-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQjc4pCEsL9MW79MgboyY7Ylss1Nh3LeO/nPlI1xTr07AKR0v2G2NFU/sTqrqiXx ka+2gTlHt0ze0WC7EEoo1Q== 0000950123-09-008728.txt : 20090513 0000950123-09-008728.hdr.sgml : 20090513 20090513095516 ACCESSION NUMBER: 0000950123-09-008728 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 EFFECTIVENESS DATE: 20090513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHAFER CULLEN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001056593 IRS NUMBER: 133089070 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04691 FILM NUMBER: 09820794 BUSINESS ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126441800 MAIL ADDRESS: STREET 1: 645 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y77186e13fvhr.txt FORM 13F OMB APPROVAL OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response....22.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3.31.2009 --------- Check here if Amendment |_|: Amendment Number: __________ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schafer Cullen Capital Management, Inc. --------------------------------------- Address: 645 Fifth Ave. ------------------------ New York, New York 10022 ------------------------ Form 13F File Number: 28-04691 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Cullen --------------- Title: President --------------- Phone: (212) 644-1800 -------------- Signature, Place, and Date of Signing: /s/ James P. Cullen New York, New York 5.12.2009 - ------------------- ------------------ --------- (Signature) (City, State) (Date) Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 255 --------------------------- Form 13F Information Table Value Total: 1,695,738 --------------------------- (thousands) SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F MARCH 31, 2009
VOTING AUTHORITY TITLE OF SH / PUT / INVSTMT VALUE SHARES / OTHER --------------------- CUSIP NAME OF ISSUER CLASS PRN CALL DSCRETN (X$1000) PRN AMT MANAGERS SOLE SHARED NONE - --------- ------------------------------- --------- ---- ----- ------- --------- -------- -------- ------- ------ ------ 88579Y101 3M CORP COM SH Sole 51040 1025950 993349 32601 000375204 ABB LTD-SPON ADR ADR SH Sole 5173 371080 371080 002824100 ABBOTT LABORATORIES COM SH Sole 301 6306 6306 004273108 ACADIAN TIMBER INCOME FUND COM SH Sole 6 1200 1200 007924103 AEGON N.V. (ADR) ADR SH Sole 45 11692 11692 00828W109 AFRICAN BANK INVESTMENTS LTD. ADR SH Sole 522 39100 39100 01877R108 ALLIANCE RESOURCE PARTNERS L.P COM SH Sole 259 8900 8900 020002101 ALLSTATE CORP. COM SH Sole 1809 94469 94469 02209S103 ALTRIA GROUP INC COM SH Sole 53502 3337898 3235667 102231 023135106 AMAZON.COM INC COM SH Sole 15 200 200 023608102 AMEREN CORP. COM SH Sole 730 31500 31500 025816109 AMERICAN EXPRESS CO COM SH Sole 50 2000 2000 030710107 AMERON INTERNATIONAL CORP. COM SH Sole 1398 26540 26540 032511107 ANADARKO PETROLEUM CORP. COM SH Sole 3670 94370 94370 035128206 ANGLOGOLD ASHANTI-SPON ADR ADR SH Sole 18 500 500 037411105 APACHE CORP. COM SH Sole 329 5140 5140 037604105 APOLLO GROUP INC COM SH Sole 31 500 500 03761U106 APOLLO