-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MetlYYnGm/sVdL1mgEv/sBPtDjf48VV5W0mpzPBxSS6Vz31Rkr5XE+ZGPavBYrNv WWanYzxxNeHF5BcBmXs2vQ== 0000950123-09-062112.txt : 20091113 0000950123-09-062112.hdr.sgml : 20091113 20091113101625 ACCESSION NUMBER: 0000950123-09-062112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 091179525 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y80425e13fvhr.txt FORM 13F OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09.30.2009 ---------- Check here if Amendment |_|: Amendment Number: __________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. --------------------------------------- Address: 645 Fifth Ave. ------------------------ New York, New York 10022 ------------------------ Form 13F File Number: 28-04691 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven M. Mullooly ------------------ Title: CCO --------------- Phone: (212) 644-1800 -------------- Signature, Place, and Date of Signing: /s/ Steven M. Mullooly New York, New York 11.13.2009 - ---------------------- ------------------ ---------- (Signature) (City, State) (Date) Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 252 --------------------------- Form 13F Information Table Value Total: 1,886,912 --------------------------- (thousands) Schafer Cullen Capital Management FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 64000 867215 SH Sole 867215 ACE Ltd. COM H0023R105 1418 26525 SH Sole 26525 AT&T Inc. COM 00206R102 58930 2181782 SH Sole 2181782 Abbott Laboratories COM 002824100 347 7020 SH Sole 7020 Acer Inc. COM 6005850 910 356626 SH Sole 356626 Adana Cimento Sanayii Turk Ano COM B03MMZ1 112 27358 SH Sole 27358 African Bank Investments Ltd. COM S01035112 445 113350 SH Sole 113350 Alcon Inc. COM H01301102 416 3000 SH Sole 3000 Alliance Resource Partners L.P COM 01877R108 285 7850 SH Sole 7850 AllianceBernstein Holding L.P. COM 01881G106 178 6510 SH Sole 6510 Allianz SE COM D03080112 2360 18720 SH Sole 18720 Allstate Corp. COM 020002101 2848 92996 SH Sole 92996 Altria Group Inc. COM 02209S103 48718 2735453 SH Sole 2735453 Ameren Corp. COM 023608102 796 31500 SH Sole 31500 American Banknote COM B13NPP2 807 83000 SH Sole 83000 American Capital Ltd. COM 02503Y103 25 7731 SH Sole 7731 Ameron International Corp. COM 030710107 1435 20510 SH Sole 20510 Anadarko Petroleum Corp. COM 032511107 5611 89453 SH Sole 89453 Annaly Capital Management Inc. COM 035710409 58 3190 SH Sole 3190 Apache Corp. COM 037411105 389 4240 SH Sole 4240 Apollo Investment Corp. COM 03761U106 141 14800 SH Sole 14800 Arrow Electronics Inc. COM 042735100 4961 176250 SH Sole 176250 Avnet Inc. COM 053807103 2352 90550 SH Sole 90550 BCE Inc. COM 05534B760 240 9718 SH Sole 9718 BNP Paribas COM F1058Q238 2030 25390 SH Sole 25390 BOC Hong Kong Holdings Ltd. COM Y0920U103 22 10000 SH Sole 10000 Bank of New York Mellon