-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPvxO1bBAgqUISfB9DCzC64X5AydAfvduO/zdRbzcbgse6uisCngssk75szIq8OB yAXiNxUpmZ1swqQ0qIYFjQ== 0001140361-10-021560.txt : 20100517 0001140361-10-021560.hdr.sgml : 20100517 20100517120327 ACCESSION NUMBER: 0001140361-10-021560 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 10836713 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery STreet Suite 4100 San Francisco, CA 94014 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: 415-288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 5/17/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 172 Form 13F Information Table Value Total: $ 1,284,807 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ACACIA RESEARCH CO COM 003881307 9076 838000 SH SOLE 838000 0 0 ACTUATE CORP COM 00508B102 7389 1321907 SH SOLE 1321907 0 0 AETNA INC COM 00817Y108 3511 100000 SH SOLE 100000 0 0 AFFYMETRIX INC COM 00826T108 7340 1000000 SH SOLE 1000000 0 0 AIRTRAN HOLDINGS INC COM 00949P108 9652 1900000 SH SOLE 1900000 0 0 ALBEMARLE CORP COM 012653101 13002 305000 SH SOLE 305000 0 0 ALKERMES INC COM 01642T108 843 65000 SH SOLE 65000 0 0 ALLOS THERAPEUTICS INC COM 019777101 2213 297800 SH SOLE 297800 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 7982 160000 SH SOLE 160000 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 9260 500000 SH SOLE 500000 0 0 AMERICAN EXPRESS CO COM 025816109 8252 200000 SH SOLE 200000 0 0 AMERICAN INTL GROUP INC COM 026874784 8535 250000 SH SOLE 250000 0 0 AMERICAN OIL & GAS INC COM 028723104 302 44432 SH SOLE 44432 0 0 ANWORTH MORTGAGE ASSET CORP COM 037347101 3606 535000 SH SOLE 535000 0 0 APPLE COMPUTER INC COM 037833100 5875 25000 SH SOLE 25000 0 0 ARTHROCARE CORP COM 043136100 10402 350000 SH SOLE 350000 0 0 ARTIO GLOBAL INVESTORS INC COM 04315B107 11672 471800 SH SOLE 471800 0 0 ASHLAND INC COM 044209104 3958 75000 SH SOLE 75000 0 0 ASPEN TECHNOLOGY INC COM 045327103 2050 200000 SH SOLE 200000 0 0 BANCO SANTANDER BRASIL - ADS COM 05967A107 4972 400000 SH SOLE 400000 0 0 BEBE STORES INC COM 075571109 8464 950000 SH SOLE 950000 0 0 BIOVAIL CORP COM 09067J109 3354 200000 SH SOLE 200000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1444 200000 SH SOLE 200000 0 0 BPW ACQUISITION CORP COM 055637102 2812 225901 SH SOLE 225901 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 4141 100000 SH SOLE 100000 0 0 CARTER INC COM 146229109 6030 200000 SH SOLE 200000 0 0 CBS INC COM 124857202 6970 500000 SH SOLE 500000 0 0 CELGENE CORP COM 151020104 9294 150000 SH SOLE 150000 0 0 CEPHALON INC COM 156708109 5083 75000 SH SOLE 75000 0 0 CEPHEID INC COM 15670R107 6118 350000 SH SOLE 350000 0 0 CHARMING SHOPPES INC COM 161133103 8078 1479500 SH SOLE 1479500 0 0 CHINA HYDROELECTRIC CORP - ADS COM 16949D101 1734 187500 SH SOLE 187500 0 0 CHIQUITA BRANDS INTL INC COM 170032809 1891 120241 SH SOLE 120241 0 0 CLAYMORE/MAC GLOBAL SOLAR ENER COM 18383M621 3424 400000 SH SOLE 400000 0 0 COLLECTIVE BRANDS INC - FMLY P COM 19421W100 15918 700000 SH SOLE 700000 0 0 COMCAST CORP CLASS A SPECIAL COM 20030N200 12850 715100 SH SOLE 715100 0 0 CONMED CORP COM 207410101 