0000902664-14-002546.txt : 20140515
0000902664-14-002546.hdr.sgml : 20140515
20140515162937
ACCESSION NUMBER: 0000902664-14-002546
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 14847799
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
03-31-2014
03-31-2014
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
05-15-2014
2
80
706052
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001541326
028-14691
TTR Associates, LLC
INFORMATION TABLE
2
infotable.xml
ALCOA INC
COM
013817101
6586
511700
SH
DFND
2
511700
0
0
ALLIED MOTION TECHNOLOGIES I
COM
019330109
2323
200432
SH
DFND
1
200432
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
6319
203639
SH
DFND
203639
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3961
127644
SH
DFND
2
127644
0
0
AMERIANA BANCORP
COM
023613102
3514
258786
SH
DFND
258786
0
0
AMERIANA BANCORP
COM
023613102
235
17270
SH
DFND
1
17270
0
0
ARCH COAL INC
COM
039380100
17363
3602194
SH
DFND
1
3602194
0
0
ARCH COAL INC
COM
039380100
7675
1592228
SH
DFND
2
1592228
0
0
BANK OF AMERICA CORPORATION
COM
060505104
476
27700
SH
DFND
27700
0
0
BANK OF AMERICA CORPORATION
COM
060505104
7288
423700
SH
DFND
1
423700
0
0
BANK OF AMERICA CORPORATION
COM
060505104
12188
708619
SH
DFND
2
708619
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2580
150000
SH
Call
DFND
150000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
22959
1334800
SH
Call
DFND
1
1334800
0
0
BARNES & NOBLE INC
COM
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7650
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SH
DFND
1
366041
0
0
BARNES & NOBLE INC
COM
067774109
8423
403003
SH
DFND
2
403003
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
4888
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
12784
1046170
SH
DFND
1
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0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
5031
194710
SH
DFND
2
194710
0
0
CAPITAL ONE FINL CORP
COM
14040H105
386
5000
SH
DFND
5000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
7315
94800
SH
DFND
1
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0
0
CAPITAL ONE FINL CORP
COM
14040H105
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86701
SH
DFND
2
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0
0
CAPITAL ONE FINL CORP
COM
14040H105
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20000
SH
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DFND
20000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
3858
50000
SH
Call
DFND
1
50000
0
0
CITIGROUP INC
COM NEW
172967424
660
13861
SH
DFND
13861
0
0
CITIGROUP INC
COM NEW
172967424
2380
50000
SH
DFND
1
50000
0
0
CITIGROUP INC
COM NEW
172967424
10173
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SH
DFND
2
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0
CITIGROUP INC
COM NEW
172967424
1666
35000
SH
Call
DFND
35000
0
0
CITIGROUP INC
COM NEW
172967424
72828
1530000
SH
Call
DFND
1
1530000
0
0
CLIFFS NAT RES INC
COM
18683K101
5463
267025
SH
DFND
1
267025
0
0
CLIFFS NAT RES INC
COM
18683K101
5115
250000
SH
Call
DFND
1
250000
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
4043
289438
SH
DFND
289438
0
0
FIRST CTZNS BANC CORP
COM NO PAR
319459202
364
39392
SH
DFND
39392
0
0
FIRST DEFIANCE FINL CORP
COM
32006W106
916
33763
SH
DFND
33763
0
0
FIRST FED NORTHN MICH BANCOR
COM
32021X105
708
141680
SH
DFND
141680
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
10252
310000
SH
DFND
1
310000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
