0000902664-15-003476.txt : 20150821 0000902664-15-003476.hdr.sgml : 20150821 20150821171518 ACCESSION NUMBER: 0000902664-15-003476 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150821 DATE AS OF CHANGE: 20150821 EFFECTIVENESS DATE: 20150821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 151069470 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001056581 XXXXXXXX 06-30-2015 06-30-2015 true 1 RESTATEMENT false GENDELL JEFFREY L

1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 08-21-2015 2 81 591407 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001541326 028-14691 TTR Associates, LLC INFORMATION TABLE 2 infotable.xml AMBAC FINL GROUP INC COM NEW 023139884 2811 168903 SH DFND 2 168903 0 0 AMERIANA BANCORP COM 023613102 4130 193975 SH DFND 193975 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 4739 118670 SH DFND 2 118670 0 0 ANADARKO PETE CORP COM 032511107 6702 85855 SH DFND 2 85855 0 0 BANK OF AMERICA CORPORATION COM 060505104 511 30000 SH DFND 30000 0 0 BANK OF AMERICA CORPORATION COM 060505104 5509 323700 SH DFND 1 323700 0 0 BANK OF AMERICA CORPORATION COM 060505104 14266 838199 SH DFND 2 838199 0 0 BANK OF AMERICA CORPORATION COM 060505104 2929 172100 SH Call DFND 172100 0 0 BANK OF AMERICA CORPORATION COM 060505104 24368 1431700 SH Call DFND 1 1431700 0 0 BARNES & NOBLE INC COM 067774109 23466 903941 SH DFND 1 903941 0 0 BARNES & NOBLE INC COM 067774109 14778 569263 SH DFND 2 569263 0 0 BROADWIND ENERGY INC COM NEW 11161T207 1696 400031 SH DFND 400031 0 0 BROADWIND ENERGY INC COM NEW 11161T207 4295 1013059 SH DFND 1 1013059 0 0 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D571 8630 4051500 SH DFND 1 4051500 0 0 CREDIT SUISSE NASSAU BRH VS 3XLNGNATGAS 22542D571 676 317530 SH DFND 2 317530 0 0 CREDIT SUISSE NASSAU BRH VS 3XLGCRUDE ETN 22542D589 4401 1350000 SH DFND 1 1350000 0 0 CREDIT SUISSE NASSAU BRH VS 3XLGCRUDE ETN 22542D589 815 250000 SH DFND 2 250000 0 0 CITIGROUP INC COM NEW 172967424 9943 180000 SH DFND 1 180000 0 0 CITIGROUP INC COM NEW 172967424 13224 239395 SH DFND 2 239395 0 0 CITIGROUP INC COM NEW 172967424 552 10000 SH Call DFND 10000 0 0 CITIGROUP INC COM NEW 172967424 19886 360000 SH Call DFND 1 360000 0 0 CITIZENS CMNTY BANCORP INC M COM 174903104 2279 248780 SH DFND 248780 0 0 CITIZENS FIRST CORP COM 17462Q107 529 42326 SH DFND 42326 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 425 39392 SH DFND 39392 0 0 COLONY BANKCORP INC COM 19623P101 461 53908 SH DFND 53908 0 0 COMMUNITY FINL CORP MD COM 20368X101 372 17306 SH DFND 17306 0 0 DAKOTA PLAINS HLDGS INC COM 234255107 49 41500 SH DFND 1 41500 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 965 23500 SH DFND 2 23500 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 3036 174104 SH DFND 174104 0 0 FIFTH THIRD BANCORP COM 316773100 848 40750 SH DFND 2 40750 0 0 FIRST BANK WILLIAMSTOWN NJ COM 31931U102 116 19312 SH DFND 19312 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1230 32763 SH DFND 32763 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 1723 269609 SH DFND 269609 0 0 FIRST SOUTH BANCORP INC VA COM 33646W100 1368 173135 SH DFND 173135 0 0 FREEPORT-MCMORAN INC CL B 35671D857 4424 237592 SH DFND 2 237592 