZON KINETICS ASSET MANAGEMENT LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-06986 N Jay Kesslen General Counsel 646-867-1176 Jay Kesslen New York NY 02-14-2020 1 549 3524903 false 1 0000019481 028-00085 Virtus Investment Advisers, Inc. INFORMATION TABLE 2 form13fhr-infoTable.xml 3M CO COM 88579Y101 335 1900 SH DFND 1900 0 0 A T & T INC COM 00206R102 839 21462 SH DFND 21462 0 0 ABB LTD SPONSORED ADR 000375204 1025 42553 SH DFND 42553 0 0 ABBOTT LABS COM 002824100 1738 20008 SH DFND 20008 0 0 ABBVIE INC COM 00287Y109 2770 31284 SH DFND 31284 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238 1128 SH DFND 1128 0 0 ADVANCED MICRO DEVICES INC COM 007903107 346 7544 SH DFND 7544 0 0 AFLAC INC COM 001055102 288 5450 SH DFND 5450 0 0 AIR LEASE CORP CL A 00912X302 283 5965 SH OTR 1 0 5965 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 389 1836 SH DFND 1836 0 0 ALICO INC COM 016230104 803 22400 SH DFND 22400 0 0 ALKERMES PLC COM G01767105 428 21000 SH DFND 21000 0 0 ALLEGHANY CORP DEL COM 017175100 5702 7131 SH DFND 7131 0 0 ALPHABET INC CL A 02079K305 8941 6676 SH DFND 6676 0 0 ALPHABET INC CL C 02079K107 281 210 SH OTR 1 0 210 0 ALPHABET INC CL C 02079K107 8443 6315 SH DFND 6315 0 0 ALTRIA GROUP INC COM 02209S103 1969 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3250 0 BOSTON BEER INC CL A 100557107 294 778 SH OTR 1 0 778 0 BOSTON OMAHA CORP COM 101044105 606 28821 SH DFND 28821 0 0 BP PLC SPONSORED ADR 055622104 1723 45658 SH DFND 45658 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3551 55318 SH DFND 55318 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 564 4564 SH DFND 4564 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 83773 1449355 SH DFND 1449355 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 207 5003 SH DFND 5003 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP LP INT UNIT G16252101 2684 53686 SH DFND 53686 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 428 23437 SH DFND 23437 0 0 BROOKFIELD PROPERTY REIT INC CL A 11282X103 315 17068 SH DFND 17068 0 0 BROOKFIELD REAL ASSETS INCOME FUND SHS BEN INT 112830104 556 26059 SH DFND 26059 0 0 BROWN & BROWN INC COM 115236101 285 7222 SH OTR 1 0 7222 0 BROWN FORMAN CORP CL B 115637209 19 284 SH DFND 284 0 0 BROWN FORMAN CORP CL B 115637209 297 4387 SH OTR 1 0 4387 0 BRUKER CORP COM 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CINTAS CORP COM 172908105 288 1071 SH OTR 1 0 1071 0 CISCO SYSTEMS INC COM 17275R102 2542 53006 SH DFND 53006 0 0 CITIGROUP INC COM NEW 172967424 221 2767 SH DFND 2767 0 0 CIVEO CORP CDA COM 17878Y108 47077 36493596 SH DFND 36493596 0 0 CLEARBRIDGE MLP AND MIDSTREAM FUND INC COM 184692101 1129 100247 SH DFND 100247 0 0 CLEARBRIDGE MLP AND MIDSTREAM TR FD INC COM 18469Q108 2313 269290 SH DFND 269290 0 0 CLOUDERA INC COM 18914U100 5 400 SH DFND 400 0 0 CLOUDERA INC COM 18914U100 294 25291 SH OTR 1 0 25291 0 CME GROUP INC COM 12572Q105 39424 196415 SH DFND 196415 0 0 CMS ENERGY CORP COM 125896100 1429 22736 SH DFND 22736 0 0 COHEN & STEERS INC COM 19247A100 275 4380 SH OTR 1 0 4380 0 COHEN & STEERS QUALITY RLTY COM 19247L106 2095 140765 SH DFND 140765 0 0 COLFAX CORP COM 194014106 290 7969 SH OTR 1 0 7969 0 COLFAX CORP COM 194014106 3976 109299 SH DFND 109299 0 0 COLGATE PALMOLIVE CO COM 194162103 212 3074 SH DFND 3074 0 0 COLONY CAPITAL INC CL A COM 19626G108 289 60901 SH OTR 1 0 60901 0 COLUMBIA SPORTSWEAR CO COM 198516106 282 2814 SH OTR 1 0 2814 0 COMCAST CORP NEW CL A 20030N101 296 6589 SH OTR 1 0 6589 0 COMCAST CORP NEW CL A 20030N101 383 8519 SH DFND 8519 0 0 CONDUENT INC COM COM 206787103 3 479 SH DFND 479 0 0 CONDUENT INC COM COM 206787103 270 43594 SH OTR 1 0 43594 0 CONSTELLATION BRANDS INC CL A 21036P108 294 1550 SH OTR 1 0 1550 0 CONTINENTAL RESOURCES INC COM 212015101 41 1200 SH DFND 1200 0 0 CONTINENTAL RESOURCES INC COM 212015101 285 8318 SH OTR 1 0 8318 0 CORELOGIC INC COM 21871D103 893 20421 SH DFND 