0001140361-12-007942.txt : 20120214 0001140361-12-007942.hdr.sgml : 20120214 20120214142926 ACCESSION NUMBER: 0001140361-12-007942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 12607845 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street Suite 4100 San Francisco, CA 94104 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: (415) 288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 2/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $ 577,268 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ACACIA RESEARCH CORP COM 003881307 9785 268000 SH SOLE 268000 0 0 AFFYMETRIX 3.500% CONV 00826TAG3 7836 7935000 PRN SOLE 7935000 0 0 ALBANY INTL 2.250% CV CONV 012348AC2 8475 9089000 PRN SOLE 9089000 0 0 ALCATEL LUCENT 2.875% CV CONV 549463AH0 10585 12063000 PRN SOLE 12063000 0 0 AMARIN CORP COM 023111206 1498 200000 SH CALL SOLE 200000 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 7110 465000 SH SOLE 465000 0 0 ARBOR REALTY TRUST INC COM 038923108 3004 853494 SH SOLE 853494 0 0 AVATAR HOLDINGS 7.500% CV CONV 053494AG5 20355 22617000 PRN SOLE 22617000 0 0 AVON PRODUCTS INC COM 054303102 8735 500000 SH CALL SOLE 500000 0 0 BODY CENTRAL CORP COM 09689U102 3245 130000 SH SOLE 130000 0 0 BRINKER INTL INC COM 109641100 2676 100000 SH SOLE 100000 0 0 CEPHEID INC COM 15670R107 1032 30000 SH SOLE 30000 0 0 CHINA HYDROELECTRIC WTS $1.20 WT G2112E145 8 187500 SH SOLE 187500 0 0 CITIGROUP INC COM 172967424 3947 150000 SH CALL SOLE 150000 0 0 COMERICA WARRANTS - CW18 EXP 1 WT 200340115 480 89300 SH SOLE 89300 0 0 CROCS INC COM 227046109 13293 900000 SH SOLE 900000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 7924 200000 SH SOLE 200000 0 0 CYTEC INDUSTRIES INC COM 232820100 8930 200000 SH SOLE 200000 0 0 DECKERS OUTDOOR CORP COM 243537107 7557 100000 SH CALL SOLE 100000 0 0 DENDREON CORP COM 24823Q107 4560 600000 SH SOLE 600000 0 0 ENERGY XXI BERMUDA LTD COM G10082140 6376 200000 SH SOLE 200000 0 0 EURONET WORLDWIDE 3.500% CV CONV 298736AF6 17563 17740000 PRN SOLE 17740000 0 0 EXACT SCIENCES CORP COM 30063P105 5075 625000 SH SOLE 625000 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 812 100000 SH SOLE 100000 0 0 FIFTH THIRD BANCORP CO COM 316773100 6360 500000 SH SOLE 500000 0 0 FIRST CALIFORNIA FINANCIAL GRO COM 319395109 3439 1055000 SH SOLE 1055000 0 0 FIRST REPUBLIC BANK/SAN FRANCI COM 33616C100 1020 33333 SH SOLE 33333 0 0 FOOT LOCKER INC COM 344849104 9598 402600 SH SOLE 402600 0 0 GENERAL ELECTRIC CO COM 369604103 5373 300000 SH CALL SOLE 300000 0 0 GEN-PROBE INC COM 36866T103 3547 60000 SH SOLE 60000 0 0 GILEAD SCIENCES INC COM 375558103 16372 400000 SH SOLE 400000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 9043 100000 SH CALL SOLE 100000 0 0 GREENBRIER 2.375% CV CONV 393657AD3 5796 5983000 PRN SOLE 5983000 0 0 HALLIBURTON CO COM 406216101 7765 225000 SH SOLE 225000 0 0 HEALTHSTREAM INC COM 42222N103 1891 102500 SH SOLE 102500 0 0 HERCULES OFFSHORE LLC 3.375% C CONV 427093AD1 7170 8000000 PRN SOLE 8000000 0 0 HOLOGIC INC 2.000% CV CONV 436440AA9 7630 8000000 PRN SOLE 8000000 0 0 HORNBECK OFFSHORE SERVICES INC COM 440543106 3102 100000 SH SOLE 100000 0 0 HOT TOPIC INC COM 441339108 6610 1000000 SH SOLE 1000000 0 0 HYPERDYNAMICS CORP COM 