0000902664-19-003385.txt : 20190814 0000902664-19-003385.hdr.sgml : 20190814 20190814162209 ACCESSION NUMBER: 0000902664-19-003385 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 191026727 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 06-30-2019 06-30-2019 false GENDELL JEFFREY L
1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251
13F HOLDINGS REPORT 028-06950 N
Jeffrey L. Gendell Authorized Signatory 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 08-14-2019 2 79 798007 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC
INFORMATION TABLE 2 infotable.xml AMERICAN AIRLS GROUP INC COM 02376R102 7804 239300 SH DFND 239300 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 21327 654000 SH DFND 1 654000 0 0 AMBAC FINL GROUP INC COM NEW 023139884 3386 200977 SH DFND 200977 0 0 AMBAC FINL GROUP INC COM NEW 023139884 10190 604725 SH DFND 1 604725 0 0 AMERISERV FINL INC COM 03074A102 2318 558628 SH DFND 2 558628 0 0 BANK OF AMERICA CORP COM 060505104 5965 205701 SH DFND 205701 0 0 BANK OF AMERICA CORP COM 060505104 20474 706009 SH DFND 1 706009 0 0 BANK OF AMERICA CORP COM 060505904 58038 2001300 SH Call DFND 1 0 0 0 BANK OF AMERICA CORP COM 060505904 11127 383700 SH Call DFND 2 0 0 0 BROADWIND ENERGY INC COM 11161T207 277 124930 SH DFND 124930 0 0 BLUELINX HOLDINGS INC COM 09624H208 1951 98475 SH DFND 98475 0 0 BLUELINX HOLDINGS INC COM 09624H208 10443 527137 SH DFND 1 527137 0 0 CAVCO INDUSTRIES INC COM 149568107 4219 26782 SH DFND 26782 0 0 CAVCO INDUSTRIES INC COM 149568107 16201 102840 SH DFND 1 102840 0 0 CB FINANCIAL SERVICES INC COM 12479G101 1127 47472 SH DFND 2 47472 0 0 CITIGROUP INC COM NEW 172967424 9315 133010 SH DFND 133010 0 0 CITIGROUP INC COM NEW 172967424 25358 362103 SH DFND 1 362103 0 0 CITIGROUP INC COM NEW 172967904 57250 817500 SH Call DFND 1 0 0 0 CITIGROUP INC COM NEW 172967904 12080 172500 SH Call DFND 2 0 0 0 COLONY BANKCORP COM 19623P101 2003 118200 SH DFND 2 118200 0 0 CIT GROUP INC COM NEW 125581801 1111 21140 SH DFND 21140 0 0 CIT GROUP INC COM NEW 125581801 11033 210000 SH DFND 1 210000 0 0 CIT GROUP INC COM NEW 125581901 5254 100000 SH Call DFND 1 0 0 0 CIT GROUP INC COM NEW 125581901 1051 20000 SH Call DFND 2 0 0 0 CONTURA ENERGY INC COM 21241B100 4849 93427 SH DFND 93427 0 0 CONTURA ENERGY INC COM 21241B100 18569 357780 SH DFND 1 357780 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 2702 361713 SH DFND 1 361713 0 0 COUNTY BANCORP INC COM 221907108 4984 291645 SH DFND 2 291645 0 0 CITIZENS FIRST CORP COM 17462Q107 524 20399 SH DFND 2 20399 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 1221 112663 SH DFND 1 112663 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 2305 212601 SH DFND 2 212601 0 0 DELTA AIR LINES INC COM 247361702 6952 122500 SH DFND 122500 0 0 DELTA AIR LINES INC COM 247361702 19011 335000 SH DFND 1 335000 0 0 EMCLAIRE FINL CORP COM 290828102 296 9453 SH DFND 2 9453 0 0 ESSA BANCORP INC COM 29667D104 2784 182585 SH DFND 2 182585 0 0 FIDELITY SOUTHERN CORP COM 