20421 0 0 COSTAMARE INC SHS Y1771G102 2652 278279 SH DFND 278279 0 0 COSTCO WHSL CORP NEW COM 22160K105 288 979 SH DFND 979 0 0 COVANTA HLDG CORP COM 22282E102 4 250 SH DFND 250 0 0 COVANTA HLDG CORP COM 22282E102 283 19067 SH OTR 1 0 19067 0 CSW INDUSTRIALS INC COM 126402106 1174 15241 SH DFND 15241 0 0 CSX CORP COM 126408103 317 4375 SH DFND 4375 0 0 CUBIC CORP COM 229669106 704 11077 SH DFND 11077 0 0 CVR ENERGY INC COM 12662P108 79 1945 SH DFND 1945 0 0 CVR ENERGY INC COM 12662P108 277 6844 SH OTR 1 0 6844 0 CVS HEALTH CORP COM 126650100 985 13261 SH DFND 13261 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 352 129311 SH DFND 129311 0 0 D R HORTON INC COM 23331A109 284 5390 SH OTR 1 0 5390 0 DANAHER CORP COM 235851102 291 1896 SH OTR 1 0 1896 0 DANAHER CORP COM 235851102 1841 11997 SH DFND 11997 0 0 DELTA AIR LINES INC DEL NEW COM 247361702 380 6500 SH DFND 6500 0 0 DELUXE CORP COM 248019101 210 4200 SH DFND 4200 0 0 DESIGNER BRANDS INC CL A 250565108 283 17990 SH OTR 1 0 17990 0 DIAMOND OFFSHORE DRILLNG INC COM 25271C102 152 21086 SH DFND 21086 0 0 DICKS SPORTING GOODSINC COM 253393102 297 5997 SH OTR 1 0 5997 0 DILLARDS INC CL A 254067101 298 4049 SH OTR 1 0 4049 0 DISCOVERY INC COM SER A 25470F104 6126 187109 SH DFND 187109 0 0 DISCOVERY INC COM SER C 25470F302 288 9456 SH OTR 1 0 9456 0 DISCOVERY INC COM SER C 25470F302 2718 89141 SH DFND 89141 0 0 DISH NETWORK CORP CL A 25470M109 283 7983 SH OTR 1 0 7983 0 DISH NETWORK CORP CL A 25470M109 2581 72775 SH DFND 72775 0 0 DISNEY WALT CO COM DISNEY 254687106 2443 16890 SH DFND 16890 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 13406 687111 SH DFND 687111 0 0 DORMAN PRODUCTS INC COM 258278100 1626 21471 SH DFND 21471 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 10934 553352 SH DFND 553352 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 9938 481469 SH DFND 481469 0 0 DUFF & PHELPS SLCT MLP & MIDSTREAM ENGY FD COM 26433F108 359 93620 SH DFND 93620 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 114 12425 SH DFND 12425 0 0 EATON VANCE FLTING RATE INC COM 278279104 140 10200 SH DFND 10200 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 207 15594 SH DFND 15594 0 0 EATON VANCE MUN BD FD COM 27827X101 292 22641 SH DFND 22641 0 0 EATON VANCE NY MUN BD FD COM 27827Y109 296 24492 SH DFND 24492 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 273 20129 SH DFND 20129 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 166 25848 SH DFND 25848 0 0 EBAY INC COM 278642103 13 348 SH DFND 348 0 0 EBAY INC COM 278642103 288 7979 SH OTR 1 0 7979 0 ECHOSTAR CORP CL A 278768106 277 6395 SH OTR 1 0 6395 0 ECHOSTAR CORP CL A 278768106 10163 234654 SH DFND 234654 0 0 ELEMENT SOLUTIONS INC COM 28618M106 152 12980 SH DFND 12980 0 0 ELEMENT SOLUTIONS INC COM 28618M106 293 25119 SH OTR 1 0 25119 0 ELI LILLY AND COMPANY COM 532457108 1729 13154 SH DFND 13154 0 0 EMERSON ELEC CO COM 291011104 1639 21492 SH DFND 21492 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 350 27286 SH DFND 27286 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 465 16496 SH DFND 16496 0 0 EOG RES INC COM 26875P101 258 3082 SH DFND 3082 0 0 EQUITY COMMONWEALTH COM SH BEN INT 294628102 1301 39616 SH DFND 39616 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 291 4138 SH OTR 1 0 4138 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 17328 246173 SH DFND 246173 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1 11 SH DFND 11 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 287 3542 SH OTR 1 0 3542 0 ERIE INDTY CO CL A 29530P102 280 1685 SH OTR 1 0 1685 0 EXPEDIA GROUP INC COM NEW 30212P303 278 2575 SH OTR 1 0 2575 0 EXPEDIA GROUP INC COM NEW 30212P303 1647 15229 SH DFND 15229 0 0 EXTERRAN CORP COM 30227H106 298 38015 SH OTR 1 0 38015 0 EXXON MOBIL CORP COM 30231G102 6874 98505 SH DFND 98505 0 0 FACEBOOK INC CL A 30303M102 45 218 SH DFND 218 0 0 FACEBOOK INC CL A 30303M102 288 