0001056823-19-000076.txt : 20190814 0001056823-19-000076.hdr.sgml : 20190814 20190814142833 ACCESSION NUMBER: 0001056823-19-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06986 FILM NUMBER: 191025444 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20130813 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056823 XXXXXXXX 06-30-2019 06-30-2019 HORIZON KINETICS ASSET MANAGEMENT LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-06986 N Jay Kesslen 646-867-1176 Jay Kesslen New York NY 08-14-2019 1 570 3618559 false 1 0000019481 028-00085 Virtus Investment Advisers, Inc. 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46590V100 301 7660 SH OTR 1 0 7660 0 JEFFRIES FINL GROUP INC COM 47233W109 336 17452 SH OTR 1 0 17452 0 JEFFRIES FINL GROUP INC COM 47233W109 520 27036 SH DFND 27036 0 0 JOHNSON & JOHNSON COM 478160104 3490 25057 SH DFND 25057 0 0 JP MORGAN CHASE & CO COM 46625H100 1173 10494 SH DFND 10494 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 2472 49052 SH DFND 49052 0 0 KADMON HLDGS INC COM 48283N106 174 84607 SH DFND 84607 0 0 KAYNE ANDERSON MDSTM ENERGY FD INC COM 48661E108 783 67584 SH DFND 67584 0 0 KAYNE ANDERSON MLP INVSMNT C COM 486606106 4302 281013 SH DFND 281013 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 2299 142322 SH DFND 142322 0 0 KIMBERLY CLARK CORP COM 494368103 402 3016 SH DFND 3016 0 0 KLA-TENCOR CORP COM 482480100 1460 12350 SH DFND 12350 0 0 KONINKLIJKE PHILIPS NV NY REG SH NEW 500472303 201 4607 SH DFND 4607 0 0 KRAFT HEINZ COMPANY COM 500754106 794 25564 SH DFND 25564 0 0 L BRANDS INC COM 501797104 363 13910 SH OTR 1 0 13910 0 LANCASTER COLONY CORP COM 513847103 318 2138 SH OTR 1 0 2138 0 LANDS END INC COM 51509F105 9 764 SH DFND 764 0 0 LANDS END INC COM 51509F105 303 24795 SH OTR 1 0 24795 0 LAS VEGAS SANDS CORP COM 517834107 316 5341 SH OTR 1 0 5341 0 LAS VEGAS SANDS CORP COM 517834107 6431 108833 SH DFND 108833 0 0 LAUDER ESTEE COS INC CL A 518439104 325 1775 SH OTR 1 0 1775 0 LENDINGTREE INC COM 52603B107 3458 8233 SH DFND 8233 0 0 LENNAR CORP CL A 526057104 132 2725 SH DFND 2725 0 0 LENNAR CORP CL A 526057104 293 6056 SH OTR 1 0 6056 0 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 531229706 2183 78514 SH DFND 78514 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 326 11661 SH OTR 1 0 11661 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 5151 184176 SH DFND 184176 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 11514 111960 SH DFND 111960 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 324 3110 SH OTR 1 0 3110 0 LIBERTY BROADBAND CORP COM SER C 530307305 57174 548586 SH DFND 548586 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 331 6936 SH OTR 1 0 6936 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 1935 40498 SH DFND 40498 0 0 LIBERTY MEDIA CORP DELAWARE COM SER A FRMLA 531229870 9684 270060 SH DFND 270060 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 321 8571 SH OTR 1 0 8571 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 13910 371818 SH DFND 371818 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 318 11978 SH OTR 1 0 11978 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1598 60237 SH DFND 60237 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 285 16601 SH DFND 16601 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 295 17173 