Corp. COM 064058100 1446 49896 SH Sole 49896 Bank of The Ozarks Inc. COM 063904106 920 34660 SH Sole 34660 Baxter International Inc. COM 071813109 913 16020 SH Sole 16020 Bayer AG COM D0712D163 2160 31000 SH Sole 31000 Beckman Coulter Inc. COM 075811109 1999 28990 SH Sole 28990 Berjaya Sports Toto Berhad COM Y0849N107 896 701103 SH Sole 701103 Berry Petroleum Co. (Cl A) COM 085789105 1496 55870 SH Sole 55870 Boeing Co. COM 097023105 37626 694853 SH Sole 694853 BorgWarner Inc. COM 099724106 6711 221782 SH Sole 221782 Brink's Co. COM 109696104 1301 48340 SH Sole 48340 Bristol-Myers Squibb Co. COM 110122108 68828 3056305 SH Sole 3056305 British American Tobacco Malay COM Y0971P110 26 2080 SH Sole 2080 Bunge Ltd. COM G16962105 3363 53710 SH Sole 53710 Cabela's Inc. COM 126804301 375 28100 SH Sole 28100 Cablevision Systems Corp. COM 12686C109 368 15500 SH Sole 15500 Calloway Real Estate Investmen COM 131253205 260 14610 SH Sole 14610 Cameco Corp. COM 13321L108 459 16514 SH Sole 16514 Canadian National Railway Co. COM 136375102 6652 135774 SH Sole 135774 Canadian Pacific Railway Ltd. COM 13645T100 2512 53730 SH Sole 53730 Charles River Laboratories Int COM 159864107 1678 45370 SH Sole 45370 Chevron Corp. COM 166764100 60877 864360 SH Sole 864360 China Bluechemical Ltd. COM Y14251105 650 1200000 SH Sole 1200000 China Shenhua Energy Co. Ltd. COM Y1504C113 29 6540 SH Sole 6540 China Shineway Pharmaceutical COM G2110P100 417 389000 SH Sole 389000 Chongqing Machinery & Electric COM Y1593M105 17 97300 SH Sole 97300 Chubb Corp. COM 171232101 4913 97461 SH Sole 97461 Cimarex Energy Co. COM 171798101 1849 42690 SH Sole 42690 Citigroup Inc. COM 172967101 472 97500 SH Sole 97500 ComfortDelGro Corp. Ltd. COM Y1690R106 10 8460 SH Sole 8460 Community Health Systems Inc. COM 203668108 1254 39260 SH Sole 39260 Companhia Paranense De Energia COM 20441B407 679 38500 SH Sole 38500 ConocoPhillips COM 20825C104 6026 133433 SH Sole 133433 Corio N.V. COM N2273C104 1767 25610 SH Sole 25610 Covidien Plc. COM G2554F105 4116 95138 SH Sole 95138 Cracker Barrel Old Country Sto COM 22410J106 1030 29940 SH Sole 29940 Deutsche Lufthansa AG COM D1908N106 520 29230 SH Sole 29230
1 Schafer Cullen Capital Management FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Devon Energy Corp. COM 25179M103 267 3960 SH Sole 3960 Dominion Resources Inc. COM 25746U109 747 21640 SH Sole 21640 Duke Energy Corp. COM 26441C105 650 41290 SH Sole 41290 E.I. DuPont de Nemours & Co. COM 263534109 5238 162990 SH Sole 162990 ENSCO International Inc. COM 26874Q100 539 12660 SH Sole 12660 Electricity Generating PCL - N COM Y22834124 22 9600 SH Sole 9600 Eli Lilly & Co. COM 532457108 52702 1595583 SH Sole 1595583 EnCana Corp. COM 292505104 494 8579 SH Sole 8579 Enel S.p.A. COM T3679P115 1064 167580 SH Sole 167580 Enerplus Resources Fund COM 29274D604 2405 105070 SH Sole 