1405 SH OTR 1 0 1405 0 FEDERATED PREM MUN INC FD COM 31423P108 603 42795 SH DFND 42795 0 0 FEDEX CORP COM 31428X106 142 938 SH DFND 938 0 0 FEDEX CORP COM 31428X106 293 1936 SH OTR 1 0 1936 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1662 36649 SH DFND 36649 0 0 FIDELITY NATL INFORMATION SVC COM 31620M106 625 4494 SH DFND 4494 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 17 32 SH DFND 32 0 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 286 537 SH OTR 1 0 537 0 FLOWERS FOODS INC COM 343498101 792 36437 SH DFND 36437 0 0 FORTIVE CORP COM 34959J108 283 3710 SH OTR 1 0 3710 0 FORTIVE CORP COM 34959J108 387 5065 SH DFND 5065 0 0 FOX CORP CL A COM 35137L105 286 7709 SH OTR 1 0 7709 0 FRANCO NEVADA CORP COM 351858105 117018 1132793 SH DFND 1132793 0 0 FRANKLIN RESOURCES INC COM 354613101 9 343 SH DFND 343 0 0 FRANKLIN RESOURCES INC COM 354613101 283 10903 SH OTR 1 0 10903 0 FREEPORT MCMORAN INC CL B 35671D857 1219 92921 SH DFND 92921 0 0 GAMCO INVESTORS INC CL A COM 361438104 2962 151973 SH DFND 151973 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 291 6762 SH OTR 1 0 6762 0 GANNETT CO INC NEW COM 36472T109 108 16883 SH DFND 16883 0 0 GAP INC COM 364760108 284 16044 SH OTR 1 0 16044 0 GARMIN LTD SHS H2906T109 285 2918 SH OTR 1 0 2918 0 GCI LIBERTY INC COM CL A 36164V305 296 4182 SH OTR 1 0 4182 0 GCI LIBERTY INC COM CL A 36164V305 7848 110764 SH DFND 110764 0 0 GDL FUND COM SH BEN INT 361570104 241 25902 SH DFND 25902 0 0 GENERAL ELECTRIC CO COM 369604103 1080 96777 SH DFND 96777 0 0 GENERAL MLS INC COM 370334104 252 4700 SH DFND 4700 0 0 GENERAL MTRS CO COM 37045V100 1059 28925 SH DFND 28925 0 0 GENUINE PARTS CO COM 372460105 433 4075 SH DFND 4075 0 0 GILEAD SCIENCES INC COM 375558103 715 11000 SH DFND 11000 0 0 GLADSTONE LD CORP COM 376549101 737 56854 SH DFND 56854 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1109 23596 SH DFND 23596 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 266 1157 SH DFND 1157 0 0 GRAHAM HLDGS CO COM 384637104 852 1333 SH DFND 1333 0 0 GRAINGER W W INC COM 384802104 290 857 SH OTR 1 0 857 0 GRAINGER W W INC COM 384802104 609 1800 SH DFND 1800 0 0 GRAN TIERRA ENERGY INC COM 38500T101 337 261575 SH DFND 261575 0 0 GREEN BRICK PARTNERS INC C COM 392709101 135 11800 SH DFND 11800 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 1 70 SH DFND 70 0 0 GREENLIGHT CAPITAL RE LTD CL A G4095J109 277 27444 SH OTR 1 0 27444 0 HEARTLAND EXPRESS INC COM 422347104 287 13640 SH OTR 1 0 13640 0 HERC HLDGS INC COM 42704L104 3 63 SH DFND 63 0 0 HERC HLDGS INC COM 42704L104 276 5649 SH OTR 1 0 5649 0 HERTZ GLOBAL HOLDINGS INC COM 42806J106 280 17774 SH OTR 1 0 17774 0 HESS CORP COM 42809H107 292 4370 SH OTR 1 0 4370 0 HILLTOP HOLDINGS INC COM 432748101 277 11131 SH OTR 1 0 11131 0 HOME DEPOT INC COM 437076102 390 1784 SH DFND 1784 0 0 HONEYWELL INTL INC COM 438516106 1987 11224 SH DFND 11224 0 0 HOST MARRIOTT CORP NEW COM 44107P104 285 15357 SH OTR 1 0 15357 0 HOSTESS BRANDS INC CL A 44109J106 284 19499 SH OTR 1 0 19499 0 HOWARD HUGHES CORP COM 44267D107 295 2324 SH OTR 1 0 2324 0 HOWARD HUGHES CORP COM 44267D107 190385 1501460 SH DFND 1501460 0 0 HYATT HOTELS CORP COM CL A 448579102 298 3317 SH OTR 1 0 3317 0 IAC INTERACTIVECORP COM 44919P508 320 1286 SH OTR 1 0 1286 0 IAC INTERACTIVECORP COM 44919P508 1156 4639 SH DFND 4639 0 0 IBERIABANK CORP COM 450828108 254 3396 SH DFND 3396 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 84421 1372697 SH DFND 1372697 0 0 IHS MARKIT LTD SHS G47567105 3796 50377 SH DFND 50377 0 0 INGREDION INC COM 457187102 223 2400 SH DFND 2400 0 0 INTEC PHARMA LTD SHS M53644106 5 10326 SH DFND 10326 0 0 INTEL CORP COM 458140100 564 9418 SH DFND 9418 0 0 INTER PARFUMS INC COM 458334109 14529 199822 SH DFND 199822 0 0 INTERACTIVE BROKERS GROUP INC COM CL A 45841N107 282 6054 SH OTR 1 0 6054 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 7620 82337 SH DFND 82337 