-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lky1bePEzqcyT96p46BGVJoi5JQR4xeNq83IXh1rGm7AmnT8gsuuPb+3Cv02LJQj LoAdSKO2QzfcTm+KeVtA7A== 0001140361-10-042123.txt : 20101025 0001140361-10-042123.hdr.sgml : 20101025 20101025121150 ACCESSION NUMBER: 0001140361-10-042123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101025 DATE AS OF CHANGE: 20101025 EFFECTIVENESS DATE: 20101025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 101139326 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomgery Street Suite 410 San Francisco, CA 94104 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: (415) 288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 10/25/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $ 101,878,536 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- 99 CENTS ONLY STORES CO COM 65440K106 16520 875000 SH SOLE 875000 0 0 ACACIA RESEARCH CORP COM 003881307 12021 683000 SH SOLE 683000 0 0 ACTUATE CORP COM 00508B102 5834 1132832 SH SOLE 1132832 0 0 AETNA INC COM 00817Y108 25288 800000 SH SOLE 800000 0 0 ALBEMARLE CORP COM 012653101 6085 130000 SH SOLE 130000 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 5984 400000 SH SOLE 400000 0 0 ANIXTER INTL INC COM 035290105 5399 100000 SH SOLE 100000 0 0 APACHE CORP COM 037411105 1701 17400 SH SOLE 17400 0 0 ARBOR REALTY TRUST INC COM 038923108 3730 740052 SH SOLE 740052 0 0 ARCH COAL INC COM 039380100 5342 200000 SH SOLE 200000 0 0 ARTHROCARE CORP COM 043136100 2691 99000 SH SOLE 99000 0 0 ASHLAND INC COM 044209104 8535 175000 SH SOLE 175000 0 0 ASPEN TECHNOLOGY INC COM 045327103 9354 902000 SH SOLE 902000 0 0 AUTOZONE INC COM 053332102 11445 50000 SH SOLE 50000 0 0 BRIDGEPOINT EDUCATION INC COM 10807M105 1469 95000 SH SOLE 95000 0 0 CAREFUSION CORP COM 14170T101 3229 130000 SH SOLE 130000 0 0 CARTER INC COM 146229109 1316 50000 SH SOLE 50000 0 0 CASH AMERICA INTL INC COM 14754D100 3500 100000 SH SOLE 100000 0 0 CELGENE CORP COM 151020104 2016 35000 SH SOLE 35000 0 0 CHARMING SHOPPES INC COM 161133103 5632 1600000 SH SOLE 1600000 0 0 CHICO'S FAS INC COM 168615102 10520 1000000 SH SOLE 1000000 0 0 CLARUS CORP COM 182707109 1092 166740 SH SOLE 166740 0 0 COMCAST CORP CLASS A SPECIAL COM 20030N200 12712 747300 SH SOLE 747300 0 0 COPART INC COM 217204106 6594 200000 SH SOLE 200000 0 0 COSTCO WHOLESALE CORP COM 22160K105 11286 175000 SH SOLE 175000 0 0 COVANTA HOLDING CORP COM 22282E102 1575 100000 SH SOLE 100000 0 0 COVENTRY HEALTH CARE INC COM 222862104 16147 750000 SH SOLE 750000 0 0 COVIDIEN PLC COM G2554F105 2009 50000 SH SOLE 50000 0 0 CROCS INC COM 227046109 13000 1000000 SH SOLE 1000000 0 0 D.R. HORTON INC COM 23331A109 1668 150000 SH SOLE 150000 0 0 DINEEQUITY INC COM 254423106 2924 65000 SH SOLE 65000 0 0 DYNEX CAPITAL INC COM 26817Q506 2156 200000 SH SOLE 200000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 158 13100 SH SOLE 13100 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 4706 650000 SH SOLE 650000 0 0 FIFTH STREET FINANCE CORP COM 31678A103 3761 337600 SH SOLE 337600 0 0 FIRST CALIFORNIA FINANCIAL GRO COM 319395109 2690 1097762 SH SOLE 1097762 0 0 FIRST COMMONWEALTH FINANCIAL C COM 319829107 2452 450000 SH SOLE 450000 0 0 FOOT LOCKER INC COM 344849104 10897 750000 SH SOLE 750000 0 0 FRANKLIN RESOURCES INC COM 354613101 4276 40000 SH SOLE 40000 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 817 100000 SH SOLE 100000 0 0 GEORESOURCES INC COM 372476101 4770 