0000902664-20-002125.txt : 20200515 0000902664-20-002125.hdr.sgml : 20200515 20200515162520 ACCESSION NUMBER: 0000902664-20-002125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 20885748 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 03-31-2020 03-31-2020 false GENDELL JEFFREY L

1 SOUND SHORE DRIVE SUITE 304 GREENWICH CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 05-15-2020 2 68 326423 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC INFORMATION TABLE 2 infotable.xml AMBAC FINL GROUP INC COM NEW 023139884 2589 209787 SH DFND 209787 0 0 AMBAC FINL GROUP INC COM NEW 023139884 1747 141564 SH DFND 1 141564 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1421 116610 SH DFND 116610 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1317 108000 SH Call DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 611 50100 SH Call DFND 2 0 0 0 AMERISERV FINL INC COM 03074A102 1900 725134 SH DFND 2 725134 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 63 19971 SH DFND 2 19971 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 2059 259279 SH DFND 259279 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 2336 294237 SH DFND 1 294237 0 0 BK OF AMERICA CORP COM 060505104 6172 290701 SH DFND 290701 0 0 BK OF AMERICA CORP COM 060505104 212 10000 SH DFND 2 10000 0 0 BROADWIND ENERGY INC COM NEW 11161T207 175 124930 SH DFND 124930 0 0 BLUELINX HLDGS INC COM NEW 09624H208 860 173679 SH DFND 173679 0 0 BLUELINX HLDGS INC COM NEW 09624H208 1801 363799 SH DFND 1 363799 0 0 BLUE RIDGE BANKSHARES INC VA COM 095825105 988 61965 SH DFND 2 61965 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 493 86560 SH DFND 86560 0 0 CAVCO INDS INC DEL COM 149568107 1842 12709 SH DFND 12709 0 0 CAVCO INDS INC DEL COM 149568107 456 3143 SH DFND 1 3143 0 0 CB FINL SVCS INC COM 12479G101 653 33839 SH DFND 2 33839 0 0 CIT GROUP INC COM NEW 125581801 173 10000 SH DFND 10000 0 0 CITIGROUP INC COM NEW 172967424 5602 133010 SH DFND 133010 0 0 CITIGROUP INC COM NEW 172967424 211 5000 SH DFND 2 5000 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 342 52964 SH DFND 1 52964 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 1371 212601 SH DFND 2 212601 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 133 8862 SH DFND 2 8862 0 0 COLONY BANKCORP INC COM 19623P101 1386 110864 SH DFND 2 110864 0 0 CONTURA ENERGY INC COM 21241B100 287 122044 SH DFND 122044 0 0 CONTURA ENERGY INC COM 21241B100 1737 739007 SH DFND 1 739007 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 411 266599 SH DFND 1 266599 0 0 COUNTY BANCORP INC COM 221907108 2718 146894 SH DFND 2 146894 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1605 56250 SH DFND 56250 0 0 DIXIE GROUP INC CL A 255519100 666 1023943 SH DFND 1 1023943 0 0 EMCLAIRE FINL CORP COM 290828102 255 10951 SH DFND 2 10951 0 0 ENERSYS COM 29275Y102 3536 71405 SH DFND 71405 0 0 ESSA BANCORP INC COM 29667D104 2793 204641 SH DFND 2 204641 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 496 71482 SH DFND 2 71482 0 0 FIRST UTD CORP COM 33741H107 2499 174890 SH DFND 2 174890 0 0 FIRST US BANCSHARES INC COM 33744V103 963 156762 SH DFND 2 156762 0 0 HAWTHORN BANCSHARES INC COM 420476103 1630 88852 SH DFND 2 88852 0 0 HC2 HLDGS INC COM 404139107 630 406649 SH DFND 2 406649 0 0 HMN FINL INC COM 40424G108 5258 292133 SH DFND 2 292133 0 0 IES HLDGS INC COM 44951W106 172081 9749646 SH DFND 9749646 0 0 IES HLDGS INC COM 44951W106 38848 2200996 SH DFND 1 2200996 0 0 II-VI INC COM 902104108 1839 64533 SH DFND 64533 0 0 IF BANCORP INC COM 44951J105 107 6715 SH DFND 1 6715 0 0 IF BANCORP INC COM 44951J105 1772 110730 SH DFND 2 110730 0 0 JPMORGAN CHASE & CO COM 46625H100 3601 40000 SH DFND 40000 0 0 LSB INDS INC COM 502160104 159 75935 SH DFND 75935 0 0 LSB INDS INC COM 502160104 1490 709371 SH DFND 1 709371 0 0 MACKINAC FINL CORP COM 554571109 1918 183498 SH DFND 2 183498 0 0 MID PENN BANCORP INC COM 59540G107 1879 92784 SH DFND 2 92784 0 0 MVB FINANCIAL CORP COM 553810102 158 12416 SH DFND 2 12416 0 0 OWENS CORNING NEW COM 690742101 3660 94300 SH DFND 94300 0 0 PATRICK INDS INC COM 703343103 10645 378006 SH DFND 378006 0 0 PATRICK INDS INC COM 703343103 1807 64168 SH DFND 1 64168 0 0 PEOPLES BANCORP N C INC COM 710577107 4024 197651 SH DFND 2 197651 0 0 PREMIER FINL BANCORP INC COM 74050M105 890 71801 SH DFND 2 71801 0 0 REPUBLIC BANCORP KY CL A 760281204 94 2859 SH DFND 1 2859 0 0 REPUBLIC BANCORP KY CL A 760281204 3930 118976 SH DFND 2 118976 0 0 RIVERVIEW FINL CORP NEW COM 76940Q105 1510 233369 SH DFND 2 233369 0 0 SB FINL GROUP INC COM 78408D105 410 36845 SH DFND 2 36845 0 0 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 1971 307006 SH DFND 2 307006 0 0 SHORE BANCSHARES INC COM 825107105 869 80138 SH DFND 2 80138 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 88 4140 SH DFND 2 4140 0 0 SUNCOKE ENERGY INC COM 86722A103 1538 399558 SH DFND 399558 0 0 SUNCOKE ENERGY INC COM 86722A103 2351 610703 SH DFND 1 610703 0 0 UNITED BANCSHARES INC OHIO COM 909458101 4756 292682 SH DFND 2 292682 0 0 WVS FINL CORP COM 929358109 1631 123546 SH DFND 2 123546 0 0