105070 Enterprise Products Partners L COM 293792107 367 12950 SH Sole 12950 Esprit Holdings Ltd. COM G3122U145 19 2770 SH Sole 2770 Estacio Participacoes S.A. COM B23PBF7 303 26000 SH Sole 26000 Eurocommercial Properties N.V. COM N31065142 1303 32872 SH Sole 32872 FPL Group Inc. COM 302571104 49406 894544 SH Sole 894544 FedEx Corp. COM 31428X106 1816 24140 SH Sole 24140 Foster's Group Ltd. COM Q3944W187 3299 672580 SH Sole 672580 General Electric Co. COM 369604103 41571 2531727 SH Sole 2531727 General Mills Inc. COM 370334104 1089 16920 SH Sole 16920 Genuine Parts Co. COM 372460105 58434 1535305 SH Sole 1535305 HCP Inc. COM 40414L109 134 4670 SH Sole 4670 HDFC Bank Ltd. (ADR) COM 40415F101 32 270 SH Sole 270 Health Care REIT Inc. COM 42217K106 47184 1133695 SH Sole 1133695 Heinz H.J. Co. COM 423074103 63110 1587682 SH Sole 1587682 Hewlett-Packard Co. COM 428236103 7280 154207 SH Sole 154207 Himax Technologies Inc. (ADR) COM 43289P106 12 3730 SH Sole 3730 Honeywell International Inc. COM 438516106 3764 101330 SH Sole 101330 Hubbell Inc. Cl B COM 443510201 1204 28670 SH Sole 28670 HudBay Minerals Inc. COM 941 78000 SH Sole 78000 HudBay Minerals Inc. COM 443628102 866 71140 SH Sole 71140 ITT Corp. COM 450911102 1240 23770 SH Sole 23770 Indo Tambangraya Megah PT COM Y71244100 20 7880 SH Sole 7880 Intel Corp. COM 458140100 76 3890 SH Sole 3890 JP Morgan Chase & Co. COM 46625H100 5645 128817 SH Sole 128817 Jakks Pacific COM 47012E106 1579 110300 SH Sole 110300 Johnson & Johnson COM 478160104 39322 645785 SH Sole 645785 K+S AG COM D48164103 732 13420 SH Sole 13420 KBR Inc. COM 48242W106 2015 86530 SH Sole 86530 KPJ Healthcare Berhad COM Y4984Y100 723 608200 SH Sole 608200 KT&G Corp. - LOCAL COM Y49904108 1085 17870 SH Sole 17870 KT&G Corporation 144A COM 48268G100 1323 43651 SH Sole 43651 KeyCorp COM 493267108 456 70210 SH Sole 70210 Kimberly-Clark Corp. COM 494368103 64555 1094520 SH Sole 1094520 Kone Oyj COM B09M9D2 533 14500 SH Sole 14500 Koninklijke Philips Electronic COM 500472303 1404 57652 SH Sole 57652 Kossan Rubber Industries Berha COM Y4964F105 731 585100 SH Sole 585100 Kraft Foods Inc. COM 50075N104 62836 2391938 SH Sole 2391938 Laboratory Corp. of America Ho COM 50540R409 2014 30650 SH Sole 30650 Lincoln Electric Holdings Inc. COM 533900106 1117 23535 SH Sole 23535 Massmart Holdings Ltd. COM S4799N114 833 71000 SH Sole 71000 Merck & Co. Inc. COM 58933Y105 1858 58750 SH Sole 58750 Mettler-Toledo International I COM 592688105 1352 14920 SH Sole 14920 Microsoft Corp. COM 594918104 37994 1477201 SH Sole 1477201 Morgan Stanley COM 617446448 30484 987175 SH Sole 987175 Muenchener Reuckver AG COM D55535104 2791 17440 SH Sole 17440 NII Holdings Inc. COM 62913F201 1954 65010 SH Sole 65010 National Bank of Canada COM 633067103 1313 23570 SH Sole 23570 Nestle S.A. COM H57312649 2428 56990 SH Sole 56990 Nestles (Malaysia Berhad) COM Y6269X103 14 1370 SH Sole 1370 Northrop Grumman Corp. COM 666807102 3721 71908 SH Sole 71908 OZ Minerals Ltd. COM Q7161P106 19 19300 SH Sole 19300 Old Republic International Cor COM 680223104 387 31803 SH Sole 31803