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 600 4650 SH DFND 4650 0 0 INTREXON CORP COM 46122T102 264 48085 SH OTR 1 0 48085 0 INTUIT INC COM 461202103 283 1080 SH OTR 1 0 1080 0 INTUITIVE SURGICAL INC COM 46120E602 461 779 SH DFND 779 0 0 INVESCO INSURED MUNICIPAL INCOME TRUST COM 46132P108 558 36403 SH DFND 36403 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 732 58191 SH DFND 58191 0 0 INVESCO EXCHANGE TRADED FUND T S&P500 EQL WGT 46137V357 943 8147 SH DFND 8147 0 0 INVESCO SR INCOME TR COM 46131H107 104 24228 SH DFND 24228 0 0 INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE COM 46131T101 169 12414 SH DFND 12414 0 0 IONIS PHARMACEUTICALS INC COM 462222100 737 12200 SH DFND 12200 0 0 IRON MTN INC NEW COM 46284V101 289 9058 SH DFND 9058 0 0 ISHARES SH TR CRPORT ETF 464288646 2896 54000 SH DFND 54000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 640 38371 SH DFND 38371 0 0 ISHARES MICRO-CAP ETF 464288869 393 3948 SH DFND 3948 0 0 ISHARES PFD AND INCM SEC 464288687 609 16188 SH DFND 16188 0 0 JBG SMITH PPTYS COM 46590V100 289 7233 SH OTR 1 0 7233 0 JEFFRIES FINL GROUP INC COM 47233W109 283 13238 SH OTR 1 0 13238 0 JEFFRIES FINL GROUP INC COM 47233W109 582 27212 SH DFND 27212 0 0 JOHNSON & JOHNSON COM 478160104 3543 24289 SH DFND 24289 0 0 JP MORGAN CHASE & CO COM 46625H100 1353 9705 SH DFND 9705 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 2005 39758 SH DFND 39758 0 0 KADMON HLDGS INC COM 48283N106 383 84607 SH DFND 84607 0 0 KAYNE ANDERSON MDSTM ENERGY FD INC COM 48661E108 635 60379 SH DFND 60379 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 1618 116133 SH DFND 116133 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 4192 246577 SH DFND 246577 0 0 KIMBERLY CLARK CORP COM 494368103 384 2794 SH DFND 2794 0 0 KLA-TENCOR CORP COM NEW 482480100 1713 9615 SH DFND 9615 0 0 KONINKLIJKE PHILIPS NV NY REG SH NEW 500472303 225 4607 SH DFND 4607 0 0 KRAFT HEINZ COMPANY COM 500754106 805 25047 SH DFND 25047 0 0 L BRANDS INC COM 501797104 279 15372 SH OTR 1 0 15372 0 L3 HARRIS TECHNOLOGIES INC COM 502431109 2331 11780 SH DFND 11780 0 0 LANCASTER COLONY CORP COM 513847103 290 1812 SH OTR 1 0 1812 0 LANDS END INC NEW COM 51509F105 13 764 SH DFND 764 0 0 LANDS END INC NEW COM 51509F105 276 16456 SH OTR 1 0 16456 0 LAS VEGAS SANDS CORP COM 517834107 285 4122 SH OTR 1 0 4122 0 LAS VEGAS SANDS CORP COM 517834107 6739 97613 SH DFND 97613 0 0 LAUDER ESTEE COS INC CL A 518439104 288 1394 SH OTR 1 0 1394 0 LENDINGTREE INC NEW COM 52603B107 2498 8233 SH DFND 8233 0 0 LENNAR CORP CL A 526057104 152 2725 SH DFND 2725 0 0 LENNAR CORP CL A 526057104 282 5056 SH OTR 1 0 5056 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 2103 70929 SH DFND 70929 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 283 9565 SH OTR 1 0 9565 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 4848 164111 SH DFND 164111 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 12057 96795 SH DFND 96795 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 298 2368 SH OTR 1 0 2368 0 LIBERTY BROADBAND CORP COM SER C 530307305 59221 470943 SH DFND 470943 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 10091 230503 SH DFND 230503 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 297 6467 SH OTR 1 0 6467 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 15365 334271 SH DFND 334271 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 10 437 SH DFND 437 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 293 13423 SH OTR 1 0 13423 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 299 15373 SH OTR 1 0 15373 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 323 16601 SH DFND 16601 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 291 6043 SH OTR 1 0 6043 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 99685 2070733 SH DFND 2070733 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 35059 725249 SH DFND 725249 