SH OTR 1 0 17173 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 322 8476 SH OTR 1 0 8476 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 93896 2472241 SH DFND 2472241 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 37845 1000933 SH DFND 1000933 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 16 1302 SH DFND 1302 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 322 25932 SH OTR 1 0 25932 0 LINDE PLC COM G5494J103 331 1650 SH DFND 1650 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 330 28421 SH OTR 1 0 28421 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 10815 931536 SH DFND 931536 0 0 LIVE NATION ENTERTAINMENT INC. COM 538034109 67953 1025706 SH DFND 1025706 0 0 LOCKHEED MARTIN CORP COM 539830109 315 866 SH DFND 866 0 0 LOEWS CORP COM 540424108 325 5950 SH OTR 1 0 5950 0 LOEWS CORP COM 540424108 2611 47753 SH DFND 47753 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 316 3669 SH OTR 1 0 3669 0 M & T BK CORP COM 55261F104 470 2765 SH DFND 2765 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 307 1096 SH OTR 1 0 1096 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 19035 67998 SH DFND 67998 0 0 MANITOWOC INC COM NEW 563571405 143 8025 SH DFND 8025 0 0 MANITOWOC INC COM NEW 563571405 355 19970 SH OTR 1 0 19970 0 MANTECH INTL CORP CL A 564563104 1646 25000 SH DFND 25000 0 0 MARCUS & MILLICHAP INC COM 566324109 316 10237 SH OTR 1 0 10237 0 MARKEL CORP COM 570535104 21522 19752 SH DFND 19752 0 0 MARKETAXESS HLDGS INC COM 57060D108 1607 5000 SH DFND 5000 0 0 MARRIOTT INTL INC NEW CL A 571903202 330 2352 SH OTR 1 0 2352 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 3 26 SH DFND 26 0 0 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 311 3221 SH OTR 1 0 3221 0 MASCO CORP COM 574599106 261 6650 SH DFND 6650 0 0 MASTEC INC COM 576323109 340 6603 SH OTR 1 0 6603 0 MASTERCARD INC CL A 57636Q104 19340 73109 SH DFND 73109 0 0 MCDONALDS CORP COM 580135101 947 4562 SH DFND 4562 0 0 MCEWEN MNG INC COM 58039P107 22 12354 SH DFND 12354 0 0 MERCK & COMPANY COM 58933Y105 3927 46833 SH DFND 46833 0 0 MERCURY GENL CORP NEW COM 589400100 325 5206 SH OTR 1 0 5206 0 MESABI TR CTF BEN INT 590672101 8808 298186 SH DFND 298186 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 2903 557218 SH DFND 557218 0 0 MGM RESORTS INTERNATIONAL COM 552953101 1201 42050 SH DFND 42050 0 0 MICROSOFT COM 594918104 2520 18812 SH DFND 18812 0 0 MOHAWK INDUSTRIES INC COM 608190104 311 2107 SH OTR 1 0 2107 0 MONDELEZ INTL INC CL A 609207105 1517 28144 SH DFND 28144 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 327 5118 SH OTR 1 0 5118 0 MORGAN STANLEY NEW COM NEW 617446448 633 14455 SH DFND 14455 0 0 MORNINGSTAR INC COM 617700109 319 2205 SH OTR 1 0 2205 0 MOVADO GROUP INC COM 624580106 1058 39168 SH DFND 39168 0 0 MSC INDL DIRECT INC CL A 553530106 330 4445 SH OTR 1 0 4445 0 MSG NETWORK INC CL A 553573106 314 15154 SH OTR 1 0 15154 0 MSG NETWORK INC CL A 553573106 3366 162301 SH DFND 162301 0 0 NANTKWEST INC COM 63016Q102 287 281172 SH OTR 1 0 281172 0 NASDAQ INC COM 631103108 1041 10821 SH DFND 10821 0 0 NATIONAL GEN HLDGS CORP COM 636220303 302 13185 SH OTR 1 0 13185 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 13155 1405423 SH DFND 1405423 0 0 NAVISTAR INTL CORP NEW COM 63934E108 2 50 SH DFND 50 0 0 NAVISTAR INTL CORP NEW COM 