2 Schafer Cullen Capital Management FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Omnicare Inc. COM 681904108 1227 54480 SH Sole 54480 Oracle Corp. COM 68389X105 4877 234029 SH Sole 234029 Owens Corning Inc. COM 690742101 402 17900 SH Sole 17900 PG&E Corp. COM 69331C108 229 5660 SH Sole 5660 PPG Industries Inc. COM 693506107 4303 73925 SH Sole 73925 PT Bank Rakyat Indonesia COM Y0697U104 839 1080700 SH Sole 1080700 PT London Sumatra Indonesia Tb COM Y7134L134 20 25100 SH Sole 25100 PT Ramayana Lestari Sentosa Tb COM Y7134V157 540 8036800 SH Sole 8036800 PartnerRe Ltd. COM G6852T105 2518 32730 SH Sole 32730 Pengrowth Energy Trust COM 706902509 93 8830 SH Sole 8830 Pfeiffer Vacuum Tech COM 5499238 449 5500 SH Sole 5500 Pfizer Inc. COM 717081103 1742 105280 SH Sole 105280 Philip Morris International In COM 718172109 56335 1155828 SH Sole 1155828 Pinnacle West Capital Corp. COM 723484101 1539 46900 SH Sole 46900 Plum Creek Timber Co. Inc. COM 729251108 249 8140 SH Sole 8140 Primaris Retail REIT COM 74157U109 2996 216450 SH Sole 216450 Progress Energy Inc. COM 743263105 4027 103110 SH Sole 103110 Public Service Enterprise Grou COM 744573106 626 19910 SH Sole 19910 RTI International Metals Inc. COM 74973W107 2260 90710 SH Sole 90710 RWE A.G. COM D6629K109 2972 31870 SH Sole 31870 Raffles Medical Group Ltd. COM Y7174H100 795 822950 SH Sole 822950 Ramsay Health Care Ltd. COM Q7982Y104 886 91359 SH Sole 91359 Raytheon Co. COM 755111507 4712 98220 SH Sole 98220 Regions Financial Corp. COM 7591EP100 713 114800 SH Sole 114800 Reynolds American Inc. COM 761713106 239 5370 SH Sole 5370 RioCan Real Estate Investment COM 766910103 2240 134170 SH Sole 134170 Rotary Engineering Ltd. COM Y7326V106 165 202000 SH Sole 202000 SCBT Financial Corp. COM 78401V102 1299 46232 SH Sole 46232 Schering-Plough Corp. COM 806605101 490 17350 SH Sole 17350 Schlumberger Ltd. COM 806857108 384 6450 SH Sole 6450 Sempra Energy COM 816851109 3917 78638 SH Sole 78638 Siliconware Precision Industri COM 6808877 217 154000 SH Sole 154000 Singapore Technologies Enginee COM Y7996W103 1156 591920 SH Sole 591920 Singapore Telecommunications L COM Y79985209 19 8163 SH Sole 8163 Sonic Healthcare Ltd. COM Q8563C107 3112 247800 SH Sole 247800 Southern Co. COM 842587107 1577 49810 SH Sole 49810 Souza Cruz S.A. COM BRCRUZACN 567 16100 SH Sole 16100 Standard Chartered PLC COM G84228157 387 15740 SH Sole 15740 TEPPCO Partners L.P. COM 872384102 467 13450 SH Sole 13450 Takeda Pharmaceutical Co. Ltd. COM J8129E108 9 220 SH Sole 220 Tat Hong Holdings Ltd. COM Y8548U124 39 52000 SH Sole 52000 Terex Corp. COM 880779103 336 16200 