316394105 551 17795 SH DFND 2 17795 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 704 60000 SH DFND 2 60000 0 0 FIRST UNITED CORP COM 33741H107 3846 195134 SH DFND 1 195134 0 0 FIRST UNITED CORP COM 33741H107 4748 240881 SH DFND 2 240881 0 0 FIRST US BANCSHARES INC COM 33744V103 468 50651 SH DFND 2 50651 0 0 HMN FINANCIAL INC COM 40424G108 5885 280222 SH DFND 2 280222 0 0 HAWTHORN BANCSHARES INC COM 420476103 4477 167051 SH DFND 2 167051 0 0 IES HOLDINGS INC COM 44951W106 183781 9749646 SH DFND 9749646 0 0 IES HOLDINGS INC COM 44951W106 44084 2338648 SH DFND 1 2338648 0 0 IF BANCORP INC COM 44951J105 194 9295 SH DFND 1 9295 0 0 IF BANCORP INC COM 44951J105 1938 92690 SH DFND 2 92690 0 0 LOUISIANA-PACIFIC CORP COM 546347105 1967 75000 SH DFND 75000 0 0 LSB INDUSTRIES INC COM 502160104 588 150758 SH DFND 150758 0 0 LSB INDUSTRIES INC COM 502160104 6111 1566965 SH DFND 1 1566965 0 0 MACKINAC FINANCIAL CORP COM 554571109 4065 257283 SH DFND 2 257283 0 0 MID PENN BANCORP INC COM 59540G107 3230 129468 SH DFND 2 129468 0 0 MVB FINANCIAL CORP COM 553810102 433 25544 SH DFND 2 25544 0 0 OWENS CORNING COM 690742101 3742 64300 SH DFND 64300 0 0 PATRICK INDUSTRIES INC COM 703343103 28304 575411 SH DFND 575411 0 0 PATRICK INDUSTRIES INC COM 703343103 12010 244160 SH DFND 1 244160 0 0 PARK NATL CORP COM 700658107 472 4752 SH DFND 2 4752 0 0 PEOPLES BANCORP OF NC COM 710577107 4341 144475 SH DFND 1 144475 0 0 PEOPLES BANCORP OF NC COM 710577107 11800 392666 SH DFND 2 392666 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 1420 94699 SH DFND 2 94699 0 0 REPUBLIC BANCORP INC-CLASS A COM 760281204 836 16813 SH DFND 1 16813 0 0 REPUBLIC BANCORP INC-CLASS A COM 760281204 5785 116276 SH DFND 2 116276 0 0 RIVERVIEW FINANCIAL CORP NEW COM 76940Q105 2409 229419 SH DFND 2 229419 0 0 SB FINANCIAL GROUP INC COM 78408D105 606 36845 SH DFND 2 36845 0 0 SEVERN BANCORP INC/MD COM 81811M100 2627 302342 SH DFND 2 302342 0 0 SHORE BANCSHARES INC COM 825107105 1107 67754 SH DFND 2 67754 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4875 91250 SH DFND 1 91250 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 12756 238750 SH DFND 2 238750 0 0 SKYLINE CHAMPION CORP COM 830830105 4107 150000 SH DFND 150000 0 0 SKYLINE CHAMPION CORP COM 830830105 13690 500000 SH DFND 1 500000 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 1185 44149 SH DFND 2 44149 0 0 SUNCOKE ENERGY INC COM 86722A103 8508 958090 SH DFND 1 958090 0 0 UNITED CONTL HLDGS INC COM 910047109 7453 85132 SH DFND 85132 0 0 UNITED CONTL HLDGS INC COM 910047109 19270 220100 SH DFND 1 220100 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 5944 294692 SH DFND 2 294692 0 0 US XPRESS ENTERPRISES INC COM CL A 90338N202 848 164891 SH DFND 164891 0 0 US XPRESS ENTERPRISES INC COM CL A 90338N202 2423 471382 SH DFND 1 471382 0 0 WELLS FARGO CO NEW COM 949746901 7098 150000 SH Call DFND 1 0 0 0 WHIRLPOOL CORP COM 963320106 1922 13500 SH DFND 13500 0 0 WVS FINANCIAL CORP COM 929358109 1900 108585 SH DFND 2 108585 0 0