63934E108 318 9237 SH OTR 1 0 9237 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 805 55243 SH DFND 55243 0 0 NEUBERGER BERMAN NY MUN FD INC COM 64124K102 362 29549 SH DFND 29549 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 120 12705 SH DFND 12705 0 0 NEWELL BRANDS INC COM 651229106 332 21499 SH OTR 1 0 21499 0 NEWELL BRANDS INC COM 651229106 364 23575 SH DFND 23575 0 0 NEWMARK GROUP INC CL A 65158N102 232 25826 SH DFND 25826 0 0 NEWMARKET CORP COM 651587107 316 788 SH OTR 1 0 788 0 NEWS CORP NEW CL A 65249B109 333 24667 SH OTR 1 0 24667 0 NOMAD FOODS LTD USD ORD SHS G6564A105 334 15640 SH OTR 1 0 15640 0 NORDSTROM INC COM 655664100 315 9890 SH OTR 1 0 9890 0 NORFOLK SOUTHN CORP COM 655844108 948 4757 SH DFND 4757 0 0 NORTHROP GRUMMAN CORP COM 666807102 340 1052 SH DFND 1052 0 0 NOVAGOLD RES INC COM NEW 66987E206 42 7116 SH DFND 7116 0 0 NOVAGOLD RES INC COM NEW 66987E206 393 66515 SH OTR 1 0 66515 0 NOVARTIS AG SPONSORED ADR 66987V109 2295 25133 SH DFND 25133 0 0 NOVO-NORDISK A S ADR 670100205 395 7740 SH DFND 7740 0 0 NUVEEN AMT-FREE QLTY MUN INCOME COM 670657105 7878 570460 SH DFND 570460 0 0 NUVEEN DIV QLTY MUNI FD 3 SH BEN INT COM SH BEN INT 67070X101 1033 65586 SH DFND 65586 0 0 NUVEEN DIVID AMT FREE MUNI CRED INC FD COM 67071L106 396 24971 SH DFND 24971 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 3433 376837 SH DFND 376837 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 579 59424 SH DFND 59424 0 0 NUVEEN INT DUR QUAL MUN TRM COM 670677103 303 22797 SH DFND 22797 0 0 NUVEEN INTER DURATION MN TMF COM 670671106 983 73210 SH DFND 73210 0 0 NUVEEN MUN HIGH INC OPP FD COM 670682103 215 15391 SH DFND 15391 0 0 NUVEEN MUN VALUE FD INC COM 670928100 156 15296 SH DFND 15296 0 0 NUVEEN NY AMT FREE QLTY MUN INC FD COM 670656107 956 72999 SH DFND 72999 0 0 NUVEEN NY QLTY INCOME FD COM 67066X107 692 49962 SH DFND 49962 0 0 NUVEEN PREFERRED & INCOME SECURITIES FD COM 67072C105 524 55191 SH DFND 55191 0 0 NUVEEN QUALITY MUNI INC FD COM 67066V101 1571 112236 SH DFND 112236 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 224 21500 SH DFND 21500 0 0 NUVEEN SR INCOME FD COM 67067Y104 649 109454 SH DFND 109454 0 0 NUVEEN TAXABLE MUNICIPAL INC FUND COM 67074C103 3460 162828 SH DFND 162828 0 0 NVIDIA CORP COM 67066G104 270 1642 SH DFND 1642 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 11300 228091 SH DFND 228091 0 0 ORACLE CORP COM 68389X105 256 4491 SH DFND 4491 0 0 ORACLE CORP COM 68389X105 342 6005 SH OTR 1 0 6005 0 PACIFIC BIOSCIENCES CALIF INCOM COM 69404D108 73 12000 SH DFND 12000 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 339 16517 SH DFND 16517 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 340 16555 SH OTR 1 0 16555 0 PATTERSON UTI ENERGY INC COM 703481101 5402 469363 SH DFND 469363 0 0 PAYCHEX INC COM 704326107 145 1759 SH DFND 1759 0 0 PAYCHEX INC COM 704326107 301 3656 SH OTR 1 0 3656 0 PAYPAL HLDGS INC COM 70450Y103 10193 89052 SH DFND 89052 0 0 PCM FUND INC COM 69323T101 634 55995 SH DFND 55995 0 0 PEGASYSTEMS INC COM 705573103 312 4378 SH OTR 1 0 4378 0 PENN NATL GAMING INC COM 707569109 309 16038 SH OTR 1 0 16038 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 321 6779 SH OTR 1 0 6779 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 360 7613 SH DFND 7613 0 0 PEPSICO INC COM 713448108 2131 16250 SH DFND 