SH Sole 16200 Thai Beverage PCL COM Y8588A103 23 131500 SH Sole 131500 Thai Vegetable Oil PCL - FOREI COM 6397698 248 491000 SH Sole 491000 Thai Vegetable Oil PCL - NVDR COM Y9013V175 15 29880 SH Sole 29880 Tidewater Inc. COM 886423102 4832 102614 SH Sole 102614 Towa Pharmaceutical Co. Ltd. COM J90505108 35 720 SH Sole 720 Travelers Cos. Inc. COM 89417E109 34377 698300 SH Sole 698300 Tsakos Energy Navigation Ltd. COM G9108L108 2862 182872 SH Sole 182872 U.S. Bancorp COM 902973304 2880 131751 SH Sole 131751 United Microelectronics Corp. COM 6926628 305 623000 SH Sole 623000 United Overseas Bank Ltd. COM V96194127 18 1497 SH Sole 1497 United Technologies Corp. COM 913017109 202 3320 SH Sole 3320 UnitedHealth Group Inc. COM 91324P102 212 8450 SH Sole 8450 VTech Holdings Ltd. COM G9400S108 12 1410 SH Sole 1410 Vallourec S.A. COM F95922104 2550 15040 SH Sole 15040 Verizon Communications Inc. COM 92343V104 60730 2006261 SH Sole 2006261 Vermillion Energy Trust Unit COM 923728109 4964 180515 SH Sole 180515 Viacom Inc. (Cl B) COM 92553P201 332 11850 SH Sole 11850 Volvo AB Series B COM 928856301 1338 144370 SH Sole 144370 W.P. Carey & Co. L.L.C. (Cl A) COM 92930Y107 477 16850 SH Sole 16850 W.R. Berkley Corp. COM 084423102 1886 74590 SH Sole 74590
3 Schafer Cullen Capital Management FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Waison Group Holdings Ltd. COM G9463P108 11 12950 SH Sole 12950 Walt Disney Co. COM 254687106 4724 172030 SH Sole 172030 Wells Fargo & Co. COM 949746101 772 27408 SH Sole 27408 Wyeth COM 983024100 399 8220 SH Sole 8220 iShares NASDAQ Biotechnology I COM 464287556 531 6532 SH Sole 6532 ABB Ltd. (ADR) ADR 000375204 7183 358432 SH Sole 358432 Aegon N.V. (ADR) ADR 007924103 99 11692 SH Sole 11692 African Bank Investments Ltd. ADR 00828W109 685 34170 SH Sole 34170 Allianz SE (ADR) ADR 018805101 2035 163080 SH Sole 163080 AstraZeneca PLC (ADR) ADR 046353108 59536 1324499 SH Sole 1324499 BHP Billiton Ltd. (ADR) ADR 088606108 28 430 SH Sole 430 BNP Paribas S.A. (ADR) ADR 05565A202 1759 42600 SH Sole 42600 BP PLC (ADR) ADR 055622104 68583 1288436 SH Sole 1288436 Banco Itau Holdings Financeira ADR 465562106 3323 164999 SH Sole 164999 Bayer AG (ADR) ADR 072730302 5580 80170 SH Sole 80170 British American Tobacco PLC ( ADR 110448107 7868 124390 SH Sole 124390 CLP Holdings Ltd. (ADR) ADR 18946Q101 26 3800 SH Sole 3800 CNOOC Ltd. (ADR) ADR 126132109 683 5045 SH Sole 5045 Cadbury PLC (ADR) ADR 12721E102 476 9303 SH Sole 9303 Cemex S.A.B. de C.V. (ADR) ADR 151290889 404 31285 SH Sole 31285 China Mobile Ltd. (ADR) ADR 16941M109 22 450 SH Sole 450 Chunghwa Telecom Co. Ltd. (ADR ADR 17133Q403 5575 309062 SH Sole 309062 Companhia Energetica de Minas ADR 204409601 4102 269858 SH Sole 269858 Companhia Siderurgica Nacional ADR 20440W105 7782 254330 SH Sole 254330 Companhia de Saneamento Basico ADR 20441A102 