-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HSq4U3QNNsqNPTg81xgmfsT3zyeuksybGUzLqaDTBfzR3ZRhztEPiaZWIFn/6hmS 1TMeSzgjdriVEpw5X/l3MA== 0001140361-11-009439.txt : 20110215 0001140361-11-009439.hdr.sgml : 20110215 20110214183327 ACCESSION NUMBER: 0001140361-11-009439 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 11609218 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street Suite 410 San Francisco, CA 94104 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: 415-288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 2/14/2011 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: $ 1,302,099 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ACACIA RESEARCH CORP COM 003881307 11881 458000 SH SOLE 458000 0 0 ACORDA THERAPEUTICS INC COM 00484M106 409 15000 SH SOLE 15000 0 0 ACTUATE CORP COM 00508B102 6457 1132832 SH SOLE 1132832 0 0 AETNA INC COM 00817Y108 24408 800000 SH SOLE 800000 0 0 ALERE INC COM 01449J105 4575 125000 SH SOLE 125000 0 0 ALKERMES INC COM 01642T108 6134 499500 SH SOLE 499500 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 6949 475000 SH SOLE 475000 0 0 ARBOR REALTY TRUST INC COM 038923108 5087 853494 SH SOLE 853494 0 0 ARTHROCARE CORP COM 043136100 3106 100000 SH SOLE 100000 0 0 ASHLAND INC COM 044209104 10681 210000 SH SOLE 210000 0 0 ASPEN TECHNOLOGY INC COM 045327103 11455 902000 SH SOLE 902000 0 0 BIG LOTS INC - FMLY CONSOLIDAT COM 089302103 4569 150000 SH SOLE 150000 0 0 BODY CENTRAL CORP COM 09689U102 3567 250000 SH SOLE 250000 0 0 CAMPUS CREST COMMUNITIES INC COM 13466Y105 9393 670000 SH SOLE 670000 0 0 CANADIAN NATURAL RESOURCES INC COM 136385101 6663 150000 SH SOLE 150000 0 0 CAREFUSION CORP COM 14170T101 6425 250000 SH SOLE 250000 0 0 CHICO'S FAS INC COM 168615102 12030 1000000 SH SOLE 1000000 0 0 CIMAREX ENERGY CO COM 171798101 6640 75000 SH SOLE 75000 0 0 CLARUS CORP COM 182707109 1319 166740 SH SOLE 166740 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 30199 1300000 SH SOLE 1300000 0 0 COMCAST CORP CLASS A SPECIAL COM 20030N200 14567 700000 SH SOLE 700000 0 0 CONSOL ENERGY INC COM 20854P109 9504 195000 SH SOLE 195000 0 0 COPART INC COM 217204106 13072 350000 SH SOLE 350000 0 0 COSTCO WHOLESALE CORP COM 22160K105 9026 125000 SH SOLE 125000 0 0 COVENTRY HEALTH CARE INC COM 222862104 14520 550000 SH SOLE 550000 0 0 COVIDIEN PLC CO COM G2554F105 13698 300000 SH SOLE 300000 0 0 CROCS INC COM 227046109 11556 675000 SH SOLE 675000 0 0 DANA HOLDING CORP COM 235825205 5163 300000 SH SOLE 300000 0 0 DINEEQUITY INC COM 254423106 3703 75000 SH SOLE 75000 0 0 DYNEX CAPITAL INC COM 26817Q506 2184 200000 SH SOLE 200000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1431 100000 SH SOLE 100000 0 0 EXACT SCIENCES CORP COM 30063P105 3588 600000 SH SOLE 600000 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 1196 200000 SH SOLE 200000 0 0 EXAMWORKS GROUP INC COM 30066A105 4620 250000 SH SOLE 250000 0 0 FIFTH STREET FINANCE CORP COM 31678A103 4098 337600 SH SOLE 337600 0 0 FIRST CALIFORNIA FINANCIAL GRO COM 319395109 3074 1097762 SH SOLE 1097762 0 0 FIRST REPUBLIC BANK/SAN FRANCI COM 33616C100 8736 300000 SH SOLE 300000 0 0 FOREST OIL CORP COM 346091705 8353 220000 SH SOLE 220000 0 0 FRESH MARKET INC COM 35804H106 5768 140000 SH SOLE 140000 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 973 100000 SH SOLE 100000 0 0 G-III APPAREL GROUP LTD CO COM 36237H101 5272 150000 SH SOLE 150000 0 0 GAMESTOP CORP - FORMERLY GM CO COM 36467W109 9724 425000 SH SOLE 425000 0 0 GAYLORD ENTERTAINMENT