7143 300000 SH SOLE 300000 0 0 COSTCO WHOLESALE CORP COM 22160K105 17913 300000 SH SOLE 300000 0 0 COVANTA HOLDING CORP COM 22282E102 1666 100000 SH SOLE 100000 0 0 CREXUS INVESTMENT CORP COM 226553105 1972 147491 SH SOLE 147491 0 0 CROCS INC COM 227046109 11853 1350000 SH SOLE 1350000 0 0 DEAN FOODS CO - FORMELY SUIZA COM 242370104 3138 200000 SH SOLE 200000 0 0 DELTA AIR LINES INC DE COM 247361702 10213 700000 SH SOLE 700000 0 0 DOLLAR GENERAL CORP COM 256677105 1894 75000 SH SOLE 75000 0 0 DRYSHIPS INC COM Y2109Q101 1752 300000 SH SOLE 300000 0 0 DUN AND BRADSTREET CORP COM 26483E100 4837 65000 SH SOLE 65000 0 0 DYNEX CAPITAL INC COM 26817Q506 1800 200000 SH SOLE 200000 0 0 EURAND NV COM N31010106 1410 125000 SH SOLE 125000 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 4684 1052633 SH SOLE 1052633 0 0 FBR CAPITAL MARKETS CORP COM 30247C301 1824 400000 SH SOLE 400000 0 0 FIFTH STREET FINANCE CORP COM 31678A103 3773 325000 SH SOLE 325000 0 0 FIRST CALIFORNIA FINANCIAL GRO COM 319395109 2508 950000 SH SOLE 950000 0 0 FIRST POTOMAC REALTY TRUST COM 33610F109 2594 172617 SH SOLE 172617 0 0 FLUOR CORP COM 343412102 9302 200000 SH SOLE 200000 0 0 FORESTAR GROUP INC COM 346233109 4380 232000 SH SOLE 232000 0 0 FOSTER WHEELER AG COM H27178104 13863 510798 SH SOLE 510798 0 0 FRED'S INC CL A COM 356108100 3002 250000 SH SOLE 250000 0 0 GENCO SHIPPING & TRADING LTD COM Y2685T107 1055 50000 SH SOLE 50000 0 0 GEORESOURCES INC COM 372476101 2901 190000 SH SOLE 190000 0 0 GILEAD SCIENCES INC COM 375558103 18188 400000 SH SOLE 400000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- GLOBAL PAYMENTS INC COM 37940X102 1417 31103 SH SOLE 31103 0 0 HALLIBURTON CO COM 406216101 11299 375000 SH SOLE 375000 0 0 HELEN OF TROY LTD CO COM G4388N106 9355 358993 SH SOLE 358993 0 0 HILLTOP HOLDINGS INC COM 432748101 3243 276000 SH SOLE 276000 0 0 HOLOGIC INC COM 436440101 2781 150000 SH SOLE 150000 0 0 HUMAN GENOME SCIENCES INC COM 444903108 4530 150000 SH SOLE 150000 0 0 INTERMUNE INC COM 45884X103 4457 100000 SH SOLE 100000 0 0 INTL COAL GROUP INC COM 45928H106 2513 550000 SH SOLE 550000 0 0 INTL PAPER CO COM 460146103 2461 100000 SH SOLE 100000 0 0 IPC THE HOSPITALIST CO COM 44984A105 895 25500 SH SOLE 25500 0 0 JACK IN THE BOX INC COM 466367109 10597 450000 SH SOLE 450000 0 0 JAMBA INC COM 47023A101 1556 572000 SH SOLE 572000 0 0 KAR AUCTION SERVICES INC COM 48238T109 9036 600000 SH SOLE 600000 0 0 LAZARD LTD INC COM G54050102 5355 150000 SH SOLE 150000 0 0 LIBERTY ACQUISITION HLDS CORP COM 53015Y107 10473 1060000 SH SOLE 1060000 0 0 LOWES CO INC COM 548661107 18180 750000 SH SOLE 750000 0 0 MAIDEN HOLDINGS INC - RESTRICT COM G5753U112 680 92000 SH SOLE 92000 0 0 MASSEY ENERGY CO COM 576206106 3922 75000 SH SOLE 75000 0 0 MASTERCARD INC - CLASS A COM 57636Q104 12700 50000 SH SOLE 50000 0 0 MATTEL INC COM 577081102 27856 1225000 SH SOLE 1225000 0 0 MAXIMUS INC COM 577933104 15480 254061 SH SOLE 254061 0 0 MCDERMOTT INTL INC COM 580037109 6057 225000 SH SOLE 225000 0 0 MERCK AND CO INC COM 58933Y105 18675 500000 SH SOLE 500000 0 0 MFA FINANCIAL INC COM 55272X102 6256 850000 SH SOLE 850000 0 0 