0000902664-11-000920.txt : 20110513 0000902664-11-000920.hdr.sgml : 20110513 20110513164926 ACCESSION NUMBER: 0000902664-11-000920 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 11841765 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p11-1159form13fhr.txt JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 --------------------- Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell ---------------------------------- Address: 55 Railroad Avenue ---------------------------------- Greenwich, Connecticut 06830 ---------------------------------- Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gendell ---------------------------------- Title: ---------------------------------- Phone: 203-769-2000 ---------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 5/13/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $ 1,151,008 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- AMERIANA BANCORP COM 023613102 1,062 244,041 SH SOLE 244,041 0 0 BANK MONTREAL QUE COM 063671101 2,024 31,150 SH SOLE 31,150 0 0 BANK OF AMERICA CORPORATION COM 060505104 32,892 2,467,500 SH SOLE 2,467,500 0 0 BROADWIND ENERGY INC COM 11161T108 25,693 19,612,736 SH SOLE 19,612,736 0 0 CAMCO FINL CORP COM 132618109 678 354,875 SH SOLE 354,875 0 0 CAPITAL BK CORP COM 139793103 237 62,254 SH SOLE 62,254 0 0 CENTRUE FINL CORP NEW COM 15643B106 123 245,145 SH SOLE 245,145 0 0 CISCO SYS INC COM 17275R102 4,013 234,000 SH CALL SOLE 234,000 0 0 CITIGROUP INC COM 172967101 3,536 800,000 SH SOLE 800,000 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 15,725 160,000 SH SOLE 160,000 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 35,381 1,638,760 SH SOLE 1,638,760 0 0 COMERICA INC COM 200340107 1,102 30,000 SH SOLE 30,000 0 0 CONSOL ENERGY INC COM 20854P109 37,809 705,000 SH SOLE 705,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 65,916 6,726,170 SH SOLE 6,726,170 0 0 DYCOM INDS INC COM 267475101 1,918 110,621 SH SOLE 110,621 0 0 ENGLOBAL CORP COM 293306106 3,251 717,707 SH SOLE 717,707 0 0 ENSCO PLC SPONSORED ADR 29358Q109 39,108 676,146 SH SOLE 676,146 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 105,997 9,489,476 SH SOLE 9,489,476 0 0 FIDELITY BANCORP INC COM 315831107 138 15,636 SH SOLE 15,636 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 5,185 648,097 SH SOLE 648,097 0 0 FIRST BANCSHARES INC MO COM 318687100 125 21,500 SH SOLE 21,500 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1,990 138,740 SH SOLE 138,740 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 509 141,680 SH SOLE 141,680 0 0 FIRST MERCHANTS CORP COM 320817109 1,950 236,083 SH SOLE 236,083 0 0 FOSTER WHEELER AG COM H27178104 11,952 317,709 SH SOLE 317,709 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 106,154 7,086,400 SH SOLE 7,086,400 0 0 HAWTHORN BANCSHARES INC COM 420476103 2,034 225,297 SH SOLE 225,297 0 0 HMN FINL INC COM 40424G108 775 281,769 SH SOLE 281,769 0 0 HORIZON BANCORP IND COM 440407104 2,260 82,779 SH SOLE 82,779 0 0 INNOSPEC INC COM 45768S105 96,096 3,008,651 SH SOLE 3,008,651 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 29,134 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 32,700 1,352,900 SH SOLE 1,352,900 0 0 JANUS CAP GROUP INC COM 47102X105 44,995 3,608,268 SH SOLE 3,608,268 0 0 LEGG MASON INC COM 524901105 30,108 834,261 SH SOLE 834,261 0 0 LOUISIANA PAC CORP COM 546347105 48,922 4,659,195 SH SOLE 4,659,195 0 0 LSB INDS INC COM 502160104 8,849 223,242 SH SOLE 223,242 0 0 LUBRIZOL CORP COM 549271104 5,466 40,800 SH CALL SOLE 40,800 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 7,281 911,273 SH SOLE 911,273 0 0 MASTEC INC COM 576323109 18,337 881,579 SH SOLE 881,579 0 0 MATERIAL SCIENCES CORP COM 576674105 3,095 429,227 SH SOLE 429,227 0 0 MATERION CORP COM 576690101 38,750 949,764 SH SOLE 949,764 0 0 MUTUALFIRST FINL INC COM 62845B104 3,154 342,746 SH SOLE 342,746 0 0 NORTHEAST BANCORP COM NEW 663904209 831 57,301 SH SOLE 57,301 0 0 OM GROUP INC COM 670872100 63,158 1,728,454 SH SOLE 1,728,454 0 0 OMNOVA SOLUTIONS INC COM 682129101 11,988 1,523,199 SH SOLE 1,523,199 0 0 PARKVALE FINL CORP COM 701492100 1,811 185,768 SH SOLE 185,768 0 0 PATRICK INDS INC COM 703343103 14,117 5,174,963 SH SOLE 5,174,963 0 0 PATRIOT COAL CORP COM 70336T104 29,997 1,161,334 SH SOLE 1,161,334 0 0 PEOPLES BANCORP N C INC COM 710577107 2,231 334,043 SH SOLE 334,043 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 57 76,465 SH SOLE 76,465 0 0 PREFORMED LINE PRODS CO COM 740444104 13,645 197,270 SH SOLE 197,270 0 0 PROVIDENT FINL HLDGS INC COM 743868101 3,190 384,830 SH SOLE 384,830 0 0 SHILOH INDS INC COM 824543102 562 48,128 SH SOLE 48,128 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 345 236,058 SH SOLE 236,058 0 0 SUPREME INDS INC CL A 868607102 28 10,500 SH SOLE 10,500 0 0 TPC GROUP INC COM 89236Y104 14,899 516,064 SH SOLE 516,064 0 0 TRAVELERS COMPANIES INC COM 89417E109 595 10,000 SH SOLE 10,000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 218 23,697 SH SOLE 23,697 0 0 UNITED CONTL HLDGS INC COM 910047109 34,353 1,494,264 SH SOLE 1,494,264 0 0 WESTMORELAND COAL CO COM 960878106 38,597 2,634,627 SH SOLE 2,634,627 0 0 WILLBROS GROUP INC DEL COM 969203108 43,962 4,025,811 SH SOLE 4,025,811 0 0