300000 SH SOLE 300000 0 0 GILEAD SCIENCES INC COM 375558103 4451 125000 SH SOLE 125000 0 0 GLOBAL INDUSTRIES LTD CO COM 379336100 4275 781500 SH SOLE 781500 0 0 HALLIBURTON CO COM 406216101 9921 300000 SH SOLE 300000 0 0 HASBRO INC COM 418056107 3285 73799 SH SOLE 73799 0 0 HEALTH NET INC-FORMERLY FOUNDA COM 42222G108 2039 75000 SH SOLE 75000 0 0 HEALTHSOUTH CORP COM 421924309 1440 75000 SH SOLE 75000 0 0 HELEN OF TROY LTD CO COM G4388N106 8851 350000 SH SOLE 350000 0 0 HILLTOP HOLDINGS INC COM 432748101 2644 276000 SH SOLE 276000 0 0 HOT TOPIC INC COM 441339108 1797 300000 SH SOLE 300000 0 0 IMMUCOR INC COM 452526106 3966 200000 SH SOLE 200000 0 0 INGRAM MICRO INC COM 457153104 2107 125000 SH SOLE 125000 0 0 INTERMUNE INC COM 45884X103 5107 375000 SH SOLE 375000 0 0 IRON MOUNTAIN INC COM 462846106 6143 275000 SH SOLE 275000 0 0 JAMBA INC COM 47023A101 1314 600000 SH SOLE 600000 0 0 KAR AUCTION SERVICES INC COM 48238T109 5792 459317 SH SOLE 459317 0 0 LENDER PROCESSING SERVICES COM 52602E102 6646 200000 SH SOLE 200000 0 0 LIBERTY ACQUISITION HLDS CORP COM 53015Y107 8849 860000 SH SOLE 860000 0 0 MASTERCARD INC - CLASS A COM 57636Q104 5600 25000 SH SOLE 25000 0 0 MAXIMUS INC COM 577933104 14607 237209 SH SOLE 237209 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- MCDERMOTT INTL INC COM 580037109 7020 475000 SH SOLE 475000 0 0 MDC PARTNERS INC COM 552697104 4686 350000 SH SOLE 350000 0 0 MFA FINANCIAL INC COM 55272X102 4578 600000 SH SOLE 600000 0 0 MGIC INVESTMENT CORP COM 552848103 4615 500000 SH SOLE 500000 0 0 MOVE INC COM 62458M108 3336 1496000 SH SOLE 1496000 0 0 MURPHY OIL CORP COM 626717102 12384 200000 SH SOLE 200000 0 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 3160 915954 SH SOLE 915954 0 0 NEW YORK & CO INC COM 649295102 2056 800000 SH SOLE 800000 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 116 18500 SH SOLE 18500 0 0 NEW YORK MORTGAGE TRUST INC - COM 649604501 1999 319265 SH SOLE 319265 0 0 NEWFIELD EXPLORATION CO COM 651290108 3446 60000 SH SOLE 60000 0 0 NORTHWEST BANCSHARES INC COM 667340103 7826 700000 SH SOLE 700000 0 0 NUTRISYSTEM INC COM 67069D108 4027 209300 SH SOLE 209300 0 0 O'REILLY AUTOMOTIVE INC COM 686091109 10640 200000 SH SOLE 200000 0 0 ORION MARINE GROUP INC COM 68628V308 4964 400000 SH SOLE 400000 0 0 PFIZER INC COM 717081103 18887 1100000 SH SOLE 1100000 0 0 PHARMACYCLICS INC COM 716933106 485 60000 SH SOLE 60000 0 0 PLAYBOY ENTERPRISES INC COM 728117300 1799 350000 SH SOLE 350000 0 0 POWER-ONE INC COM 73930R102 4545 500000 SH SOLE 500000 0 0 PRGX GLOBAL INC-FORMERLY PRG S COM 69357C503 11383 2007537 SH SOLE 2007537 0 0 PRIDE INTL INC COM 74153Q102 8829 300000 SH SOLE 300000 0 0 PROSHARES ULTRA 20+ YEAR TREAS COM 74347R172 2454 25000 SH SOLE 25000 0 0 PROSHARES ULTRASHORT LEHMAN 20 COM 74347R297 6250 200000 SH SOLE 200000 0 0 REHABCARE GROUP INC COM 759148109 2527 125000 SH SOLE 125000 0 0 RENT-A-CENTER INC COM 76009N100 6714 300000 SH SOLE 300000 0 0 REWARDS NETWORK INC COM 761557206 1435 99998 SH SOLE 99998 0 0 SANDRIDGE ENERGY INC COM 80007P307 5069 892500 SH SOLE 892500 0 0 SMURFIT-STONE CONTAINER CORP COM 83272A104 3588 195300 SH SOLE 195300 0 0 SOUTHWESTERN ENERGY CO COM 845467109 15048 450000 SH SOLE 450000 0 0 STEIN MART INC COM 858375108 883 100000 SH SOLE 100000 0 0 SUN HEALTHCARE GROUP INC COM 866933401 9317 1100000 SH SOLE 1100000 0 0 TD AMERITRADE HOLDING CORP COM 87236Y108 4845 300000 SH SOLE 