448954107 1225 500000 SH CALL SOLE 500000 0 0 ICONIX BRAND GROUP 1.875% CV CONV 451055AB3 7464 7578000 PRN SOLE 7578000 0 0 INNOSPEC INC COM 45768S105 10801 384784 SH SOLE 384784 0 0 JC PENNEY CO INC COM 708160106 3515 100000 SH CALL SOLE 100000 0 0 JP MORGAN CHASE AND CO COM 46625H100 6650 200000 SH CALL SOLE 200000 0 0 KIRKLAND'S INC COM 497498105 4622 347500 SH SOLE 347500 0 0 LIONS GATE ENTERTAINMENT 3.625 CONV 535919AG9 14111 14182000 PRN SOLE 14182000 0 0 MAGNUM HUNTER RESOURCES COM 55973B102 1617 300000 SH SOLE 300000 0 0 MAXIMUS INC COM 577933104 414 10000 SH SOLE 10000 0 0 MCMORAN EXPLORATION CO COM 582411104 1455 100000 SH PUT SOLE 100000 0 0 MEDIVATION INC COM 58501N101 4473 97000 SH SOLE 97000 0 0 MEDNAX INC - FORMERLY PEDIATRI COM 58502B106 7201 100000 SH SOLE 100000 0 0 MICHAEL KORS HOLDINGS LTD COM G60754101 2044 75000 SH SOLE 75000 0 0 MITEK SYSTEMS INC - 144A COM 606710200 3007 414823 SH SOLE 414823 0 0 MOTOROLA SOLUTIONS INC COM 620076307 15044 325000 SH SOLE 325000 0 0 NEKTAR THERAPEUTICS 3.250% CV CONV 640268AH1 9488 9500000 PRN SOLE 9500000 0 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 1102 949718 SH SOLE 949718 0 0 NETWORK EQUIPMENT TECHNOLOGIES CONV 641208AC7 5714 7800000 PRN SOLE 7800000 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 133 18500 SH SOLE 18500 0 0 NOBLE CORP COM H5833N103 3022 100000 SH SOLE 100000 0 0 NUTRISYSTEM INC COM 67069D108 6918 535000 SH SOLE 535000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- OASIS PETROLEUM INC COM 674215108 5818 200000 SH SOLE 200000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 7691 175000 SH SOLE 175000 0 0 PANTRY 3.000% CV CONV 698657AL7 19708 20162000 PRN SOLE 20162000 0 0 PFIZER INC COM 717081103 541 25000 SH SOLE 25000 0 0 PILGRIM'S PRIDE CORP COM 72147K108 2016 350000 SH SOLE 350000 0 0 PRGX GLOBAL INC-FORMERLY PRG S COM 69357C503 11945 2007537 SH SOLE 2007537 0 0 RPX CORP COM 74972G103 737 58292 SH SOLE 58292 0 0 SANDRIDGE ENERGY INC COM 80007P307 2448 300000 SH SOLE 300000 0 0 SERVICE CORP INTL CO COM 817565104 3728 350000 SH SOLE 350000 0 0 SPDR GOLD TRUST COM 78463V107 22799 150000 SH CALL SOLE 150000 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 31375 250000 SH PUT SOLE 250000 0 0 STANDARD PACIFIC 6.000% CV CONV 853763AA8 10313 10000000 PRN SOLE 10000000 0 0 STEWART ENTERPRISES INC CLASS COM 860370105 1728 300000 SH SOLE 300000 0 0 SYNERON MEDICAL INC LTD COM M87245102 3598 325000 SH SOLE 325000 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 15447 1140000 SH SOLE 1140000 0 0 TELETECH HOLDINGS INC COM 879939106 14694 907067 SH SOLE 907067 0 0 TEMPUR-PEDIC INTL INC COM 88023U101 5253 100000 SH CALL SOLE 100000 0 0 TIVO INC COM 888706108 4485 500000 SH SOLE 500000 0 0 TIVO INC COM 888706108 1794 200000 SH CALL SOLE 200000 0 0 UNITEK GLOBAL SERVICES INC COM 91324T302 1542 340400 SH SOLE 340400 0 0 VERIFONE HOLDINGS 1.375% CV CONV 92342YAB5 13843 13505000 PRN SOLE 13505000 0 0 VERIFONE SYSTEMS INC COM 92342Y109 7104 200000 SH SOLE 200000 0 0 VF CORP COM 918204108 6984 55000 SH SOLE 55000 0 0 VISTEON CORP COM 92839U206 5993 120000 SH SOLE 120000 0 0 WHITESTONE REIT B CO COM 966084204 5950 500000 SH SOLE 500000 0 0 WI-LAN INC COM 928972108 4137 720745 SH SOLE 720745 0 0