-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HvNnyxIT/cth8fSOCq1lr1q2+m8cejGlQdxoIMqz3GwFmQhjUkWbuHp1Qci7rq/g Lyp8pECqKlYSL5lF+/0bng== 0000902664-10-003539.txt : 20101112 0000902664-10-003539.hdr.sgml : 20101111 20101112160436 ACCESSION NUMBER: 0000902664-10-003539 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 101186505 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p10-1802form13fhr.txt JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ------------------------ Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell - -------------------------------------------------- Address: 55 Railroad Avenue - -------------------------------------------------- Greenwich, Connecticut 06830 - -------------------------------------------------- - -------------------------------------------------- Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gendell - -------------------------------------------------- Title: - -------------------------------------------------- Phone: 203-769-2000 - -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 11/12/10 - ------------------------- ------------------- -------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 57 ------------- Form 13F Information Table Value Total: $955,092 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No.Form 13F File Number Name NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 - ------------------------------ ------------- --------- ---------- ---------- --------- ---------- --------------------------------- TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ------------- --------- ---------- ---------- --------- ---------- --------- ---------- ------ ---- AMERIANA BANCORP COM 023613102 809 204,872 SH SOLE 204,872 0 0 AMERON INTL INC COM 030710107 3,155 46,431 SH SOLE 46,431 0 0 BANK OF AMERICA CORPORATION COM 060505104 50,870 3,882,500 SH SOLE 3,882,500 0 0 BROADWIND ENERGY INC COM 11161T108 37,458 20,031,027 SH SOLE 20,031,027 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 28,076 987,199 SH SOLE 987,199 0 0 CAMCO FINL CORP COM 132618109 631 320,206 SH SOLE 320,206 0 0 CAPITAL BK CORP COM 139793103 192 115,875 SH SOLE 115,875 0 0 CENTRUE FINL CORP NEW COM 15643B106 461 277,761 SH SOLE 277,761 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 35,498 555,350 SH SOLE 555,350 0 0 COMMUNITY CENTRAL BANK CORP COM 20363J107 22 32,280 SH SOLE 32,280 0 0 CONSOL ENERGY INC COM 20854P109 42,889 1,160,411 SH SOLE 1,160,411 0 0 DYCOM INDS INC COM 267475101 18,709 1,872,731 SH SOLE 1,872,731 0 0 ENGLOBAL CORP COM 293306106 2,657 1,058,409 SH SOLE 1,058,409 0 0 ENSCO PLC SPONSORED ADR 29358Q109 48,340 1,080,700 SH SOLE 1,080,700 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 58,976 12,312,410 SH SOLE 12,312,410 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 4,061 634,455 SH SOLE 634,455 0 0 FIRST BANCSHARES INC MO COM 318687100 152 21,500 SH SOLE 21,500 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1,178 117,077 SH SOLE 117,077 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 340 141,680 SH SOLE 141,680 0 0 FOSTER WHEELER AG COM H27178104 32,574 1,331,729 SH SOLE 1,331,729 0 0 FURMANITE CORPORATION COM 361086101 1,512 309,753 SH SOLE 309,753 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 72,262 6,722,067 SH SOLE 6,722,067 0 0 HAWTHORN BANCSHARES INC COM 420476103 2,278 226,128 SH SOLE 226,128 0 0 HMN FINL INC COM 40424G108 821 259,741 SH SOLE 259,741 0 0 HORIZON BANCORP IND COM 440407104 2,021 90,818 SH SOLE 90,818 0 0 INNOSPEC INC COM 45768S105 52,201 3,427,537 SH SOLE 3,427,537 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 32,165 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 24,067 1,372,900 SH SOLE 1,372,900 0 0 JANUS CAP GROUP INC COM 47102X105 29,153 2,662,400 SH SOLE 2,662,400 0 0 LEGG MASON INC COM 524901105 42,222 1,393,000 SH SOLE 1,393,000 0 0 LOUISIANA PAC CORP COM 546347105 45,092 5,956,709 SH SOLE 5,956,709 0 0 LSB INDS INC COM 502160104 16,743 901,639 SH SOLE 901,639 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 55,968 7,950,050 SH SOLE 7,950,050 0 0 MASTEC INC COM 576323109 30,944 2,998,461 SH SOLE 2,998,461 0 0 MB FINANCIAL INC NEW COM 55264U108 832 51,300 SH SOLE 51,300 0 0 MUTUALFIRST FINL INC COM 62845B104 2,154 280,100 SH SOLE 280,100 0 0 NATIONAL OILWELL VARCO INC COM 637071101 16,009 360,000 SH SOLE 360,000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1,309 30,000 SH SOLE 30,000 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 1,498 183,800 SH SOLE 183,800 0 0 NORTHEAST BANCORP COM 663904100 2,101 175,070 SH SOLE 175,070 0 0 OM GROUP INC COM 670872100 41,956 1,392,947 SH SOLE 1,392,947 0 0 OMNOVA SOLUTIONS INC COM 682129101 7,491 1,041,917 SH SOLE 1,041,917 0 0 PARKVALE FINL CORP COM 701492100 747 121,492 SH SOLE 121,492 0 0 PATRICK INDS INC COM 703343103 11,023 5,174,963 SH SOLE 5,174,963 0 0 PEOPLES BANCORP N C INC COM 710577107 1,568 323,931 SH SOLE 323,931 0 0 PREFORMED LINE PRODS CO COM 740444104 1,306 37,456 SH SOLE 37,456 0 0 PRINCETON NATL BANCORP INC COM 742282106 121 25,568 SH SOLE 25,568 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 171 112,506 SH SOLE 112,506 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1,885 323,800 SH SOLE 323,800 0 0 SHILOH INDS INC COM 824543102 729 75,310 SH SOLE 75,310 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 413 236,058 SH SOLE 236,058 0 0 STATE STR CORP COM 857477103 29,465 782,400 SH SOLE 782,400 0 0 SYNALLOY CP DEL COM 871565107 441 51,851 SH SOLE 51,851 0 0 TIDEWATER INC COM 886423102 6,221 138,840 SH SOLE 138,840 0 0 TUTOR PERINI CORP COM 901109108 10,978 546,437 SH SOLE 546,437 0 0 WESTMORELAND COAL CO COM 960878106 9,754 989,200 SH SOLE 989,200 0 0 WILLBROS GROUP INC DEL COM 969203108 32,423 3,535,809 SH SOLE 3,535,809 0 0
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