0 0 HAWTHORN BANCSHARES INC COM 420476103 7550 527252 SH DFND 527252 0 0 HESS CORP COM 42809H107 6853 102470 SH DFND 2 102470 0 0 HMN FINL INC COM 40424G108 4531 384312 SH DFND 384312 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 67460 9501450 SH DFND 9501450 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 27350 3852167 SH DFND 1 3852167 0 0 JPMORGAN CHASE & CO COM 46625H100 4743 70000 SH DFND 1 70000 0 0 JPMORGAN CHASE & CO COM 46625H100 13232 195278 SH DFND 2 195278 0 0 JPMORGAN CHASE & CO COM 46625H100 1694 25000 SH Call DFND 25000 0 0 JPMORGAN CHASE & CO COM 46625H100 16940 250000 SH Call DFND 1 250000 0 0 LSB INDS INC COM 502160104 13069 320000 SH DFND 1 320000 0 0 LSB INDS INC COM 502160104 12893 315687 SH DFND 2 315687 0 0 MACKINAC FINL CORP COM 554571109 530 50334 SH DFND 50334 0 0 MARATHON OIL CORP COM 565849106 7195 271115 SH DFND 2 271115 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 4397 126000 SH DFND 1 126000 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 4537 130000 SH Call DFND 1 130000 0 0 MUTUALFIRST FINL INC COM 62845B104 1816 78154 SH DFND 78154 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5239 231500 SH DFND 1 231500 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5409 239035 SH DFND 2 239035 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 648 43653 SH DFND 43653 0 0 OFFICE DEPOT INC COM 676220106 4980 575000 SH DFND 1 575000 0 0 OFFICE DEPOT INC COM 676220106 16178 1868107 SH DFND 2 1868107 0 0 PATRICK INDS INC COM 703343103 97925 2573580 SH DFND 2573580 0 0 PBF ENERGY INC CL A 69318G106 4720 166074 SH DFND 2 166074 0 0 PEOPLES BANCORP N C INC COM 710577107 6815 371604 SH DFND 371604 0 0 PEOPLES BANCORP N C INC COM 710577107 2593 141361 SH DFND 1 141361 0 0 PEOPLES FINL CORP MISS COM 71103B102 2654 254017 SH DFND 254017 0 0 POAGE BANKSHARES INC COM 730206109 1189 77592 SH DFND 77592 0 0 PREMIER FINL BANCORP INC COM 74050M105 526 34029 SH DFND 34029 0 0 SB FINL GROUP INC COM 78408D105 1962 185233 SH DFND 185233 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 827 11000 SH DFND 2 11000 0 0 SHORE BANCSHARES INC COM 825107105 1215 128890 SH DFND 128890 0 0 SKYLINE CORP COM 830830105 1148 390405 SH DFND 1 390405 0 0 STAPLES INC COM 855030102 9275 605800 SH DFND 2 605800 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 2168 193430 SH DFND 193430 0 0 TECUMSEH PRODS CO CL A 878895200 843 341102 SH DFND 1 341102 0 0 TECUMSEH PRODS CO CL A 878895200 526 212901 SH DFND 2 212901 0 0 UNITED BANCSHARES INC OHIO COM 909458101 5033 325123 SH DFND 325123 0 0 UNITED CMNTY BANCORP IND COM 90984R101 1335 96696 SH DFND 96696 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 2836 530000 SH DFND 530000 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 170 12500 SH DFND 2 12500 0 0 WESTMORELAND COAL CO COM 960878106 11662 561190 SH DFND 561190 0 0 WESTMORELAND COAL CO COM 960878106 2236 107593 SH DFND 1 107593 0 0 WILLBROS GROUP INC DEL COM 969203108 4711 3680772 SH DFND 1 3680772 0 0 WILLBROS GROUP INC DEL COM 969203108 390 304377 SH DFND 2 304377 0 0 WINNEBAGO INDS INC COM 974637100 4914 208300 SH DFND 1 208300 0 0 WINNEBAGO INDS INC COM 974637100 10338 438243 SH DFND 2 438243 0 0