CO COM 367905106 3594 100000 SH SOLE 100000 0 0 GENERAL MOTORS CORP COM 37045V100 7372 200000 SH SOLE 200000 0 0 GEORESOURCES INC COM 372476101 1666 75000 SH SOLE 75000 0 0 GILEAD SCIENCES INC COM 375558103 5436 150000 SH SOLE 150000 0 0 GLOBAL INDUSTRIES LTD CO COM 379336100 3465 500000 SH SOLE 500000 0 0 GUESS? INC COM 401617105 11830 250000 SH SOLE 250000 0 0 HCP INC COM 40414L109 2759 75000 SH SOLE 75000 0 0 HEALTH NET INC-FORMERLY FOUNDA COM 42222G108 1364 50000 SH SOLE 50000 0 0 HILLTOP HOLDINGS INC COM 432748101 2738 276000 SH SOLE 276000 0 0 HOT TOPIC INC COM 441339108 5502 875000 SH SOLE 875000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 15114 2200000 SH SOLE 2200000 0 0 IMMUCOR INC COM 452526106 3966 200000 SH SOLE 200000 0 0 KAISER FEDERAL FINANCIAL GROUP COM 483056107 1737 150000 SH SOLE 150000 0 0 KAR AUCTION SERVICES INC COM 48238T109 2070 150000 SH SOLE 150000 0 0 KINDRED HEALTHCARE INC COM 494580103 207 11250 SH SOLE 11250 0 0 KOHLS CORP COM 500255104 17660 325000 SH SOLE 325000 0 0 KRONOS WORLDWIDE INC COM 50105F105 13809 325000 SH SOLE 325000 0 0 LAS VEGAS SANDS CORP COM 517834107 4595 100000 SH SOLE 100000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- LINCOLN NATIONAL CORP COM 534187109 13905 500000 SH SOLE 500000 0 0 LYONDELLBASELL INDUSTRIES NV C COM N53745100 8600 250000 SH SOLE 250000 0 0 MAXIMUS INC COM 577933104 12949 197456 SH SOLE 197456 0 0 MCKESSON CORP COM 58155Q103 7038 100000 SH SOLE 100000 0 0 MDC PARTNERS INC COM 552697104 6044 350000 SH SOLE 350000 0 0 MOVE INC COM 62458M108 2017 785000 SH SOLE 785000 0 0 MURPHY OIL CORP COM 626717102 3727 50000 SH SOLE 50000 0 0 NAVISTAR INTL CORP COM 63934E108 17952 310000 SH SOLE 310000 0 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 4333 935954 SH SOLE 935954 0 0 NEW YORK & CO INC COM 649295102 4221 955000 SH SOLE 955000 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 129 18500 SH SOLE 18500 0 0 NEW YORK MORTGAGE TRUST INC - COM 649604501 863 124000 SH SOLE 124000 0 0 NORTHWEST BANCSHARES INC COM 667340103 5111 434000 SH SOLE 434000 0 0 NUTRISYSTEM INC COM 67069D108 5783 275000 SH SOLE 275000 0 0 O'REILLY AUTOMOTIVE INC COM 686091109 9063 150000 SH SOLE 150000 0 0 PACKAGING CORP OF AMERICA CO COM 695156109 5814 225000 SH SOLE 225000 0 0 PFIZER INC COM 717081103 26265 1500000 SH SOLE 1500000 0 0 PLAYBOY ENTERPRISES INC COM 728117300 1827 350000 SH SOLE 350000 0 0 POWER-ONE INC COM 73930R102 1020 100000 SH SOLE 100000 0 0 PRGX GLOBAL INC-FORMERLY PRG S COM 69357C503 12708 2007537 SH SOLE 2007537 0 0 REHABCARE GROUP INC COM 759148109 4740 200000 SH SOLE 200000 0 0 SABRA HEALTHCARE REIT INC COM 78573L106 6808 370004 SH SOLE 370004 0 0 SMURFIT-STONE CONTAINER CORP COM 83272A104 5760 225000 SH SOLE 225000 0 0 SODASTREAM INTERNATIONAL LTD C COM M9068E105 1579 50000 SH SOLE 50000 0 0 SPDR GOLD TRUST COM 78463V107 10404 75000 SH SOLE 75000 0 0 STATE STREET CORP COM 857477103 6951 150000 SH SOLE 150000 0 0 SUN HEALTHCARE GROUP INC COM 86677E100 6330 500004 SH SOLE 500004 0 0 SYNERON MEDICAL INC LTD COM M87245102 1019 100000 SH SOLE 100000 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 13798 1125000 SH SOLE 1125000 0 0 TELETECH HOLDINGS INC COM 879939106 10604 515000 SH SOLE 515000 0 0 TEMPLE-ISLAND INC COM 879868107 2124 100000 SH SOLE 100000 0 0 TITAN INTL INC - FORMERLY TIT COM 88830M102 4885 250000 SH SOLE 250000 0 0 TRIANGLE PETROLEUM CORP COM 89600B201 3900 600000 SH SOLE 600000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1805 