INVESTMENT CORP. COM SH Sole 52 14800 14800 037833100 APPLE INC COM SH Sole 136 1150 1150 042735100 ARROW ELECTRONICS INC. COM SH Sole 3454 181200 181200 046353108 ASTRAZENECA PLC-SPONS ADR ADR SH Sole 57684 1626513 1569971 56542 00206R102 AT&T INC COM SH Sole 66630 2641679 2559926 81753 04743P108 ATHEROS COMMUNICATIONS INC OPT SH Call Sole 26 1500 1500 052528304 AUSTRALIA & NEW ZEALAND BKG. G ADR SH Sole 1368 123250 123250 053807103 AVNET INC. COM SH Sole 1467 83780 83780 056752108 BAIDU INC SPON ADR SH Sole 1 5 5 060505104 BANK OF AMERICA CORP COM SH Sole 2 300 300 064058100 BANK OF NEW YORK MELLON CORP. COM SH Sole 1430 50634 50634 063904106 BANK OF THE OZARKS INC. COM SH Sole 837 36270 36270 071813109 BAXTER INTERNATIONAL INC. COM SH Sole 893 17430 17430 05534B760 BCE INC. COM SH Sole 193 9718 9718 075811109 BECKMAN COULTER INC. COM SH Sole 1285 25190 25190 085789105 BERRY PETROLEUM CO. (CL A) COM SH Sole 433 39550 39550 088606108 BHP BILLITON LTD-SPON ADR ADR SH Sole 60 1320 1320 05565A202 BNP PARIBAS S.A. (ADR) ADR SH Sole 1116 53930 53930 097023105 BOEING CO. COM SH Sole 225 6313 6313 099724106 BORGWARNER INC. COM SH Sole 4823 237598 237598 055622104 BP PLC-SPONS ADR ADR SH Sole 63211 1575882 1526289 49593 109696104 BRINK'S CO. COM SH Sole 1352 51110 51110 110122108 BRISTOL MYERS SQUIBB CO COM SH Sole 81537 3771615 3673979 97636 110448107 BRITISH AMERICAN TOB-SP ADR ADR SH Sole 5228 113597 113597 111320107 BROADCOM CORP OPT SH Call Sole 25 1015 1015 126804301 CABELA'S INC. COM SH Sole 256 28100 28100 12721E102 CADBURY PLC (ADR) ADR SH Sole 192 6350 6350 131253205 CALLOWAY REAL ESTATE INVESTMEN COM SH Sole 1403 180710 180710 13321L108 CAMECO CORP. COM SH Sole 557 32434 32434 136375102 CANADIAN NATIONAL RAILWAY CO. COM SH Sole 5419 152855 152855 13645T100 CANADIAN PACIFIC RAILWAY LTD. COM SH Sole 1347 45450 45450 138006309 CANON INC ADR SH Sole 30 1000 1000 151290889 CEMEX S.A.B. DE C.V. (ADR) ADR SH Sole 285 45591 45591 204409601 CEMIG SA -SPONS ADR ADR SH Sole 3493 236289 236289 153435102 CENTRAL EUROPEAN DIST CORP COM SH Sole 74 3300 3300 159864107 CHARLES RIVER LABORATORIES INT COM SH Sole 1334 49030 49030 166764100 CHEVRON CORP. COM SH Sole 72101 1071848 1043403 28445 16939P106 CHINA LIFE INS CO LTD ADR SH Sole 26 500 500 16941M109 CHINA MOBILE LTD. (ADR) ADR SH Sole 44 1010 1010 171232101 CHUBB CORP. COM SH Sole 4220 99705 99705 17133Q403 CHUNGHWA TELECOM LTD-ADR ADR SH Sole 6154 337551 337551 204448104 CIA DE MINAS BUENAVENTUR-ADR ADR SH Sole 5 200 200 20440W105 CIA SIDERURGICA NACL-SP ADR ADR SH Sole 4331 291345 291345 171798101 CIMAREX ENERGY CO. COM SH Sole 911 49560 49560 126132109 CNOOC LTD-ADR ADR SH Sole 734 7230 7230 203668108 COMMUNITY HEALTH SYSTEMS INC. COM SH Sole 590 38465 38465 20441A102 COMPANHIA DE SANEAMENTO BASICO ADR SH Sole 760 35610 35610 204412209 COMPANHIA VALE DO RIO DOCE ADR SH Sole 33 2000 2000 204412209 COMPANHIA VALE DO RIO DOCE OPT SH Call Sole 50 3000 3000 20451N101 COMPASS MINERALS INTERNATION COM SH Sole 34 600 600 20825C104 CONOCOPHILLIPS COM SH Sole 4905 125244 125244
SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F MARCH 31, 2009
