0000902664-19-002361.txt : 20190515
0000902664-19-002361.hdr.sgml : 20190515
20190515162426
ACCESSION NUMBER: 0000902664-19-002361
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
EFFECTIVENESS DATE: 20190515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 19828614
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
03-31-2019
03-31-2019
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
05-14-2019
2
89
721047
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
028-19509
Tontine Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMERICAN AIRLS GROUP INC
COM
02376R102
7124
224300
SH
DFND
224300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
15880
500000
SH
DFND
1
500000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3189
175977
SH
DFND
175977
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
11024
608416
SH
DFND
1
608416
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
314
17346
SH
DFND
2
17346
0
0
AMERISERV FINL INC
COM
03074A102
2191
545028
SH
DFND
2
545028
0
0
BANK AMER CORP
COM
060505104
5675
205701
SH
DFND
205701
0
0
BANK AMER CORP
COM
060505104
26417
957500
SH
DFND
1
957500
0
0
BANK AMER CORP
COM
060505904
21382
775000
SH
Call
DFND
1
0
0
0
BANK AMER CORP
COM
060505904
6898
250000
SH
Call
DFND
2
0
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
262
155741
SH
DFND
155741
0
0
BLUELINX HLDGS INC
COM NEW
09624H208
1628
61113
SH
DFND
61113
0
0
BLUELINX HLDGS INC
COM
09624H208
10489
393739
SH
DFND
1
393739
0
0
CAVCO INDS INC DEL
COM
149568107
1736
14774
SH
DFND
14774
0
0
CAVCO INDS INC DEL
COM
149568107
14516
123506
SH
DFND
1
123506
0
0
CB FINL SVCS INC
COM
12479G101
1041
43862
SH
DFND
2
43862
0
0
CITIGROUP INC
COM NEW
172967424
7809
125510
SH
DFND
125510
0
0
CITIGROUP INC
COM NEW
172967424
24409
392300
SH
DFND
1
392300
0
0
CITIGROUP INC
COM NEW
172967424
357
5733
SH
DFND
2
5733
0
0
CITIGROUP INC
COM NEW
172967904
23333
375000
SH
Call
DFND
1
0
0
0
CITIGROUP INC
COM NEW
172967904
8089
130000
SH
Call
DFND
2
0
0
0
COLONY BANKCORP INC
COM
19623P101
1933
113052
SH
DFND
1
113052
0
0
COLONY BANKCORP INC
COM
19623P101
2021
118200
SH
DFND
2
118200
0
0
CIT GROUP INC
COM NEW
125581801
774
16140
SH
DFND
16140
0
0
CIT GROUP INC
COM NEW
125581801
6927
144404
SH
DFND
1
144404
0
0
CIT GROUP INC
COM NEW
125581901
4797
100000
SH
Call
DFND
1
0
0
0
CIT GROUP INC
COM NEW
125581901
959
20000
SH
Call
DFND
2
0
0
0
CONTURA ENERGY INC
COM
21241B100
4950
85467
SH
DFND
85467
0
0
CONTURA ENERGY INC
COM
21241B100
18255
315171
SH
DFND
1
315171
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
2669
361713
SH
DFND
1
361713
0
0
COUNTY BANCORP INC
COM
221907108
2206
125364
SH
DFND
2
125364
0
0
CITIZENS FIRST CORP
COM
17462Q107
2239
90258
SH
DFND
2
90258
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1457
122150
SH
DFND
1
122150
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
2624
219911
SH
DFND
2
219911
0
0
DELTA AIR LINES INC DEL
COM
247361702
6069
117500
SH
DFND
117500
0
0
DELTA AIR LINES INC DEL
COM
247361702
18078
350000
SH
DFND
1
350000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
262
32225
SH
DFND
2
32225
0
0
EMCLAIRE FINL CORP
COM
290828102
206
6687
SH
DFND
2
6687
0
0
ENTEGRA FINL CORP
COM
29363J108
1216
54145
SH
DFND
2
54145
0
0
ESSA BANCORP INC
COM
29667D104
2477
160839
SH
DFND
2
160839
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
487
17795