16250 0 0 PERKINELMER INC COM 714046109 528 5480 SH DFND 5480 0 0 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 2816 462423 SH DFND 462423 0 0 PFIZER INC COM 717081103 2832 65371 SH DFND 65371 0 0 PHILIP MORRIS INTL INC COM 718172109 2537 32305 SH DFND 32305 0 0 PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD COM SHS 72202D106 2571 107634 SH DFND 107634 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 7591 236125 SH DFND 236125 0 0 PIMCO ETF TR ENHAN SHRT MAT ENHAN SHRT MA AC 72201R833 490 4816 SH DFND 4816 0 0 PIMCO INCOME OPPORTUNITY FD COM 72202B100 2808 103573 SH DFND 103573 0 0 PIMCO INCOME STRATEGY FUND COM 72201H108 2466 208787 SH DFND 208787 0 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 5028 475666 SH DFND 475666 0 0 PIMCO MUN INCOME FD II COM 72200W106 230 15400 SH DFND 15400 0 0 PIMCO NY MUNICIPAL INCOME FD COM 72200T103 616 46832 SH DFND 46832 0 0 PIONEER MUN HIGH INC ADV TR COM 723762100 295 27441 SH DFND 27441 0 0 PIONEER MUN HIGH INCOME TR SHS COM SHS 723763108 720 58981 SH DFND 58981 0 0 PJT PARTNERS INC COM CL A 69343T107 18 437 SH DFND 437 0 0 PJT PARTNERS INC COM CL A 69343T107 316 7810 SH OTR 1 0 7810 0 PRICE T ROWE GROUP INC COM 74144T108 427 3891 SH DFND 3891 0 0 PRICESMART INC COM 741511109 312 6106 SH OTR 1 0 6106 0 PROGENICS PHARMACEUTICALS IN COM 743187106 415 67200 SH DFND 67200 0 0 QUALCOMM INC COM 747525103 342 4496 SH DFND 4496 0 0 QUEST DIAGNOSTICS INC COM 74834L100 540 5300 SH DFND 5300 0 0 QURATE RETAIL INC COM SER A 74915M100 305 24587 SH OTR 1 0 24587 0 QURATE RETAIL INC COM SER A 74915M100 2551 205875 SH DFND 205875 0 0 RAFAEL HLDGS INC COM CL B 75062E106 532 18494 SH DFND 18494 0 0 RALPH LAUREN CORP CL A 751212101 318 2803 SH OTR 1 0 2803 0 RAYMOND JAMES FINANCIAL INC COM 754730109 323 3825 SH OTR 1 0 3825 0 RAYONIER ADVANCED MATLS INC COM 75508B104 427 65852 SH DFND 65852 0 0 RAYTHEON COM NEW 755111507 862 4956 SH DFND 4956 0 0 REALPAGE INC COM 75606N109 316 5367 SH OTR 1 0 5367 0 RED ROCK RESORTS INC Cl A 75700L108 297 13848 SH OTR 1 0 13848 0 RESTAURANT BRANDS INTL INC COM 76131D103 323 4647 SH OTR 1 0 4647 0 RESTAURANT BRANDS INTL INC COM 76131D103 419 6029 SH DFND 6029 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 61 20945 SH DFND 20945 0 0 RIO TINTO PLC SPONSORED ADR 767204100 243 3900 SH DFND 3900 0 0 ROCKWELL AUTOMATION INC COM 773903109 1074 6553 SH DFND 6553 0 0 ROLLINS INC COM 775711104 302 8427 SH OTR 1 0 8427 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1932 15936 SH DFND 15936 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 713 10963 SH DFND 10963 0 0 ROYAL GOLD INC COM 780287108 24569 239725 SH DFND 239725 0 0 ROYCE MICRO-CAP TR INC COM 780915104 12369 1504750 SH DFND 1504750 0 0 ROYCE VALUE TR INC COM 780910105 716 51424 SH DFND 51424 0 0 RPC INC COM 749660106 325 45095 SH OTR 1 0 45095 0 S&P GLOBAL INC COM 78409V104 746 3276 SH DFND 3276 0 0 S&W SEED CO COM 785135104 54 20549 SH DFND 20549 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 1669 34529 SH DFND 34529 0 0 SALESFORCE COM 79466L302 3 20 SH DFND 20 0 0 SALESFORCE COM 79466L302 320 2109 SH OTR 1 0 2109 0 SANDRIDGE ENERGY INC COM NEW 80007P869 388 56112 SH DFND 56112 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 13092 2363104 SH DFND 2363104 0 0 SANOFI AVENTIS CONTGNT VAL RT RIGHT 12/31/2020 80105N113 8 