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 10 1302 SH DFND 1302 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 286 38849 SH OTR 1 0 38849 0 LINDE PLC COM G5494J103 354 1665 SH DFND 1665 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 318 32048 SH OTR 1 0 32048 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 4245 427505 SH DFND 427505 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 68790 962495 SH DFND 962495 0 0 LOCKHEED MARTIN CORP COM 539830109 337 866 SH DFND 866 0 0 LOEWS CORP COM 540424108 291 5540 SH OTR 1 0 5540 0 LOEWS CORP COM 540424108 2061 39270 SH DFND 39270 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 21 220 SH DFND 220 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 283 2991 SH OTR 1 0 2991 0 M & T BK CORP COM 55261F104 327 1925 SH DFND 1925 0 0 MADISON SQUARE GARDEN CO NEWC CL A 55825T103 293 997 SH OTR 1 0 997 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 15960 54252 SH DFND 54252 0 0 MANTECH INTL CORP CL A 564563104 1997 25000 SH DFND 25000 0 0 MARCUS & MILLICHAP INC COM 566324109 287 7711 SH OTR 1 0 7711 0 MARKEL CORP COM 570535104 16738 14642 SH DFND 14642 0 0 MARKETAXESS HLDGS INC COM 57060D108 1896 5000 SH DFND 5000 0 0 MARRIOTT INTL INC NEW CL A 571903202 288 1902 SH OTR 1 0 1902 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 3 26 SH DFND 26 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 286 2222 SH OTR 1 0 2222 0 MASCO CORP COM 574599106 319 6650 SH DFND 6650 0 0 MASTEC INC COM 576323109 290 4519 SH OTR 1 0 4519 0 MASTERCARD INC CL A 57636Q104 20552 68831 SH DFND 68831 0 0 MCDONALDS CORP COM 580135101 902 4562 SH DFND 4562 0 0 MERCK & COMPANY COM 58933Y105 4017 44170 SH DFND 44170 0 0 MERCURY GENL CORP NEW COM 589400100 284 5838 SH OTR 1 0 5838 0 MESABI TR CTF BEN INT 590672101 7210 306290 SH DFND 306290 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 2993 556284 SH DFND 556284 0 0 MICROSOFT COM 594918104 2855 18101 SH DFND 18101 0 0 MOHAWK INDUSTRIES INC COM 608190104 285 2091 SH OTR 1 0 2091 0 MONDELEZ INTL INC CL A 609207105 1496 27164 SH DFND 27164 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 288 4526 SH OTR 1 0 4526 0 MORGAN STANLEY NEW COM NEW 617446448 487 9529 SH DFND 9529 0 0 MORNINGSTAR INC COM 617700109 286 1891 SH OTR 1 0 1891 0 MOVADO GROUP INC COM 624580106 966 44441 SH DFND 44441 0 0 MSC INDL DIRECT INC CL A 553530106 294 3753 SH OTR 1 0 3753 0 MSG NETWORK INC CL A 553573106 296 16993 SH OTR 1 0 16993 0 MSG NETWORK INC CL A 553573106 1324 76065 SH DFND 76065 0 0 NANTKWEST INC COM 63016Q102 314 82880 SH OTR 1 0 82880 0 NASDAQ INC COM 631103108 1159 10821 SH DFND 10821 0 0 NATIONAL GEN HLDGS CORP COM 636220303 281 12710 SH OTR 1 0 12710 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 17430 1293996 SH DFND 1293996 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1 50 SH DFND 50 0 0 NAVISTAR INTL CORP NEW COM 63934E108 282 9748 SH OTR 1 0 9748 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 851 55243 SH DFND 55243 0 0 NEUBERGER BERMAN NY MUN FD INC COM 64124K102 368 29549 SH DFND 29549 0 0 NEWELL BRANDS INC COM 651229106 295 15323 SH OTR 1 0 15323 0 NEWELL BRANDS INC COM 651229106 414 21563 SH DFND 21563 0 0 NEWMARK GROUP INC CL A 65158N102 612 45484 SH DFND 45484 0 0 NEWMARKET CORP COM 651587107 288 591 SH OTR 1 0 591 0 NEWS CORP NEW CL A 65249B109 286 20221 SH OTR 1 0 20221 0 NOMAD FOODS LTD USD ORD SHS G6564A105 296 13231 SH OTR 1 0 13231 0 NORDSTROM INC COM 655664100 287 7020 SH OTR 1 0 7020 0 NORFOLK SOUTHN CORP COM 655844108 924 4757 SH DFND 4757 0 0 NORTHROP GRUMMAN CORP COM 666807102 292 850 SH DFND 850 0 0 NOVAGOLD RES INC COM NEW 66987E206 64 7116 SH DFND 7116 0 0 NOVAGOLD RES INC COM NEW 66987E206 337 37559 SH OTR 1 0 37559 0 NOVARTIS AG SPONSORED ADR 66987V109 2377 25101 SH DFND 25101 0 0 NOVO-NORDISK A S ADR 670100205 448 7740 SH DFND 7740 0 0 NUVEEN AMT-FREE QLTY MUN INCOME COM 670657105 8196 569993 SH DFND 