MICROSOFT CORP COM 594918104 5857 200000 SH SOLE 200000 0 0 MORGANS HOTEL GROUP CO COM 61748W108 4134 645000 SH SOLE 645000 0 0 MOVE INC COM 62458M108 3388 1621000 SH SOLE 1621000 0 0 MURPHY OIL CORP COM 626717102 5619 100000 SH SOLE 100000 0 0 MYRIAD GENETICS INC COM 62855J104 7816 325000 SH SOLE 325000 0 0 NET 1 UEPS TECHNOLOGIES INC COM 64107N206 2143 116548 SH SOLE 116548 0 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 5042 915002 SH SOLE 915002 0 0 NEW YORK & CO INC COM 649295102 1557 325000 SH SOLE 325000 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 1005 133078 SH SOLE 133078 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 140 18500 SH SOLE 18500 0 0 NEW YORK MORTGAGE TRUST INC - COM 649604501 2919 386650 SH SOLE 386650 0 0 NOBLE ENERGY INC - FMLY NOBLE COM 655044105 10950 150000 SH SOLE 150000 0 0 NORTHWEST BANCSHARES INC COM 667340103 4692 400000 SH SOLE 400000 0 0 NUTRISYSTEM INC COM 67069D108 5791 325000 SH SOLE 325000 0 0 ON SEMICONDUCTOR CORP COM 682189105 800 100000 SH SOLE 100000 0 0 OWENS CORNING INC COM 690742101 4452 175000 SH SOLE 175000 0 0 OWENS ILLINOIS INC COM 690768403 4123 116000 SH SOLE 116000 0 0 PANTRY INC COM 698657103 7494 600000 SH SOLE 600000 0 0 PATTERSON COMPANIES INC COM 703395103 10867 350000 SH SOLE 350000 0 0 PFIZER INC COM 717081103 22295 1300000 SH SOLE 1300000 0 0 PIER ONE IMPORTS INC COM 720279108 5733 900000 SH SOLE 900000 0 0 PRG SCHULTZ INTL INC COM 69357C503 11784 2007537 SH SOLE 2007537 0 0 PROCTER AND GAMBLE CO COM 742718109 11072 175000 SH SOLE 175000 0 0 RADIOSHACK CORP COM 750438103 13578 600000 SH SOLE 600000 0 0 RESOLUTE ENERGY CORP COM 76116A108 7266 600000 SH SOLE 600000 0 0 REWARDS NETWORK INC COM 761557206 1340 99998 SH SOLE 99998 0 0 ROCKWELL MEDICAL TECHNOLOGIES COM 774374102 925 160000 SH SOLE 160000 0 0 RTI INTL METALS INC - FORM RMI COM 74973W107 1820 60000 SH SOLE 60000 0 0 SCHWEITZER MAUDUIT INTL INC COM 808541106 2430 51100 SH SOLE 51100 0 0 SKILLED HEALTHCARE GROUP INC COM 83066R107 617 100000 SH SOLE 100000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2036 50000 SH SOLE 50000 0 0 ST. JUDE MEDICAL INC COM 790849103 10262 250000 SH SOLE 250000 0 0 STANLEY WORKS CO COM 854616109 11482 200000 SH SOLE 200000 0 0 STATE STREET CORP COM 857477103 14670 325000 SH SOLE 325000 0 0 SUN HEALTHCARE GROUP INC COM 866933401 1908 200000 SH SOLE 200000 0 0 TARGET CORP COM 87612E106 18410 350000 SH SOLE 350000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- THE GEO GROUP INC COM 36159R103 1982 100000 SH SOLE 100000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3858 75000 SH SOLE 75000 0 0 TIER TECHNOLOGIES INC COM 88650Q100 3353 421193 SH SOLE 421193 0 0 TITAN INTL INC - FORMERLY TIT COM 88830M102 3492 400000 SH SOLE 400000 0 0 TITANIUM METALS CORP COM 888339207 1991 120000 SH SOLE 120000 0 0 UMPQUA HOLDINGS CORP COM 904214103 3978 300000 SH SOLE 300000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 14701 450000 SH SOLE 450000 0 0 VIROPHARMA CO COM 928241108 2726 200000 SH SOLE 200000 0 0 WALGREEN CO COM 931422109 14836 400000 SH SOLE 400000 0 0 WARNER CHILCOTT LIMITED CO COM G94368100 