VOTING AUTHORITY TITLE OF SH / PUT / INVSTMT VALUE SHARES / OTHER --------------------- CUSIP NAME OF ISSUER CLASS PRN CALL DSCRETN (X$1000) PRN AMT MANAGERS SOLE SHARED NONE - --------- ------------------------------- --------- ---- ----- ------- --------- -------- -------- ------- ------ ------ 219350105 CORNING INC COM SH Sole 22 1500 1500 219350105 CORNING INC OPT SH Call Sole 44 3000 3000 126153105 CPFL ENERGIA S.A. (ADR) ADR SH Sole 284 6990 6990 22410J106 CRACKER BARREL OLD COUNTRY STO COM SH Sole 851 29720 29720 22765U102 CROSSTEX ENERGY L P COM SH Sole 18 8500 8500 23129S106 CURRENCYSHS BRIT POUND STER ETF SH Sole 44 300 300 251561304 DEUTSCHE LUFTHANSA AG (ADR) ADR SH Sole 1594 149630 149630 25179M103 DEVON ENERGY CORP. COM SH Sole 226 5050 5050 25243Q205 DIAGEO PLC-SPONSORED ADR ADR SH Sole 60475 1350560 1307408 43152 252787106 DIAMONDS TR ETF SH Sole 474 5800 5800 25746U109 DOMINION RESOURCES INC. (VIRGI COM SH Sole 712 22990 22990 260543103 DOW CHEMICAL CO. COM SH Sole 175 20810 20810 26441C105 DUKE ENERGY CORP. COM SH Sole 594 41490 41490 263534109 E.I. DUPONT DE NEMOURS & CO. COM SH Sole 3216 144040 144040 532457108 ELI LILLY & CO. COM SH Sole 64451 1928433 1865305 63128 29081M102 EMBRAER-EMPRESA BRASILEIRAS DE ADR SH Sole 1018 76740 76740 292505104 ENCANA CORP. COM SH Sole 348 8579 8579 81369Y506 ENERGY SELECT SECTOR SPDR TR ETF SH Sole 55 1200 1200 29274D604 ENERPLUS RESOURCES FUND CL E FUND SH Sole 2487 151936 151936 26874R108 ENI SPA-SPONSORED ADR ADR SH Sole 4599 119870 119870 26874Q100 ENSCO INTERNATIONAL INC. COM SH Sole 334 12660 12660 293792107 ENTERPRISE PRODUCTS PARTNERS L COM SH Sole 342 15390 15390 31428X106 FEDEX CORP. COM SH Sole 1165 26190 26190 81369Y605 FINANCIAL SELECT SECTOR SPDR TR ETF SH Sole 16 1500 1500 336433107 FIRST SOLAR INC COM SH Sole 37 200 200 336433107 FIRST SOLAR INC OPT SH Put Sole 94 500 500 345395206 FORD MOTOR CAP TR II PFD SH Sole 15245 1906838 1864155 42683 302571104 FPL GROUP INC. COM SH Sole 54171 1067453 1029610 37843 35177Q105 FRANCE TELECOM SA-SPONS ADR ADR SH Sole 5026 221789 221789 362607301 GAFISA SA-ADR ADR SH Sole 10 1000 1000 368287207 GAZPROM OAO (ADR) ADR SH Sole 332 22270 22270 369604103 GENERAL ELECTRIC CO. COM SH Sole 31376 3102337 2910235 192102 370334104 GENERAL MILLS INC. COM SH Sole 957 19190 19190 372460105 GENUINE PARTS CO. COM SH Sole 56287 1883852 1818567 65285 37733W105 GLAXOSMITHKLINE PLC (ADR) ADR SH Sole 13148 423162 423162 38141G104 GOLDMAN SACHS GROUP INC COM SH Sole 78 650 650 404280992 HBC RIGHTS ADR RTS SH Sole 302 29956 29956 40414L109 HCP INC. COM SH Sole 32006 1794773 1740845 53928 42217K106 HEALTH CARE REIT INC. COM SH Sole 41732 1364677 1315990 48687 423074103 HEINZ H J CO COM SH Sole 63716 1926026 1866161 59865 428236103 HEWLETT-PACKARD CO. COM SH Sole 5297 165228 165228 438128308 HONDA MOTOR CO. LTD. (ADR) ADR SH Sole 1513 63860 63860 438516106 HONEYWELL INTERNATIONAL INC. COM SH Sole 2881 103401 103401 439555301 HOPEWELL HOLDINGS LTD. (ADR) ADR SH Sole 1288 499100 499100 404280406 HSBC HOLDINGS PLC-SPONS ADR ADR SH Sole 2159 76146 76146 