-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFCHJXv4DvYDm7VljendlgqmRZyCtYxctE9p8dsiqgMo9M8HjV+uW0If/ZlDMO+X SgFXt4oRqPOVfraV7hT31Q== 0000902664-11-000369.txt : 20110211 0000902664-11-000369.hdr.sgml : 20110211 20110211163524 ACCESSION NUMBER: 0000902664-11-000369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 11599673 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p11-0296form13fhr.txt JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell Address: 55 Railroad Avenue Greenwich, Connecticut 06830 Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: /s/ Jeffrey L. Gendell Title: Phone: 203-769-2000 Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 2/11/11 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $ 1,043,205.00 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- -------------- --------- -------- ------------------- ---------- -------- ---------------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- -------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- AMERIANA BANCORP COM 023613102 831 205,172 SH SOLE 205,172 0 0 AMERON INTL INC COM 030710107 498 6,522 SH SOLE 6,522 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 17,980 628,228 SH SOLE 628,228 0 0 BANK MONTREAL QUE COM 063671101 576 10,000 SH SOLE 10,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 19,843 1,487,500 SH SOLE 1,487,500 0 0 BROADWIND ENERGY INC COM 11161T108 46,216 20,006,869 SH SOLE 20,006,869 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 34,397 890,204 SH SOLE 890,204 0 0 CAMCO FINL CORP COM 132618109 469 321,146 SH SOLE 321,146 0 0 CAPITAL BK CORP COM 139793103 176 70,707 SH SOLE 70,707 0 0 CENTRUE FINL CORP NEW COM 15643B106 246 250,645 SH SOLE 250,645 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 24,183 310,000 SH SOLE 310,000 0 0 CONSOL ENERGY INC COM 20854P109 34,099 699,600 SH SOLE 699,600 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 49,430 3,923,000 SH SOLE 3,923,000 0 0 DYCOM INDS INC COM 267475101 10,160 688,810 SH SOLE 688,810 0 0 ENGLOBAL CORP COM 293306106 3,400 913,993 SH SOLE 913,993 0 0 ENSCO PLC SPONSORED ADR 29358Q109 42,394 794,198 SH SOLE 794,198 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 96,878 10,295,260 SH SOLE 10,295,260 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 4,500 644,662 SH SOLE 644,662 0 0 FIRST BANCSHARES INC MO COM 318687100 144 21,500 SH SOLE 21,500 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1,565 131,471 SH SOLE 131,471 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 397 141,680 SH SOLE 141,680 0 0 FOSTER WHEELER AG COM H27178104 15,879 460,000 SH SOLE 460,000 0 0 FURMANITE CORPORATION COM 361086101 1,122 162,400 SH SOLE 162,400 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 94,265 7,954,892 SH SOLE 7,954,892 0 0 HAWTHORN BANCSHARES INC COM 420476103 1,938 225,297 SH SOLE 225,297 0 0 HMN FINL INC COM 40424G108 730 259,741 SH SOLE 259,741 0 0 HORIZON BANCORP IND COM 440407104 2,202 82,779 SH SOLE 82,779 0 0 INNOSPEC INC COM 45768S105 61,376 3,008,651 SH SOLE 3,008,651 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 30,112 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 35,029 1,382,900 SH SOLE 1,382,900 0 0 JANUS CAP GROUP INC COM 47102X105 46,801 3,608,400 SH SOLE 3,608,400 0 0 LEGG MASON INC COM 524901105 36,252 999,500 SH SOLE 999,500 0 0 LOUISIANA PAC CORP COM 546347105 53,051 5,607,935 SH SOLE 5,607,935 0 0 LSB INDS INC COM 502160104 20,626 850,203 SH SOLE 850,203 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 63,829 9,223,850 SH SOLE 9,223,850 0 0 MASTEC INC COM 576323109 24,888 1,705,853 SH SOLE 1,705,853 0 0 MATERIAL SCIENCES CORP COM 576674105 2,726 425,928 SH SOLE 425,928 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 2,692 135,000 SH SOLE 135,000 0 0 MUTUALFIRST FINL INC COM 62845B104 2,758 296,578 SH SOLE 296,578 0 0 NORTHEAST BANCORP COM 663904100 782 50,703 SH SOLE 50,703 0 0 OM GROUP INC COM 670872100 52,765 1,370,169 SH SOLE 1,370,169 0 0 OMNOVA SOLUTIONS INC COM 682129101 7,533 901,026 SH SOLE 901,026 0 0 OWENS CORNING NEW COM 690742101 4,266 136,900 SH SOLE 136,900 0 0 PARKVALE FINL CORP COM 701492100 1,685 183,568 SH SOLE 183,568 0 0 PATRICK INDS INC COM 703343103 9,807 5,174,963 SH SOLE 5,174,963 0 0 PATRIOT COAL CORP COM 70336T104 3,874 200,000 SH SOLE 200,000 0 0 PEOPLES BANCORP N C INC COM 710577107 1,702 323,931 SH SOLE 323,931 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 53 79,915 SH SOLE 79,915 0 0 PREFORMED LINE PRODS CO COM 740444104 8,807 150,489 SH SOLE 150,489 0 0 PRINCETON NATL BANCORP INC COM 742282106 58 15,973 SH SOLE 15,973 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2,229 307,899 SH SOLE 307,899 0 0 SHILOH INDS INC COM 824543102 703 58,842 SH SOLE 58,842 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 262 236,058 SH SOLE 236,058 0 0 STATE STR CORP COM 857477103 945 20,400 SH SOLE 20,400 0 0 SYNALLOY CP DEL COM 871565107 198 16,304 SH SOLE 16,304 0 0 TPC GROUP INC COM 89236Y104 8,901 293,568 SH SOLE 293,568 0 0 TUTOR PERINI CORP COM 901109108 3,323 155,202 SH SOLE 155,202 0 0 WESTMORELAND COAL CO COM 960878106 10,206 854,761 SH SOLE 854,761 0 0 WILLBROS GROUP INC DEL COM 969203108 40,448 4,118,949 SH SOLE 4,118,949 0 0
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