7704
232957
SH
DFND
2
232957
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
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610300
SH
Call
DFND
1
610300
0
0
GRIFFON CORP
COM
398433102
1287
107822
SH
DFND
1
107822
0
0
GRIFFON CORP
COM
398433102
2821
236244
SH
DFND
2
236244
0
0
HAWTHORN BANCSHARES INC
COM
420476103
5222
394693
SH
DFND
394693
0
0
HEWLETT PACKARD CO
COM
428236103
971
30000
SH
Call
DFND
1
30000
0
0
HMN FINL INC
COM
40424G108
3474
352706
SH
DFND
352706
0
0
HUTTIG BLDG PRODS INC
COM
448451104
136
29614
SH
DFND
1
29614
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
47623
7668816
SH
DFND
7668816
0
0
INTEGRATED ELECTRICAL SVC
COM
45811E301
19315
3110308
SH
DFND
1
3110308
0
0
JEFFERSON BANCSHARES INC TEN
COM
472375104
560
71735
SH
DFND
71735
0
0
JPMORGAN CHASE & CO
COM
46625H100
832
13700
SH
DFND
13700
0
0
JPMORGAN CHASE & CO
COM
46625H100
6071
100000
SH
DFND
1
100000
0
0
JPMORGAN CHASE & CO
COM
46625H100
7103
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SH
DFND
2
116993
0
0
JPMORGAN CHASE & CO
COM
46625H100
3339
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SH
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DFND
55000
0
0
JPMORGAN CHASE & CO
COM
46625H100
61256
1009000
SH
Call
DFND
1
1009000
0
0
KRONOS WORLDWIDE INC
COM
50105F105
557
33413
SH
DFND
2
33413
0
0
LSB INDS INC
COM
502160104
11259
300872
SH
DFND
1
300872
0
0
LSB INDS INC
COM
502160104
9379
250630
SH
DFND
2
250630
0
0
MACKINAC FINL CORP
COM
554571109
631
50334
SH
DFND
50334
0
0
MORGAN STANLEY CHINA A SH FD
COM
617468103
1557
72163
SH
DFND
2
72163
0
0
MUTUALFIRST FINL INC
COM
62845B104
3527
185629
SH
DFND
185629
0
0
MUTUALFIRST FINL INC
COM
62845B104
1117
58786
SH
DFND
2
58786
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
12546
370420
SH
DFND
1
370420
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
6865
202680
SH
DFND
2
202680
0
0
PATRICK INDS INC
COM
703343103
110888
2501430
SH
DFND
2501430
0
0
PBF ENERGY INC
CL A
69318G106
2085
80800
SH
DFND
2
80800
0
0
PEOPLES BANCORP N C INC
COM
710577107
5797
371604
SH
DFND
371604
0
0
PEOPLES BANCORP N C INC
COM
710577107
2205
141361
SH
DFND
1
141361
0
0
POAGE BANKSHARES INC
COM
730206109
833
58641
SH
DFND
58641
0
0
SKYLINE CORP
COM
830830105
1419
234548
SH
DFND
1
234548
0
0
STANDARD REGISTER CO
COM
853887206
874
108270
SH
DFND
1
108270
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
849
82832
SH
DFND
82832
0
0
TECUMSEH PRODS CO
CL A
878895200
2790
404286
SH
DFND
1
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0
0
TECUMSEH PRODS CO
CL A
878895200
1574
228103
SH
DFND
2
228103
0
0
TIDEWATER INC
COM
886423102
3580
73631
SH
DFND
2
73631
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
4444
283625
SH
DFND
283625
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
866
76325
SH
DFND
76325
0
0
UNITED CMNTY FINL CORP OHIO
COM
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3044
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SH
DFND
776485
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
916
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SH
DFND
2
233781
0
0
WESTMORELAND COAL CO
COM
960878106
29554
992395
SH
DFND
992395
0
0
WILLBROS GROUP INC DEL
COM
969203108
24533
1943991
SH
DFND
1
1943991
0
0
WILLBROS GROUP INC DEL
COM
969203108
2840
225022
SH
DFND
2
225022
0
0
WINNEBAGO INDS INC
COM
974637100
1096
40000
SH
DFND
1
40000
0
0
WINNEBAGO INDS INC
COM
974637100
3927
143360
SH
DFND
2
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0
0