15940 SH DFND 15940 0 0 SANOFI SPONSORED ADR 80105N105 1082 25000 SH DFND 25000 0 0 SCHLUMBERGER COM 806857108 810 20374 SH DFND 20374 0 0 SCHWAB CHARLES CORP NEW COM 808513105 312 7770 SH OTR 1 0 7770 0 SCIENCE APPLICATNS INTL CP N COM 808625107 49956 577128 SH DFND 577128 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 319 3237 SH OTR 1 0 3237 0 SCRIPPS E W CO OHIO CL A 811054402 917 60000 SH DFND 60000 0 0 SEALED AIR CORP NEW COM 81211K100 1450 33900 SH DFND 33900 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 9 3728 SH DFND 3728 0 0 SEARS HOMETOWN AND OUTLET ST COM 812362101 284 119522 SH OTR 1 0 119522 0 SEASPAN CORP SHS SHS Y75638109 340 34658 SH OTR 1 0 34658 0 SECOND SIGHT MED PRODS INC COM 81362J100 21 25874 SH DFND 25874 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 315 7332 SH OTR 1 0 7332 0 SILGAN HOLDINGS INC COM 827048109 327 10700 SH OTR 1 0 10700 0 SIMON PPTY GROUP INC NEW COM 828806109 45 282 SH DFND 282 0 0 SIMON PPTY GROUP INC NEW COM 828806109 306 1914 SH OTR 1 0 1914 0 SONOCO PRODUCTS COM 835495102 1441 22050 SH DFND 22050 0 0 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 1682 4742 SH DFND 4742 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 739 24000 SH DFND 24000 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 1 16 SH DFND 16 0 0 SPECTRUM BRNDS HOLDINGS INC COM 84790A105 301 5590 SH OTR 1 0 5590 0 SQUARE INC CL A 852234103 317 4370 SH DFND 4370 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 315 5476 SH OTR 1 0 5476 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3282 11200 SH DFND 11200 0 0 STARBUCKS CORP COM 855244109 219 2608 SH DFND 2608 0 0 STRYKER CORP COM 863667101 411 2000 SH DFND 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 1869 59981 SH DFND 59981 0 0 TAUBMAN CTRS INC COM 876664103 297 7284 SH OTR 1 0 7284 0 TEGNA INC COM 87901J105 181 11950 SH DFND 11950 0 0 TELEFLEX INC COM 879369106 807 2438 SH DFND 2438 0 0 TENNECO INC CL A VTG COM STK 880349105 338 30467 SH OTR 1 0 30467 0 TESLA INC COM 88160R101 316 1413 SH OTR 1 0 1413 0 TEXAS PACIFIC LAND TRUST SUB CTF PROP I T 882610108 1409414 1790892 SH DFND 1790892 0 0 THIRD PT REINS LTD COM G8827U100 310 29995 SH OTR 1 0 29995 0 TIMKEN CO COM 887389104 338 6577 SH OTR 1 0 6577 0 TIMKENSTEEL CORP COM 887399103 354 43519 SH OTR 1 0 43519 0 TOOTSIE ROLL INDS INC COM 890516107 20 536 SH DFND 536 0 0 TOOTSIE ROLL INDS INC COM 890516107 310 8381 SH OTR 1 0 8381 0 TORONTO DOMINION BK ONT COM NEW 891160509 1091 18700 SH DFND 18700 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 1073 47585 SH DFND 47585 0 0 TORTOISE MIDSTREAM ENERGY FD INC COM 89148B101 4866 360743 SH DFND 360743 0 0 TRI POINTE GROUP INC COM 87265H109 1758 146905 SH DFND 146905 0 0 TRILOGY METALS INC COM 89621C105 59 20167 SH DFND 20167 0 0 TRINITY PLACE HOLDINGS INC COM 89656D101 40 10156 SH DFND 10156 0 0 TTEC HOLDINGS INC COM 89854H102 327 7019 SH OTR 1 0 7019 0 UNDER ARMOUR INC CL C 904311206 294 13231 SH OTR 1 0 13231 0 UNION PACIFIC CORP COM 907818108 2048 12110 SH DFND 12110 0 0 UNITED PARCEL SVC INC CL B 911312106 464 4493 SH DFND 4493 0 0 UNITED TECHNOLOGIES CORP DEL COM 913017109 233 1790 SH DFND 1790 0 0 UNITEDHEALTH GROUP INC COM 91324P102 239 980 SH DFND 980 0 0 URBAN EDGE PPTYS COM 91704F104 4 207 SH DFND 207 0 0 URBAN EDGE PPTYS COM 91704F104 308 17788 SH OTR 