SH
DFND
2
17795
0
0
FIRST BANK WILLIAMSTOWN NJ
COM
31931U102
1034
89716
SH
DFND
2
89716
0
0
FIRST UTD CORP
COM
33741H107
3368
195134
SH
DFND
1
195134
0
0
FIRST UTD CORP
COM
33741H107
4043
234268
SH
DFND
2
234268
0
0
FIRST US BANCSHARES INC
COM
33744V103
378
37802
SH
DFND
2
37802
0
0
HMN FINL INC
COM
40424G108
6004
278884
SH
DFND
2
278884
0
0
HAWTHORN BANCSHARES INC
COM
420476103
4545
195567
SH
DFND
2
195567
0
0
IES HLDGS INC
COM
44951W106
173251
9749646
SH
DFND
9749646
0
0
IES HLDGS INC
COM
44951W106
41772
2350686
SH
DFND
1
2350686
0
0
IF BANCORP INC
COM
44951J105
186
9334
SH
DFND
1
9334
0
0
IF BANCORP INC
COM
44951J105
1443
72386
SH
DFND
2
72386
0
0
LOUISIANA PAC CORP
COM
546347105
1829
75000
SH
DFND
75000
0
0
LSB INDS INC
COM
502160104
1274
204104
SH
DFND
204104
0
0
LSB INDS INC
COM
502160104
12815
2053671
SH
DFND
1
2053671
0
0
MACKINAC FINL CORP
COM
554571109
4080
259189
SH
DFND
2
259189
0
0
MID PENN BANCORP INC
COM
59540G107
3843
156841
SH
DFND
2
156841
0
0
MVB FINANCIAL CORP
COM
553810102
390
25544
SH
DFND
2
25544
0
0
OWENS CORNING NEW
COM
690742101
3030
64300
SH
DFND
64300
0
0
PATRICK INDS INC
COM
703343103
28129
620665
SH
DFND
620665
0
0
PATRICK INDS INC
COM
703343103
11065
244160
SH
DFND
1
244160
0
0
PEOPLES BANCORP NC INC
COM
710577107
3843
144475
SH
DFND
1
144475
0
0
PEOPLES BANCORP NC INC
COM
710577107
10378
390166
SH
DFND
2
390166
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1488
94699
SH
DFND
2
94699
0
0
REPUBLIC BANCORP KY
CL A
760281204
1193
26686
SH
DFND
1
26686
0
0
REPUBLIC BANCORP KY
CL A
760281204
5200
116276
SH
DFND
2
116276
0
0
RIVERVIEW FINL CORP NEW
COM
76940Q105
2638
229419
SH
DFND
2
229419
0
0
SB FINL GROUP INC
COM
78408D105
534
29649
SH
DFND
2
29649
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
2805
296082
SH
DFND
2
296082
0
0
SHORE BANCSHARES INC
COM
825107105
919
61643
SH
DFND
2
61643
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
8471
165000
SH
DFND
1
165000
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
9498
185000
SH
DFND
2
185000
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A908
7059
137500
SH
Call
DFND
1
0
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A908
3722
72500
SH
Call
DFND
2
0
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
2763
145409
SH
DFND
145409
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
26314
1384965
SH
DFND
1
1384965
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
2160
81471
SH
DFND
2
81471
0
0
SUNCOKE ENERGY INC
COM
86722A103
9401
1107297
SH
DFND
1
1107297
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
232
17659
SH
DFND
17659
0
0
TRONOX HOLDINGS PLC
SHS
G9087Q102
2690
204538
SH
DFND
1
204538
0
0
UNITED CONTL HLDGS INC
COM
910047109
6233
78132
SH
DFND
78132
0
0
UNITED CONTL HLDGS INC
COM
910047109
13164
165000
SH
DFND
1
165000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
7023
303888
SH
DFND
2
303888
0
0
UNIVERSAL FST PRODS INC
COM
913543104
200
6701
SH
DFND
6701
0
0
UNIVERSAL FST PRODS INC
COM
913543104
2004
67034
SH
DFND
1
67034
0
0
US XPRESS ENTERPRISES INC
COM CL A
90338N202
563
85151
SH
DFND
85151
0
0
US XPRESS ENTERPRISES INC
COM CL A
90338N202
2561
387502
SH
DFND
1
387502
0
0
WINNEBAGO INDS INC
COM
974637100
7476
240000
SH
DFND
1
240000
0
0
WHIRLPOOL CORP
COM
963320106
1794
13500
SH
DFND
13500
0
0
WVS FINL CORP
COM
929358109
1873
108585
SH
DFND
2
108585
0
0