569993 0 0 NUVEEN DIV QLTY MUNI FD 3 SH BEN INT COM SH BEN INT 67070X101 1070 65391 SH DFND 65391 0 0 NUVEEN DIVID AMT FREE MUNI CRED INC FD COM 67071L106 416 24971 SH DFND 24971 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 1386 178658 SH DFND 178658 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 594 59424 SH DFND 59424 0 0 NUVEEN INT DUR QUAL MUN TRM COM 670677103 298 21456 SH DFND 21456 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 1018 73210 SH DFND 73210 0 0 NUVEEN MUN HIGH INC OPP FD COM 670682103 218 15391 SH DFND 15391 0 0 NUVEEN MUN VALUE FD INC COM 670928100 164 15296 SH DFND 15296 0 0 NUVEEN NY AMT FREE QLTY MUN INC FD COM 670656107 1341 98849 SH DFND 98849 0 0 NUVEEN NY QLTY INCOME FD COM 67066X107 709 49962 SH DFND 49962 0 0 NUVEEN PREFERRED & INCOME SECURITIES FD COM 67072C105 494 49203 SH DFND 49203 0 0 NUVEEN QUALITY MUNI INC FD COM 67066V101 2494 170806 SH DFND 170806 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 226 21500 SH DFND 21500 0 0 NUVEEN SR INCOME FD COM 67067Y104 652 109454 SH DFND 109454 0 0 NUVEEN TAXABLE MUNICIPAL INC FUND COM 67074C103 3748 171610 SH DFND 171610 0 0 NVIDIA CORP COM 67066G104 386 1642 SH DFND 1642 0 0 ORACLE CORP COM 68389X105 238 4491 SH DFND 4491 0 0 ORACLE CORP COM 68389X105 282 5325 SH OTR 1 0 5325 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 62 12000 SH DFND 12000 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 277 11925 SH OTR 1 0 11925 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 477 20509 SH DFND 20509 0 0 PATTERSON UTI ENERGY INC COM 703481101 4634 441363 SH DFND 441363 0 0 PAYCHEX INC COM 704326107 141 1659 SH DFND 1659 0 0 PAYCHEX INC COM 704326107 285 3356 SH OTR 1 0 3356 0 PAYPAL HLDGS INC COM 70450Y103 9671 89410 SH DFND 89410 0 0 PCM FUND INC COM 69323T101 460 40118 SH DFND 40118 0 0 PEGASYSTEMS INC COM 705573103 296 3713 SH OTR 1 0 3713 0 PENN NATL GAMING INC COM 707569109 123 4820 SH DFND 4820 0 0 PENN NATL GAMING INC COM 707569109 279 10916 SH OTR 1 0 10916 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 274 5465 SH OTR 1 0 5465 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 382 7613 SH DFND 7613 0 0 PEPSICO INC COM 713448108 2223 16266 SH DFND 16266 0 0 PERKINELMER INC COM 714046109 530 5460 SH DFND 5460 0 0 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 1670 432641 SH DFND 432641 0 0 PFIZER INC COM 717081103 2509 64032 SH DFND 64032 0 0 PHILIP MORRIS INTL INC COM 718172109 2693 31654 SH DFND 31654 0 0 PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD COM SHS 72202D106 2213 87802 SH DFND 87802 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 7590 233960 SH DFND 233960 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 489 4816 SH DFND 4816 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 2848 102494 SH DFND 102494 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 2443 206172 SH DFND 206172 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 5010 473095 SH DFND 473095 0 0 PIMCO MUN INCOME FD II COM 72200W106 244 15400 SH DFND 15400 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 646 46832 SH DFND 46832 0 0 PIONEER MUN HIGH INC ADV TR COM 723762100 279 25806 SH DFND 25806 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 683 56558 SH DFND 56558 0 0 PJT PARTNERS INC COM CL A 69343T107 20 435 SH DFND 435 0 0 PJT PARTNERS INC COM CL A 69343T107 289 6396 SH OTR 1 0 6396 0 PRICE T ROWE GROUP INC COM 74144T108 474 3891 SH DFND 3891 0 0 PRICESMART INC COM 741511109 280 3949 SH OTR 1 0 3949 0 QUALCOMM INC COM 747525103 272 3080 SH DFND 3080 0 0 QUEST DIAGNOSTICS INC COM 74834L100 566 5300 SH DFND 5300 0 0 QURATE RETAIL INC COM SER A 74915M100 112 13261 SH DFND 13261 0 0 QURATE RETAIL INC COM SER A 74915M100 304 36062 SH OTR 1 0 36062 0 RAFAEL HLDGS INC COM CL B 75062E106 330 18494 SH DFND 18494 0 0 RALPH LAUREN CORP CL A 751212101 280 2391 SH OTR 1 0 2391 0 RAYMOND JAMES FINANCIAL