1323 34890 SH Sole 34890 Deutsche Lufthansa AG (ADR) ADR 251561304 1029 57350 SH Sole 57350 Diageo PLC (ADR) ADR 25243Q205 68022 1106236 SH Sole 1106236 ENI S.p.A. (ADR) ADR 26874R108 2921 58600 SH Sole 58600 Embraer-Empresa Brasileiras de ADR 29081M102 1360 59290 SH Sole 59290 Foster's Group Ltd. (ADR) ADR 350258307 2092 434020 SH Sole 434020 France Telecom (ADR) ADR 35177Q105 1475 54790 SH Sole 54790 Gazprom OAO (ADR) ADR 368287207 464 19620 SH Sole 19620 GlaxoSmithKline PLC (ADR) ADR 37733W105 9810 248303 SH Sole 248303 HSBC Holdings PLC (ADR) ADR 404280406 61060 1064692 SH Sole 1064692 Hopewell Holdings Ltd. (ADR) ADR 439555301 1213 401590 SH Sole 401590 ICICI Bank Ltd. (ADR) ADR 45104G104 13 350 SH Sole 350 ING Groep N.V. (ADR) ADR 456837103 142 7950 SH Sole 7950 Kimberly-Clark de Mexico S.A. ADR 494386204 1138 54026 SH Sole 54026 Mitsui & Co. Ltd. (ADR) ADR 606827202 16 63 SH Sole 63 Muenchener Reuckver (ADR) ADR 626188106 2531 159370 SH Sole 159370 Nestle S.A. (ADR) ADR 641069406 2623 61454 SH Sole 61454 Nintendo Co. Ltd. (ADR) ADR 654445303 3032 96050 SH Sole 96050 Nokia Corp. (ADR) ADR 654902204 50117 3427960 SH Sole 3427960 Novartis AG (ADR) ADR 66987V109 6243 123910 SH Sole 123910 PetroChina Co. Ltd. (ADR) ADR 71646E100 33443 294006 SH Sole 294006 Petroleo Brasileiro S/A (ADR) ADR 71654V408 218 4770 SH Sole 4770 Philippine Long Dist. Telephon ADR 718252604 18 350 SH Sole 350 RWE AG (ADR) ADR 74975E303 2817 30222 SH Sole 30222 Rio Tinto PLC (ADR) ADR 767204100 29 170 SH Sole 170 Sandvik AB (ADR) ADR 800212201 70 6310 SH Sole 6310 Santos Ltd. (ADR) ADR 803021609 21 390 SH Sole 390 Siliconware Precision Ind. Co. ADR 827084864 3048 424481 SH Sole 424481 Singapore Telecommunications L ADR 82929R304 4164 181850 SH Sole 181850 StatoilHydro ASA (ADR) ADR 85771P102 613 27180 SH Sole 27180 Taiwan Semiconductor Man. Co. ADR 874039100 3693 336935 SH Sole 336935 Telefonica S.A. (ADR) ADR 879382208 6027 72690 SH Sole 72690 Telekomunikasi Indonesia (ADR) ADR 715684106 11 300 SH Sole 300 Total S.A. (ADR) ADR 89151E109 3780 63790 SH Sole 63790 UBS AG (ADR) ADR H89231338 756 41295 SH Sole 41295 Unilever N.V. (ADR) ADR 904784709 79223 2745094 SH Sole 2745094 United Overseas Bank Ltd. (ADR ADR 911271302 4622 195910 SH Sole 195910 Vodafone Group PLC (ADR) ADR 92857W209 70648 3139900 SH Sole 3139900
4 Schafer Cullen Capital Management FORM 13F September 30, 2009 FORM 13F INFORMATION TABLE
VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Volvo AB (Cl B) (ADR) ADR 928856400 1263 136240 SH Sole 136240 Yanzhou Coal Mining Co. Ltd. ( ADR 984846105 13 920 SH Sole 920 Schwab Value Advantage Fund 808515605 29 29456 SH Sole 29456 BNP Paribas Rts f1065d584 55 25390 SH Sole 25390 REPORT SUMMARY 252 DATA RECORDS 1886912 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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