443510201 HUBBELL INC. CL B COM SH Sole 936 34710 34710 45104G104 ICICI BANK LTD-SPON ADR ADR SH Sole 46 2920 2920 456837103 ING GROEP N.V. (ADR) ADR SH Sole 53 9820 9820 458140100 INTEL CORP COM SH Sole 46 2990 2990 464287168 ISHARES DOW JONES SELECT DIVID ETF SH Sole 341 10900 10900 464286202 ISHARES INC ETF SH Sole 55 4000 4000 464286830 ISHARES INC MSCI MALAYSIA ETF SH Sole 37 4500 4500 464287176 ISHARES LEHMAN TIPS BOND ETF SH Sole 151 1500 1500 464286400 ISHARES MSCI BR ETF SH Sole 176 3900 3900 464286400 ISHARES MSCI BR OPT SH Put Sole 74 1515 1515 464287234 ISHARES MSCI EM ETF SH Sole 138 4800 4800 464287234 ISHARES MSCI EM OPT SH Put Sole 76 2515 2515 464286665 ISHARES MSCI PAC EX-JAP ETF SH Sole 28 1000 1000 464286673 ISHARES MSCI SIGNAPORE ETF SH Sole 18 2500 2500 464286772 ISHARES MSCI SOUTH KOREA ETF SH Sole 86 2500 2500 464287556 ISHARES NASDAQ BIOTECHNOLOGY I ETF SH Sole 433 6532 6532 464287598 ISHARES RUSSELL 1000 VALUE IND ETF SH Sole 416 10220 10220 464287655 ISHARES RUSSELL 2000 INDEX OPT SH Put Sole 122 2500 2500 464287184 ISHARES TR FTSE XNHUA IDX ETF SH Sole 93 2900 2900 464287465 ISHARES TR MSCI EAFE IDX ETF SH Sole 117 2800 2800 464287465 ISHARES TR MSCI EAFE IDX OPT SH Put Sole 63 1500 1500 464287572 ISHARES TR S&P GLB100INDX ETF SH Sole 138 3000 3000 464287390 ISHARES TR S&P LTN AM 40 ETF SH Sole 109 3650 3650
SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F MARCH 31, 2009
VOTING AUTHORITY TITLE OF SH / PUT / INVSTMT VALUE SHARES / OTHER --------------------- CUSIP NAME OF ISSUER CLASS PRN CALL DSCRETN (X$1000) PRN AMT MANAGERS SOLE SHARED NONE - --------- ------------------------------- --------- ---- ----- ------- --------- -------- -------- ------- ------ ------ 465562106 ITAU UNIBANCO BANCO MULT-ADR ADR SH Sole 17 1574 1574 450911102 ITT CORP. COM SH Sole 986 25620 25620 478160104 JOHNSON & JOHNSON COM SH Sole 39160 744324 724140 20184 46625H100 JPMORGAN CHASE & CO COM SH Sole 4102 153846 153846 48241A105 KB FINANCIAL GROUP INC ADR SH Sole 128 4000 4000 48242W106 KBR INC. COM SH Sole 1128 81660 81660 493267108 KEYCORP COM SH Sole 561 71300 71300 482462108 KHD HUMBOLDT WEDAG INTERNATION COM SH Sole 117 17000 17000 494368103 KIMBERLY CLARK CORP COM SH Sole 62305 1350077 1307536 42541 494386204 KIMBERLY-CLARK DE MEXICO S.A. ADR SH Sole 1490 94021 94021 49803T102 KITE RLTY GROUP TR COM SH Sole 16 4500 4500 500472303 KONINKLIJKE PHILIPS ELECTRONIC COM SH Sole 866 58270 58270 50075N104 KRAFT FOODS INC COM SH Sole 64675 2899427 2816080 83347 48268G100 KT&G CORPORATION 144A COM SH Sole 2149 78139 78139 501173207 KUBOTA CORP ADR SH Sole 45 1500 1500 350060109 L.B. FOSTER CO. COM SH Sole 1165 46910 46910 50540R409 LABORATORY CORP. OF AMERICA HO COM SH Sole 1570 26850 26850 532716107 LIMITED BRANDS INC COM SH Sole 1 100 100 533900106 LINCOLN ELECTRIC HOLDINGS INC. COM SH Sole 905 28565 28565 OP69174 MAY 09 CALLS ON VIX @ 50 OPT SH Call Sole 6 25 25 589331107 MERCK & CO. INC. COM SH Sole 1216 45450 45450 592688105 METTLER-TOLEDO INTERNATIONAL I COM SH Sole 790 15390 15390 594918104 MICROSOFT CORP COM SH Sole 41 2000 2000 606827202 