1 0 17788 0 URBAN OUTFITTERS INC COM 917047102 304 13366 SH OTR 1 0 13366 0 US BANCORP DEL COM NEW 902973304 218 4155 SH DFND 4155 0 0 VAIL RESORTS INC COM 91879Q109 501 2243 SH DFND 2243 0 0 VALMONT INDS INC COM 920253101 308 2425 SH DFND 2425 0 0 VANECK VECTORS GOLD MINERS ETF 92189F106 390 15239 SH DFND 15239 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 524 5996 SH DFND 5996 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 463 3904 SH DFND 3904 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6053 22490 SH DFND 22490 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1816 11592 SH DFND 11592 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5183 34535 SH DFND 34535 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 717 8203 SH DFND 8203 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 23621 387681 SH DFND 387681 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1797 22271 SH DFND 22271 0 0 VENTAS INC COM 92276F100 237 3466 SH DFND 3466 0 0 VERISK ANALYTICS INC CL A 92345Y106 1025 7000 SH DFND 7000 0 0 VERIZON COMMUNICATIONS COM 92343V104 2140 37454 SH DFND 37454 0 0 VIACOM INC NEW CL B 92553P201 318 10657 SH OTR 1 0 10657 0 VIACOM INC NEW CL B 92553P201 606 20293 SH DFND 20293 0 0 VIASAT INC COM 92552V100 1079 13353 SH DFND 13353 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 4497 145911 SH DFND 145911 0 0 VIRTU FINL INC CL A 928254101 321 14749 SH OTR 1 0 14749 0 VISA INC COM COM CL A 92826C839 5979 34450 SH DFND 34450 0 0 VORNADO RLTY SH BEN INT 929042109 2 27 SH DFND 27 0 0 VORNADO RLTY SH BEN INT 929042109 305 4755 SH OTR 1 0 4755 0 W & T OFFSHORE INC COM 92922P106 338 68241 SH OTR 1 0 68241 0 W P CAREY INC COM 92936U109 921 11350 SH DFND 11350 0 0 WABTEC COM COM 929740108 811 11305 SH DFND 11305 0 0 WALMART INC COM 931142103 327 2964 SH DFND 2964 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 290 15187 SH OTR 1 0 15187 0 WELBILT INC COM 949090104 337 20191 SH OTR 1 0 20191 0 WELBILT INC COM 949090104 504 30169 SH DFND 30169 0 0 WELLS FARGO & CO NEW COM 949746101 302 6383 SH DFND 6383 0 0 WENDYS COMPANY COM 95058W100 320 16368 SH OTR 1 0 16368 0 WENDYS COMPANY COM 95058W100 51509 2630699 SH DFND 2630699 0 0 WERNER ENTERPRISES INC COM 950755108 326 10503 SH OTR 1 0 10503 0 WESTERN ASSET CORPORATE LN FD COM 95790J102 894 93409 SH DFND 93409 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 240 26887 SH DFND 26887 0 0 WESTLAKE CHEM CORP COM 960413102 343 4936 SH OTR 1 0 4936 0 WHEATON PRECIOUS METALS CORP COM 962879102 72164 2984470 SH DFND 2984470 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 417 408 SH DFND 408 0 0 WILLIAMS COS INC COM 969457100 4191 149456 SH DFND 149456 0 0 WSTRN ASSET INFLATION LINKED OPPORT INC FD COM 95766R104 324 28954 SH DFND 28954 0 0 WYNN RESORTS LTD COM 983134107 626 5050 SH DFND 5050 0 0 XEROX CORP COM NEW 984121608 323 9111 SH OTR 1 0 9111 0 XPO LOGISTICS INC COM 983793100 321 5552 SH OTR 1 0 5552 0 AKEBIA THERAPEUTICS INC COM 00972D105 2298 297500 SH Call DFND 297500 0 0 BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 23400 360000 SH Call DFND 360000 0 0 BRIGHTHOUSE FINL INC COM 10922N103 10217 137300 SH Call DFND 137300 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 3276 135800 SH Call DFND 135800 0 0 NEW GOLD INC CDA COM 644535106 620 248400 SH Call DFND 248400 0 0