INC COM 754730109 280 3126 SH OTR 1 0 3126 0 RAYONIER ADVANCED MATLS INC COM 75508B104 481 125352 SH DFND 125352 0 0 RAYTHEON CO NEW COM NEW 755111507 1067 4856 SH DFND 4856 0 0 REALPAGE INC COM 75606N109 288 5363 SH OTR 1 0 5363 0 RED ROCK RESORTS INC Cl A 75700L108 280 11677 SH OTR 1 0 11677 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 616 51599 SH DFND 51599 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 280 4384 SH OTR 1 0 4384 0 RESTAURANT BRANDS INTL INC COM 76131D103 384 6025 SH DFND 6025 0 0 RIO TINTO PLC SPONSORED ADR 767204100 240 4050 SH DFND 4050 0 0 ROCKWELL AUTOMATION INC COM 773903109 1318 6503 SH DFND 6503 0 0 ROLLINS INC COM 775711104 286 8630 SH OTR 1 0 8630 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2120 15876 SH DFND 15876 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 694 11763 SH DFND 11763 0 0 ROYAL GOLD INC COM 780287108 26987 220751 SH DFND 220751 0 0 ROYCE MICRO-CAP TR INC COM 780915104 10931 1279959 SH DFND 1279959 0 0 ROYCE VALUE TR INC COM 780910105 590 39922 SH DFND 39922 0 0 RPC INC COM 749660106 303 57829 SH OTR 1 0 57829 0 S&P GLOBAL INC COM 78409V104 853 3124 SH DFND 3124 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 1308 32451 SH DFND 32451 0 0 SALESFORCE COM INC COM 79466L302 3 20 SH DFND 20 0 0 SALESFORCE COM INC COM 79466L302 286 1761 SH OTR 1 0 1761 0 SANDSTORM GOLD LTD COM NEW 80013R206 17240 2314073 SH DFND 2314073 0 0 SANOFI RIGHT 12/31/2020 80105N113 14 15940 SH DFND 15940 0 0 SANOFI SPONSORED ADR 80105N105 1054 21000 SH DFND 21000 0 0 SCHLUMBERGER COM 806857108 725 18024 SH DFND 18024 0 0 SCHWAB CHARLES CORP NEW COM 808513105 278 5845 SH OTR 1 0 5845 0 SCIENCE APPLICATNS INTL CP N COM 808625107 47791 549192 SH DFND 549192 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 292 2751 SH OTR 1 0 2751 0 SCRIPPS E W CO OHIO CL A CL A NEW 811054402 943 60000 SH DFND 60000 0 0 SEALED AIR CORP NEW COM 81211K100 1373 34475 SH DFND 34475 0 0 SEASPAN CORP SHS Y75638109 289 20360 SH OTR 1 0 20360 0 SERITAGE GROWTH PPTYS CL A 81752R100 289 7220 SH OTR 1 0 7220 0 SILGAN HOLDINGS INC COM 827048109 290 9338 SH OTR 1 0 9338 0 SIMON PPTY GROUP INC NEW COM 828806109 42 282 SH DFND 282 0 0 SIMON PPTY GROUP INC NEW COM 828806109 293 1970 SH OTR 1 0 1970 0 SONOCO PRODUCTS COM 835495102 1287 20850 SH DFND 20850 0 0 SPDR GOLD TRUST GOLD GOLD SHS 78463V107 520 3642 SH DFND 3642 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 786 2093 SH DFND 2093 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 740 24000 SH DFND 24000 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 43 674 SH DFND 674 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 294 4572 SH OTR 1 0 4572 0 SQUARE INC CL A 852234103 230 3680 SH DFND 3680 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 287 4669 SH OTR 1 0 4669 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2937 9124 SH DFND 9124 0 0 STARBUCKS CORP COM 855244109 204 2316 SH DFND 2316 0 0 STONECO LTD COM CL A G85158106 791 19826 SH DFND 19826 0 0 STRYKER CORP COM 863667101 420 2000 SH DFND 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 2078 63358 SH DFND 63358 0 0 TAUBMAN CTRS INC COM 876664103 297 9547 SH OTR 1 0 9547 0 TEGNA INC COM 87901J105 199 11950 SH DFND 11950 0 0 TELEFLEX INC COM 879369106 832 2211 SH DFND 2211 0 0 TENNECO INC CL A VTG COM STK 880349105 266 20330 SH OTR 1 0 20330 0 TESLA INC COM 88160R101 303 724 SH OTR 1 0 724 0 TEXAS PACIFIC LAND TRUST SUB CTF PROP IT 882610108 1386571 1774880 SH DFND 1774880 0 0 THIRD PT REINS LTD COM G8827U100 294 27952 SH OTR 1 0 27952 0 TIMKEN CO COM 887389104 286 5074 SH OTR 1 0 5074 0 TIMKENSTEEL CORP COM 887399103 299 38024 SH OTR 1 0 38024 0 TOOTSIE ROLL INDS INC COM 890516107 18 536 SH DFND 536 0 0 TOOTSIE ROLL INDS INC COM 890516107 282 8260 SH OTR 1 0 8260 0 TORONTO DOMINION BK ONT COM NEW 891160509 1013 18050 SH DFND 18050 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 436 