MITSUI & CO. LTD. (ADR) ADR SH Sole 26 130 130 617446448 MORGAN STANLEY COM SH Sole 26833 1176653 1134160 42493 626188106 MUENCHENER RUECK-UNSPON ADR ADR SH Sole 1310 107820 107820 633067103 NATIONAL BANK OF CANADA COM SH Sole 795 24610 24610 637071101 NATIONAL OILWELL VARCO INC COM SH Sole 27 900 900 641069406 NESTLE SA-SPONS ADR FOR REG ADR SH Sole 2700 80490 80490 651639106 NEWMONT MINING CORP COM SH Sole 13 300 300 62913F201 NII HOLDINGS INC. COM SH Sole 996 66380 66380 654445303 NINTENDO CO LTD-UNSPONS ADR ADR SH Sole 3722 101978 101978 654624105 NIPPON TELEG & TEL CORP ADR SH Sole 38 2000 2000 654902204 NOKIA CORP. (ADR) ADR SH Sole 45909 3928747 3791633 137114 666807102 NORTHROP GRUMMAN CORP. COM SH Sole 3173 72697 72697 66987V109 NOVARTIS AG (ADR) ADR SH Sole 3837 101426 101426 670986108 NUVEEN NY QUALITY INCM MUN F COM SH Sole 78 6500 6500 680223104 OLD REPUBLIC INTERNATIONAL COR COM SH Sole 363 33518 33518 68389X105 ORACLE CORP COM SH Sole 4397 243320 243320 706902509 PENGROWTH ENERGY TRUST COM SH Sole 49 8830 8830 709102107 PENNSYLVANIA RL ESTATE INVT UNITS SH Sole 43 5500 5500 71646E100 PETROCHINA CO LTD -ADR ADR SH Sole 26744 335558 335558 71654V408 PETROLEO BRASILEIRO S.A.-ADR ADR SH Sole 224 7350 7350 717081103 PFIZER INC. COM SH Sole 1285 94380 94380 69331C108 PG&E CORP. COM SH Sole 216 5660 5660 71712A206 PHARMACEUTICAL HLDRS TR ETF SH Sole 71 1300 1300 718172109 PHILIP MORRIS INTERNATIONAL IN COM SH Sole 50438 1416779 1372989 43790 72200X104 PIMCO STRATEGIC GBL GOV FD I COM SH Sole 8 1000 1000 723484101 PINNACLE WEST CAPITAL CORP. COM SH Sole 1052 39600 39600 729251108 PLUM CREEK TIMBER CO. INC. COM SH Sole 295 10150 10150 693475105 PNC FINANCIAL SERVICES GROUP COM SH Sole 21 700 700 73935A104 POWERSHARES QQQ TRUST ETF SH Sole 62 1800 1800 693506107 PPG INDUSTRIES INC. COM SH Sole 1937 52504 52504 74157U109 PRIMARIS RETAIL REIT COM SH Sole 1675 242720 242720 743263105 PROGRESS ENERGY INC. COM SH Sole 4562 125815 125815 751907304 RAMTRON INTERNATIONAL CORP COM SH Sole 5 5300 5300 754907103 RAYONIER INC. COM SH Sole 9 300 300 755111507 RAYTHEON CO. COM SH Sole 3974 102057 102057 7591EP100 REGIONS FINANCIAL CORP. COM SH Sole 283 66350 66350 761713106 REYNOLDS AMERICAN INC. COM SH Sole 194 5410 5410 766910103 RIOCAN REAL ESTATE INVESTMENT COM SH Sole 1491 154200 154200 74973W107 RTI INTERNATIONAL METALS INC. COM SH Sole 391 33380 33380 74975E303 RWE AKTIENGESELLSCHAF-SP ADR ADR SH Sole 2425 34565 34565 800212201 SANDVIK AB (ADR) ADR SH Sole 1252 217690 217690 78401V102 SCBT FINANCIAL CORP. COM SH Sole 1024 48990 48990 806605101 SCHERING-PLOUGH CORP. COM SH Sole 416 17650 17650 806857108 SCHLUMBERGER LTD. COM SH Sole 262 6450 6450 816636203 SEMICONDUCTOR HLDRS TR ADR SH Sole 41 2000 2000
SCHAFER CULLEN CAPITAL MANAGEMENT, INC. FORM 13F MARCH 31, 2009
