0000902664-15-004209.txt : 20151113
0000902664-15-004209.hdr.sgml : 20151113
20151113161533
ACCESSION NUMBER: 0000902664-15-004209
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 151229309
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
09-30-2015
09-30-2015
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
11-13-2015
2
86
482533
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001541326
028-14691
TTR Associates, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
237
16400
SH
DFND
16400
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1186
81945
SH
DFND
1
81945
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
2108
145671
SH
DFND
2
145671
0
0
AMERIANA BANCORP
COM
023613102
985
42829
SH
DFND
42829
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1165
30000
SH
DFND
1
30000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5946
153120
SH
DFND
2
153120
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
7236
127350
SH
DFND
2
127350
0
0
ANADARKO PETE CORP
COM
032511107
5120
84780
SH
DFND
2
84780
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1948
125000
SH
DFND
125000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2960
190000
SH
DFND
1
190000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
12521
803628
SH
DFND
2
803628
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2681
172100
SH
Call
DFND
172100
0
0
BANK OF AMERICA CORPORATION
COM
060505104
22306
1431700
SH
Call
DFND
1
1431700
0
0
BARNES & NOBLE INC
COM
067774109
12625
1042524
SH
DFND
1
1042524
0
0
BARNES & NOBLE INC
COM
067774109
8050
664763
SH
DFND
2
664763
0
0
BARNES & NOBLE ED INC
COM
06777U101
6811
535876
SH
DFND
1
535876
0
0
BARNES & NOBLE ED INC
COM
06777U101
4430
348537
SH
DFND
2
348537
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
828
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
2097
1013059
SH
DFND
1
1013059
0
0
CAROLINA TR BK LINCOLNTON NC
COM
144200102
144
25655
SH
DFND
25655
0
0
CREDIT SUISSE NASSAU BRH
NT LKD 32
22542D381
317
49867
SH
DFND
2
49867
0
0
CREDIT SUISSE NASSAU BRH
NT LKD 32
22542D399
459
43250
SH
DFND
2
43250
0
0
CITIGROUP INC
COM NEW
172967424
819
16500
SH
DFND
16500
0
0
CITIGROUP INC
COM NEW
172967424
11716
236170
SH
DFND
2
236170
0
0
CITIGROUP INC
COM NEW
172967424
1116
22500
SH
Call
DFND
22500
0
0
CITIGROUP INC
COM NEW
172967424
15255
307500
SH
Call
DFND
1
307500
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
2305
260717
SH
DFND
260717
0
0
CITIZENS FIRST CORP
COM
17462Q107
1140
90054
SH
DFND
90054
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
414
40824
SH
DFND
40824
0
0
COLONY BANKCORP INC
COM
19623P101
1098
123367
SH
DFND
123367
0
0
COMMUNITY FINL CORP MD
COM
20368X101
480
20414
SH
DFND
20414
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
897
20000
SH
DFND
1
20000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4281
95415
SH
DFND
2
95415
0
0
ESSA BANCORP INC
COM
29667D104
255
19697
SH
DFND
19697
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
1678
79395
SH
DFND
79395
0
0
FIRST BANK WILLIAMSTOWN NJ
COM
31931U102
583
93869
SH
DFND
93869
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
1052
28763
SH
DFND
28763
0
0
FIRST FED NORTHN MICH BANCOR
COM
32021X105
1696
269609
SH
DFND
269609
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
1369
173235
SH
DFND
173235
0
0
HAWTHORN BANCSHARES INC
COM
420476103
7403
529955
SH
DFND
529955
0
0
HESS CORP
COM
42809H107
5065
101170
SH
DFND
2
101170
0
0
HMN FINL INC
COM
40424G108
4514
392144
SH
DFND
392144
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
73351
9501450
SH
DFND
9501450
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
29905
3873692
SH
DFND
1
3873692
0
0
JPMORGAN CHASE & CO
COM
46625H100
1341
22000
SH
DFND
22000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3658
60000
SH
DFND
1
60000
0
0
JPMORGAN CHASE & CO
COM
46625H100
11723
192278
SH
DFND
2
192278
0
0
JPMORGAN CHASE & CO
COM
46625H100
2286
37500
SH
Call
DFND
37500
0
0
JPMORGAN CHASE & CO
COM
46625H100
17529
287500
SH
Call
DFND
1
287500
0
0
LSB INDS INC
COM
502160104
7427
484789
SH
DFND
1
484789
0
0
LSB INDS INC
COM
502160104
5806
378981
SH
DFND
2
378981
0
0
MACKINAC FINL CORP
COM
554571109
508
50334
SH
DFND
50334
0
0
MARATHON OIL CORP
COM
565849106
2263
146956
SH
DFND
2
146956
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
3572
130000
SH
Call
DFND
1
130000
0
0
MUTUALFIRST FINL INC
COM
62845B104
303
12946
SH
DFND
12946
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
1145
90000
SH
DFND
1
90000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
1076
84600
SH
DFND
2
84600
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
1685
104786
SH
DFND
104786
0
0
OFFICE DEPOT INC
COM
676220106
830
129300
SH
DFND
1
129300
0
0
OFFICE DEPOT INC
COM
676220106
9193
1431992
SH
DFND
2
1431992
0
0
PATRICK INDS INC
COM
703343103
73669
1865499
SH
DFND
1865499
0
0
PEOPLES BANCORP N C INC
COM
710577107
6533
373304
SH
DFND
373304
0
0
PEOPLES BANCORP N C INC
COM
710577107
2474
141361
SH
DFND
1
141361
0
0
PEOPLES FINL CORP MISS
COM
71103B102
2464
254017
SH
DFND
254017
0
0
POAGE BANKSHARES INC
COM
730206109
1203
77592
SH
DFND
77592
0
0
PREMIER FINL BANCORP INC
COM
74050M105
485
34029
SH
DFND
34029
0
0
REGIONS FINL CORP NEW
COM
7591EP100
360
40000
SH
DFND
40000
0
0
SB FINL GROUP INC
COM
78408D105
1923
187237
SH
DFND
187237
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
673
11000
SH
DFND
2
11000
0
0
SHORE BANCSHARES INC
COM
825107105
1253
128890
SH
DFND
128890
0
0
SKYLINE CORP
COM
830830105
1124
390405
SH
DFND
1
390405
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
412
10000
SH
DFND
10000
0
0
STAPLES INC
COM
855030102
7161
610525
SH
DFND
2
610525
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
2351
199734
SH
DFND
199734
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
5082
323923
SH
DFND
323923
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1446
96696
SH
DFND
96696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
2811
562295
SH
DFND
562295
0
0
UNITED CONTL HLDGS INC
COM
910047109
1592
30000
SH
DFND
1
30000
0
0
UNITED CONTL HLDGS INC
COM
910047109
3682
69400
SH
DFND
2
69400
0
0
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
319
27500
SH
DFND
2
27500
0
0
WESTMORELAND COAL CO
COM
960878106
7907
561190
SH
DFND
561190
0
0
WESTMORELAND COAL CO
COM
960878106
2994
212520
SH
DFND
1
212520
0
0
WILLBROS GROUP INC DEL
COM
969203108
4695
3726203
SH
DFND
1
3726203
0
0
WILLBROS GROUP INC DEL
COM
969203108
379
300737
SH
DFND
2
300737
0
0
WINNEBAGO INDS INC
COM
974637100
3759
196316
SH
DFND
1
196316
0
0
WINNEBAGO INDS INC
COM
974637100
6885
359529
SH
DFND
2
359529
0
0