24340 SH DFND 24340 0 0 TORTOISE MIDSTREAM ENERGY FD INC COM 89148B101 1679 153180 SH DFND 153180 0 0 TRI POINTE GROUP INC COM 87265H109 2547 163449 SH DFND 163449 0 0 TRILOGY METALS INC COM 89621C105 51 19765 SH DFND 19765 0 0 TRINITY PLACE HOLDINGS INC COM 89656D101 31 10156 SH DFND 10156 0 0 TTEC HOLDINGS INC COM 89854H102 311 7851 SH OTR 1 0 7851 0 UNDER ARMOUR INC CL C 904311206 287 14953 SH OTR 1 0 14953 0 UNION PACIFIC CORP COM 907818108 2186 12090 SH DFND 12090 0 0 UNITED PARCEL SVC INC CL B 911312106 539 4606 SH DFND 4606 0 0 UNITED TECHNOLOGIES CORP DEL COM 913017109 231 1541 SH DFND 1541 0 0 UNITEDHEALTH GROUP INC COM 91324P102 282 960 SH DFND 960 0 0 URBAN EDGE PPTYS COM 91704F104 4 225 SH DFND 225 0 0 URBAN EDGE PPTYS COM 91704F104 285 14861 SH OTR 1 0 14861 0 URBAN OUTFITTERS INC COM 917047102 282 10161 SH OTR 1 0 10161 0 US BANCORP DEL COM NEW 902973304 246 4155 SH DFND 4155 0 0 VAIL RESORTS INC COM 91879Q109 521 2173 SH DFND 2173 0 0 VALMONT INDS INC COM 920253101 363 2425 SH DFND 2425 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 1314 44887 SH DFND 44887 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 547 5836 SH DFND 5836 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2393 18993 SH DFND 18993 0 0 VANGUARD INDEX FDS S&P500 ETF SHS 922908363 4823 16305 SH DFND 16305 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 832 5024 SH DFND 5024 0 0 VANGUARD INDEX TR TOTAL STK MKT 922908769 4963 30333 SH DFND 30333 0 0 VANGUARD INDEX FUNDS REAL ESTATE ETF 922908553 827 8911 SH DFND 8911 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 22974 377670 SH DFND 377670 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1789 22081 SH DFND 22081 0 0 VENTAS INC COM 92276F100 217 3766 SH DFND 3766 0 0 VERISK ANALYTICS INC CL A 92345Y106 1045 7000 SH DFND 7000 0 0 VERIZON COMMUNICATIONS COM 92343V104 2238 36447 SH DFND 36447 0 0 VIACOMCBS INC CL B 92556H206 290 6915 SH OTR 1 0 6915 0 VIACOMCBS INC CL B 92556H206 1281 30518 SH DFND 30518 0 0 VIASAT INC COM 92552V100 1242 16968 SH DFND 16968 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 3356 136093 SH DFND 136093 0 0 VIRTU FINL INC CL A 928254101 284 17777 SH OTR 1 0 17777 0 VISA INC COM CL A 92826C839 6473 34448 SH DFND 34448 0 0 VORNADO RLTY TR SH BEN INT 929042109 14 207 SH DFND 207 0 0 VORNADO RLTY TR SH BEN INT 929042109 286 4295 SH OTR 1 0 4295 0 W & T OFFSHORE INC COM 92922P106 302 54245 SH OTR 1 0 54245 0 W P CAREY INC COM 92936U109 900 11250 SH DFND 11250 0 0 WABTEC COM 929740108 323 4150 SH DFND 4150 0 0 WALMART INC COM 931142103 355 2985 SH DFND 2985 0 0 WELBILT INC COM 949090104 280 17935 SH OTR 1 0 17935 0 WELBILT INC COM 949090104 471 30198 SH DFND 30198 0 0 WELLS FARGO & CO NEW COM 949746101 212 3936 SH DFND 3936 0 0 WENDYS COMPANY COM 95058W100 287 12926 SH OTR 1 0 12926 0 WENDYS COMPANY COM 95058W100 54137 2437508 SH DFND 2437508 0 0 WERNER ENTERPRISES INC COM 950755108 283 7767 SH OTR 1 0 7767 0 WESTERN ASSET CORPORATE LN FD COM 95790J102 884 89224 SH DFND 89224 0 0 WESTERN ASSET INTM MUNI FD I COM UNIT LP INT 958435109 239 26338 SH DFND 26338 0 0 WESTLAKE CHEM CORP COM 960413102 285 4060 SH OTR 1 0 4060 0 WHEATON PRECIOUS METALS CORP COM 962879102 106349 3574763 SH DFND 3574763 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 712 638 SH DFND 638 0 0 WILLIAMS COS INC COM 969457100 3440 145026 SH DFND 145026 0 0 WSTRN ASSET INFLATION LINKED OPPORT INC FD COM 95766R104 333 28842 SH DFND 28842 0 0 WW INTL INC COM 98262P101 268 7021 SH OTR 1 0 7021 0 WYNN RESORTS LTD COM 983134107 692 4984 SH DFND 4984 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 281 7627 SH OTR 1 0 7627 0 XPO LOGISTICS INC COM 983793100 284 3568 SH OTR 1 0 3568 0 ISHARES SILVER TRUST COM 46428Q109 3276 135800 SH Call DFND 135800 0 0 BRIGHTHOUSE FINL INC ISHARES 10922N103 9794 127900 SH Call DFND 127900 0 0 NEW GOLD INC CDA COM 644535106 620 248400 SH Call DFND 248400 0 0