VOTING AUTHORITY TITLE OF SH / PUT / INVSTMT VALUE SHARES / OTHER --------------------- CUSIP NAME OF ISSUER CLASS PRN CALL DSCRETN (X$1000) PRN AMT MANAGERS SOLE SHARED NONE - --------- ------------------------------- --------- ---- ----- ------- --------- -------- -------- ------- ------ ------ 816851109 SEMPRA ENERGY COM SH Sole 3640 78728 78728 827084864 SILICONWARE PRECISION-SP ADR ADR SH Sole 2639 454730 454730 82929R304 SINGAPORE TELECOMMUNICAT-ADR ADR SH Sole 4477 268860 268860 835699307 SONY CORP ADR SH Sole 52 2000 2000 842587107 SOUTHERN CO. COM SH Sole 1920 62710 62710 78463V107 SPDR GOLD TRUST ETF SH Sole 71 800 800 78463V107 SPDR GOLD TRUST OPT SH Call Sole 221 2520 2520 78464A490 SPDR SERIES TRUST ETF SH Sole 48 1000 1000 78462F103 SPDR TR ETF SH Sole 705 8160 8160 78462F103 SPDR TR OPT SH Call Sole 95 1027 1027 78462F103 SPDR TR OPT SH Put Sole 562 6035 6035 85771P102 STATOILHYDRO ASA (ADR) ADR SH Sole 474 27180 27180 863236105 STRAYER ED INC COM SH Sole 19 100 100 867914103 SUNTRUST BKS INC COM SH Sole 17 1200 1200 867914103 SUNTRUST BKS INC OPT SH Call Sole 14 1000 1000 874039100 TAIWAN SEMICONDUCTOR-SP ADR ADR SH Sole 3300 368815 368815 876664103 TAUBMAN CTRS INC COM SH Sole 12 500 500 872375100 TECO ENERGY INC. COM SH Sole 1237 110905 110905 879278208 TELECOM CORP. OF NEW ZEALAND ADR SH Sole 195 30000 30000 879382208 TELEFONICA S.A. (ADR) ADR SH Sole 424 7120 7120 879403780 TELEFONOS DE MEXICO S.A.B. DE ADR SH Sole 96 6391 6391 879690105 TELMEX INTERNACIONAL S.A.B. DE ADR SH Sole 62 6791 6791 88031M109 TENARIS S A ADR SH Sole 25 1000 1000 872384102 TEPPCO PARTNERS L.P. COM SH Sole 305 13450 13450 880779103 TEREX CORP. COM SH Sole 150 16200 16200 886423102 TIDEWATER INC. COM SH Sole 3767 101464 101464 89151E109 TOTAL SA-SPON ADR ADR SH Sole 3116 63500 63500 89417E109 TRAVELERS COS. INC. COM SH Sole 31355 770508 743000 27508 900111204 TURKCELL ILETISIM HIZMET-ADR ADR SH Sole 6 500 500 902973304 U.S. BANCORP COM SH Sole 43248 2957694 2838792 118902 90458E107 UNIBANCO BRASIL SA (ADR) ADR SH Sole 59 890 890 904784709 UNILEVER N.V. (ADR) ADR SH Sole 67361 3435650 3336436 99214 911271302 UNITED OVERSEAS BANK LTD. (ADR) ADR SH Sole 2638 206070 206070 91232N108 UNITED STATES OIL FUND LP OPT SH Put Sole 43 1500 1500 91232N108 UNITED STATES OIL FUND LP UNITS SH Sole 20 700 700 913017109 UNITED TECHNOLOGIES CORP. COM SH Sole 168 3910 3910 92343V104 VERIZON COMMUNICATIONS INC COM SH Sole 72787 2407821 2339024 68797 923728109 VERMILION ENERGY TRUST COM SH Sole 4112 194415 194415 92553P201 VIACOM INC. (CL B) COM SH Sole 206 11850 11850 92857W209 VODAFONE GROUP PLC-SP ADR ADR SH Sole 64984 3721996 3607081 114915 928856400 VOLVO AB (CL B) (ADR) ADR SH Sole 782 148090 148090 92930Y107 W.P. CAREY & CO. LLC COM SH Sole 491 22180 22180 084423102 W.R. BERKLEY CORP. COM SH Sole 1003 44490 44490 931142103 WAL MART STORES INC COM SH Sole 25 500 500 254687106 WALT DISNEY CO. COM SH Sole 3233 178040 178040 949746101 WELLS FARGO & CO COM SH Sole 455 31948 31948 949746101 WELLS FARGO & CO OPT SH Call Sole 0 5 5 980228100 WOODSIDE PETROLEUM LTD. COM SH Sole 34 1290 1290 983024100 WYETH COM SH Sole 354 8220 8220 989701107 ZIONS BANCORPORATION COM SH Sole 11 1000 1000 98982M107 ZURICH FINANCIAL SVCS-ADR ADR SH Sole 8 500 500 REPORT SUMMARY 255 DATA RECORDS 1,695,738 0 OTHER MGRS ON WHOSE BEHALF RPRT IS FILED
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