50000 SH SOLE 50000 0 0 UROPLASTY INC COM 917277204 2015 500000 SH SOLE 500000 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 4351 134500 SH SOLE 134500 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 7041 248900 SH SOLE 248900 0 0 WALGREEN CO COM 931422109 7792 200000 SH SOLE 200000 0 0 WELLPOINT INC COM 94973V107 9666 170000 SH SOLE 170000 0 0 WEYERHAEUSER CO COM 962166104 3218 170000 SH SOLE 170000 0 0 XINYUAN REAL ESTATE CO COM 98417P105 657 250000 SH SOLE 250000 0 0 CHINA HYDROELECTRONIC WTS 01/2 WT G2112E145 56 187500 SH SOLE 187500 0 0 AFFYMETRIX INC 3.5% PFD 00826TAG3 5779 5920000 PRN SOLE 5920000 0 0 ALCATEL-LUCENT 2.875% CONVERTS PFD 549463AH0 7078 7500000 PRN SOLE 7500000 0 0 AMYLIN PHARMACEUTICALS PFD 032346AD0 6982 7000000 PRN SOLE 7000000 0 0 AVATAR HOLDINGS 4.5% CONVERTS PFD 053494AF7 17809 17765000 PRN SOLE 17765000 0 0 CADENCE DESIGN 1.375% CONVERTS PFD 127387AD0 11936 12164000 PRN SOLE 12164000 0 0 CAPITALSOURCE INC PFD 14055XAG7 2558 2502000 PRN SOLE 2502000 0 0 CBIZ 3.125% CONVERTS PFD 124805AB8 11342 11370000 PRN SOLE 11370000 0 0 CHARMING SHOPPES 1.125% CONVER PFD 161133AE3 6392 7655000 PRN SOLE 7655000 0 0 CONMED CORP 2.5% CONVERTS PFD 207410AD3 12370 12417000 PRN SOLE 12417000 0 0 EURONET WORLDWIDE 3.5% CONVERT PFD 298736AF6 8642 8740000 PRN SOLE 8740000 0 0 INSULET CORP 5.375% CONVERTS PFD 45784PAA9 4711 4450000 PRN SOLE 4450000 0 0 KEMET CORP 2.25% CONVERTS PFD 488360AB4 1982 2000000 PRN SOLE 2000000 0 0 LINCARE HOLDINGS 2.75% CONVERT PFD 532791AE0 7129 6540000 PRN SOLE 6540000 0 0 LIONS GATE ENTERTAINMENT PFD 535919AG9 12979 13432000 PRN SOLE 13432000 0 0 MENTOR GRAPHICS 6.25% CONVERTS PFD 587200AF3 15450 15000000 PRN SOLE 15000000 0 0 NETWORK EQUIPMENT TECHNOLOGIES PFD 641208AC7 6766 7800000 PRN SOLE 7800000 0 0 NII HOLDINGS 3.125% CONVERTS PFD 62913FAJ1 2453 2500000 PRN SOLE 2500000 0 0 PANTRY INC 3% CONVERTS PFD 698657AL7 19592 20224000 PRN SOLE 20224000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- PLAYBOY 3% CONVERTS PFD 728117AB8 10058 10369000 PRN SOLE 10369000 0 0 POWERWAVE TECHNOLOGIES 1.875% PFD 739363AD1 13331 13500000 PRN SOLE 13500000 0 0 SAFEGUARD SCIENTIFICS 10.125% PFD 786449AH1 23715 17966000 PRN SOLE 17966000 0 0 SAFEGUARD SCIENTIFICS 2.625% C PFD 786449AG3 367 370000 PRN SOLE 370000 0 0 STANDARD PACIFIC 6% CONVERTS PFD 853763AA8 9292 9000000 PRN SOLE 9000000 0 0 VERIFONE HOLDING 1.375% CONVER PFD 92342YAB5 23468 21755000 PRN SOLE 21755000 0 0 AMAZON.COM INC PUT 023135106 9000 50000 SH PUT SOLE 50000 0 0 AMERICAN INTL GRP INC PUT 026874784 4826 100000 SH PUT SOLE 100000 0 0 F5 NETWORKS INC PUT 315616102 6508 50000 SH PUT SOLE 50000 0 0 LORILLARD INC PUT 544147101 32824 400000 SH PUT SOLE 400000 0 0 MARTIN MARIETTA MATERIALS INC PUT 573284106 9224 100000 SH PUT SOLE 100000 0 0 NETFLIX INC PUT 64110L106 12299 70000 SH PUT SOLE 70000 0 0 SPDR S&P 500 DEPOSITORY RECEIPTS PUT 78462F103 75450 600000 SH PUT SOLE 600000 0 0 SPDR S&P 500 DEPOSITORY RECEIPTS PUT 78462F103 50300 400000 SH PUT SOLE 400000 0 0 SPDR S&P 500 DEPOSITORY RECEIPTS PUT 78462F103 75450 600000 SH PUT SOLE 600000 0 0 CISCO SYSTEMS INC CALL 17275R102 14161 700000 SH CALL SOLE 700000 0 0 JP MORGAN CHASE AND CO CALL 46625H100 25452 600000 SH CALL SOLE 600000 0 0 MASSEY ENERGY CO CALL 576206106 10730 200000 SH CALL SOLE 200000 0 0 SPDR S&P 500 DEPOSITORY RECEIPTS CALL 78462F103 37725 300000 SH CALL SOLE 300000 0 0 ZORAN CORP CALL 98975F101 440 50000 SH CALL SOLE 50000 0 0
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