300000 0 0 TECH DATA CORP COM 878237106 6649 165000 SH SOLE 165000 0 0 TELETECH HOLDINGS INC COM 879939106 4370 294483 SH SOLE 294483 0 0 THE BUCKLE INC COM 118440106 1858 70000 SH SOLE 70000 0 0 THE CHILDRENS PLACE RETAIL STO COM 168905107 9754 200000 SH SOLE 200000 0 0 TITAN INTL INC - FORMERLY TIT COM 88830M102 5089 375000 SH SOLE 375000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3511 100000 SH SOLE 100000 0 0 WELLPOINT INC COM 94973V107 9629 170000 SH SOLE 170000 0 0 WEYERHAEUSER CO COM 962166104 7092 450000 SH SOLE 450000 0 0 WMS INDUSTRIES INC COM 929297109 2855 75000 SH SOLE 75000 0 0 WR GRACE AND CO COM 38388F108 5169 185000 SH SOLE 185000 0 0 XINYUAN REAL ESTATE CO COM 98417P105 369 150000 SH SOLE 150000 0 0 XL CAPITAL LTD CO CL A COM G98255105 8664 400000 SH SOLE 400000 0 0 ZOLL MEDICAL CORP COM 989922109 1613 50000 SH SOLE 50000 0 0 CHINA HYDROELECTRONIC WTS 01/2 WT G2112E145 98 187500 SH SOLE 187500 0 0 AFFYMETRIX INC 3.5% PFD 00826TAG3 5550 5920000 PRN SOLE 5920000 0 0 AVATAR HOLDINGS 4.5% CONVERTS PFD 053494AF7 17809 17765000 PRN SOLE 17765000 0 0 CADENCE DESIGN 1.375% CONVERTS PFD 127387AD0 11936 12164000 PRN SOLE 12164000 0 0 CBIZ 3.125% CONVERTS PFD 124805AB8 4987 5000000 PRN SOLE 5000000 0 0 CHARMING SHOPPES 1.125% CONVER PFD 161133AE3 6325 7655000 PRN SOLE 7655000 0 0 CONMED CORP 2.5% CONVERTS PFD 207410AD3 12200 12417000 PRN SOLE 12417000 0 0 COVANTA HOLDINGS 1% CONVERTS PFD 22282EAA0 1932 2000000 PRN SOLE 2000000 0 0 CSG SYSTEMS INTL 2.5% CONVERTS PFD 126349AB5 1485 1500000 PRN SOLE 1500000 0 0 EURONET WORLDWIDE 3.5% CONVERT PFD 298736AF6 9509 9740000 PRN SOLE 9740000 0 0 INSULET CORP 5.375% CONVERTS PFD 45784PAA9 3437 3450000 PRN SOLE 3450000 0 0 INTERMUNE INC .25% CONVERTS PFD 45884XAC7 7736 7650000 PRN SOLE 7650000 0 0 LINCARE HOLDINGS 2.75% CONVERT PFD 532791AE0 6998 6540000 PRN SOLE 6540000 0 0 MERCER INTL INC 8.5% CONVERTS PFD 588056AG6 647 650000 PRN SOLE 650000 0 0 NETWORK EQUIPMENT TECHNOLOGIES PFD 641208AC7 4000 5000000 PRN SOLE 5000000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- NEWPORT CORP 2.5% CONVERTS PFD 651824AB0 11510 11775000 PRN SOLE 11775000 0 0 NII HOLDINGS 3.125% CONVERTS PFD 62913FAJ1 2425 2500000 PRN SOLE 2500000 0 0 PANTRY 3% CONVERTS PFD 698657AL7 16196 16981000 PRN SOLE 16981000 0 0 PLAYBOY 3% CONVERTS PFD 728117AB8 5154 5369000 PRN SOLE 5369000 0 0 POWERWAVE TECHNOLOGIES 1.875% PFD 739363AD1 7600 8000000 PRN SOLE 8000000 0 0 SAFEGUARD SCIENTIFICS 2.625% C PFD 786449AG3 364 370000 PRN SOLE 370000 0 0 STANDARD PACIFIC 6% CONVERTS PFD 853763AA8 9079 9000000 PRN SOLE 9000000 0 0 SUPERIOR ENERGY SERVICES 1.5% PFD 78412FAH7 8719 9000000 PRN SOLE 9000000 0 0 VERIFONE HOLDING 1.375% CONVER PFD 92342YAB5 21537 21755000 PRN SOLE 21755000 0 0 YINGLI GREEN ENERGY 0% CONVERT PFD 98584BAA1 11635 10117000 PRN SOLE 10117000 0 0 CAL-MAINE FOODS INC PUT 128030202 712000 24600 PRN SOLE 24600 0 0 SPDR S&P 500 ETF PUT 78462F103 11413000 100000 PRN SOLE 100000 0 0 CHICO'S FAS INC CALL 168615102 2104000 200000 PRN SOLE 200000 0 0 CITIGROUP INC CALL 172967101 66225000 1500000 PRN SOLE 1500000 0 0 COVENTRY HEALTH CARE INC CALL 222862104 10765000 500000 PRN SOLE 500000 0 0 MEMC ELCTRONIC MATERIALS CO CALL 552715104 2511000 100000 PRN SOLE 100000 0 0 SKECHERS USA INC CALL 830566105 2349000 100000 PRN SOLE 100000 0 0 TERADYNE INC CALL 880770AE2 5013000 450000 PRN SOLE 450000 0 0
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