1250 49000 SH SOLE 49000 0 0 WASTE MANAGEMENT INC COM 94106L109 5164 150000 SH SOLE 150000 0 0 WEBMD HEALTH CORP COM 94770V102 2319 50000 SH SOLE 50000 0 0 WELLPOINT INC COM 94973V107 22533 350000 SH SOLE 350000 0 0 WILLIAMS COMPANIES INC COM 969457100 10395 450000 SH SOLE 450000 0 0 ZOLL MEDICAL CORP COM 989922109 5272 200000 SH SOLE 200000 0 0 ENTERTAINMENT PROPERTIES PFD 5 PFD 29380T402 11849 650000 SH SOLE 650000 0 0 CHINA HYDROELECTRONIC WTS 01/2 WT G2112E145 165 187500 SH SOLE 187500 0 0 LIBERTY ACQUISITION HLD WTS 12 WT 53015Y115 66 75000 SH SOLE 75000 0 0 WESTWAY GROUP INC WTS ($5.00) WT 96169B118 42 182250 SH SOLE 182250 0 0 AFFORDABLE RESIDENTIAL (HILLTO PFD 00828UAB9 6530 6117000 PRN SOLE 6117000 0 0 BEAZER HOMES 4.625% CONVERTS PFD 07556QAL9 12154 12530000 PRN SOLE 12530000 0 0 CADENCE DESIGN 1.375% CONVERTS PFD 127387AD0 11586 12164000 PRN SOLE 12164000 0 0 CBIZ 3.125% CONVERTS PFD 124805AB8 7200 7500000 PRN SOLE 7500000 0 0 CHARMING SHOPPES 1.125% CONVER PFD 161133AE3 5971 7655000 PRN SOLE 7655000 0 0 CONEXANT SYSTEMS 4% CONVERTS PFD 207142AH3 6000 6000000 PRN SOLE 6000000 0 0 CONMED CORP 2.5% CONVERTS PFD 207410AD3 9433 9750000 PRN SOLE 9750000 0 0 EURONET WORLDWIDE 3.5% CONVERT PFD 298736AF6 4206 4475000 PRN SOLE 4475000 0 0 MERCER INTL INC 8.5% CONVERTS PFD 588056AG6 645 650000 PRN SOLE 650000 0 0 NETWORK EQUIPMENT TECHNOLOGIES PFD 641208AC7 3825 5000000 PRN SOLE 5000000 0 0 NEWPORT CORP 2.5% CONVERTS PFD 651824AB0 6326 6775000 PRN SOLE 6775000 0 0 NII HOLDINGS 2.75% CONVERTS PFD 62913FAF9 15732 15500000 PRN SOLE 15500000 0 0 ON SEMICONDUCTOR SERIES B 0% C PFD 682189AE5 4272 4277000 PRN SOLE 4277000 0 0 PANTRY 3% CONVERTS PFD 698657AL7 8825 10000000 PRN SOLE 10000000 0 0 POWERWAVE TECHNOLOGIES 1.875% PFD 739363AD1 4606 5000000 PRN SOLE 5000000 0 0 QWEST COMMUNICATIONS 3.5% CONV PFD 749121BY4 20250 18000000 PRN SOLE 18000000 0 0 RICHARDSON ELEC LTD 7.75% CONV PFD 763165AE7 3672 3672000 PRN SOLE 3672000 0 0 SAVVIS 3% CONVERTS PFD 805423AA8 3997 4309000 PRN SOLE 4309000 0 0 VERIFONE HOLDING 1.375% CONVER PFD 92342YAB5 19987 21755000 PRN SOLE 21755000 0 0 WEBMD HEALTH CORP 1.75% CONVER PFD 94769MAE5 9975 7500000 PRN SOLE 7500000 0 0 A123 SYSTEMS INC PUT 03739T108 2061 150000 PRN PUT SOLE 150000 0 0 BRIGGS AND STRATTON CORP PUT 109043109 5850 300000 PRN PUT SOLE 300000 0 0 HASBRO INC PUT 418056107 6699 175000 PRN PUT SOLE 175000 0 0 RADIOSHACK CORP PUT 750438103 5657 250000 PRN PUT SOLE 250000 0 0 SPDR S&P 500 PUT 78462F103 23400 200000 PRN PUT SOLE 200000 0 0 SPDR S&P 500 PUT 78462F103 35100 300000 PRN PUT SOLE 300000 0 0 SPDR S&P RETAIL PUT 78464A714 16520 400000 PRN PUT SOLE 400000 0 0 SPDR TRUST SERIES 1 PUT 78462F103 117000 1000000 PRN PUT SOLE 1000000 0 0 CROCS INC CALL 227046109 1079 123000 PRN CALL SOLE 123000 0 0 FASTENAL CO CALL 311900104 7198 150000 PRN CALL SOLE 150000 0 0 MEMC ELECTRONIC MATERIALS INC CALL 552715104 1533 100000 PRN CALL SOLE 100000 0 0 TAKE-TWO INTERACTIVE SOFTWARE INC CALL 874054109 4933 500000 PRN CALL SOLE 500000 0 0 TARGET CORP CALL 87612E106 5260 100000 PRN CALL SOLE 100000 0 0
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