-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ClJuZoo04Ath0iqXTTiZ3R540qfKzqyC3WO9IGqZZeB9GJPVd0s5KcM9tSJr0nty AXbZXPvOcYsqgdiBHAMEUw== 0000935836-09-001407.txt : 20091116 0000935836-09-001407.hdr.sgml : 20091116 20091116120007 ACCESSION NUMBER: 0000935836-09-001407 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 091184808 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 weintraub13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street, Suite 4100 San Francisco, CA 94104 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: 415-288-8950 Signature, Place and Date of Signing: Jerald M. Weintraub San Francisco, CA November 16, 2009 Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: 940,886 x 1,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE OF VALUE SH/ PUT/ INV. OTHER CLASS CUSIP X1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE ABBOTT LABORATORIES CO COM 002824100 11131 225000 SH Sole 225000 ACACIA RESEARCH CO COM 003881307 5267 604700 SH Sole 604700 ACTUATE CORP COM 00508B102 7321 1268757 SH Sole 1268757 AFFYMETRIX INC COM 00826T108 2634 300000 SH Sole 300000 ALLOS THERAPEUTICS INC COM 019777101 4712 650000 SH Sole 650000 ALPHA NATURAL RESOURCES COM 02076X102 2457 70000 SH Sole 70000 INC AMEDISYS INC COM 023436108 2138 49000 SH Sole 49000 AMERICAN EAGLE OUTFITTERS COM 02553E106 10116 600000 SH Sole 600000 INC AMERICAN ITALIAN PASTA CO COM 027070101 4077 150000 SH Sole 150000 AMGEN INC COM 031162100 19575 325000 SH Sole 325000 ANIXTER INTL INC COM 035290105 10429 260000 SH Sole 260000 ANWORTH MORTGAGE ASSET COM 037347101 6974 885000 SH Sole 885000 CORP ASPEN INSURANCE HOLDINGS COM G05384105 14558 550000 SH Sole 550000 LTD C ATLAS ACQUISITION COM 049162100 5362 543776 SH Sole 543776 HOLDINGS COR BAKER HUGHES INC COM 057224107 8532 200000 SH Sole 200000 BARE ESCENTUALS INC COM 067511105 5350 450000 SH Sole 450000 BB&T CORP COM 054937107 2043 75000 SH Sole 75000 BIOMARIN PHARMACEUTICAL COM 09061G101 2712 150000 SH Sole 150000 INC BIOMIMETIC THERAPEUTICS COM 09064X101 3402 278600 SH Sole 278600 INC BPW ACQUISITION CORP COM 055637102 6381 653100 SH Sole 653100 BRINKER INTL INC COM 109641100 10224 650000 SH Sole 650000 CAPITOL ACQUISITION CORP COM 14055E104 6056 612943 SH Sole 612943 CELGENE CORP COM 151020104 4192 75000 SH Sole 75000 CEPHEID INC COM 15670R107 3503 265000 SH Sole 265000 CHARLES RIVER COM 159864107 4253 115000 SH Sole 115000 LABORATORIES INT CHARMING SHOPPES INC COM 161133103 739 150000 SH Sole 150000 COMTECH COM 205826209 6578 198000 SH Sole 198000 TELECOMMUNICATIONS COR CONMED CORP COM 207410101 4792 250000 SH Sole 250000 COSTCO WHOLESALE CORP COM 22160K105 4341 77000 SH Sole 77000 COVANTA HOLDING CORP COM 22282E102 1360 80000 SH Sole 80000 CYPRESS SHARPRIDGE COM 23281A307 2888 203350 SH Sole 203350 INVESTMENTS EBAY INC COM 278642103 2360 100000 SH Sole 100000 ELI LILLY AND CO COM 532457108 3303 100000 SH Sole 100000 EMC CORP COM 268648102 1704 100000 SH Sole 100000 EMDEON INC - CLASS A COM 29084T104 2430 150000 SH Sole 150000 ENDURANCE SPECIALTY COM G30397106 3647 100000 SH Sole 100000 HOLDINGS L ENTERPRISE ACQUISITION COM 29365R108 5215 525200 SH Sole 525200 CORP EXACT SCIENCES CORP - 144A COM 30063P105 2000 1052633 SH Sole 1052633 EXCO RESOURCES INC COM 269279402 13083 700000 SH Sole 700000 EZCORP INC CL A NON VTG COM 302301106 9958 729000 SH Sole 729000 FACET BIOTECH CORP COM 30303Q103 4322 250000 SH Sole 250000 FOSTER WHEELER AG COM H27178104 12764 400000 SH Sole 400000 GENOMIC HEALTH INC COM 37244C101 6011 275000 SH Sole 275000 GENWORTH FINANCIAL INC - COM 37247D106 1195 100000 SH Sole 100000 CL A GENZYME CORP COM 372917104 2836 50000 SH Sole 50000 GILEAD SCIENCES INC COM 375558103 16275 350000 SH Sole 350000 GLOBAL BRANDS ACQUISITION COM 378982102 2900 293400 SH Sole 293400 CORP GLOBAL CONSUMER COM 378983100 4897 500000 SH Sole 500000 ACQUISITION CO GLOBAL INDUSTRIES LTD CO COM 379336100 5225 550000 SH Sole 550000 HASBRO INC COM 418056107 22200 800000 SH Sole 800000 HESS CORP - FORMERLY COM 42809H107 10692 200000 SH Sole 200000 AMERADA H HIGHLANDS ACQUISITION CORP COM 430880104 4845 491379 SH Sole 491379 HUMAN GENOME SCIENCES INC COM 444903108 941 50000 SH Sole 50000 HUMANA INC COM 444859102 1865 50000 SH Sole 50000 IDEATION ACQUISITION CORP COM 451665103 787 100000 SH Sole 100000 INVESCO MOTGAGE CAPITAL COM 46131B100 1092 50000 SH Sole 50000 INC IPATH S&P 500 VIX S/T COM 06740C527 4999 100000 SH Sole 100000 FUTURES LIBERTY ACQUISITION HLDS COM 53015Y107 8835 930000 SH Sole 930000 CORP MAIDEN HOLDINGS INC - COM G5753U112 669 92000 SH Sole 92000 RESTRICT MATTEL INC COM 577081102 10153 550000 SH Sole 550000 MAXIMUS INC COM 577933104 25054 537636 SH Sole 537636 MDS INC COM 55269P302 5528 675000 SH Sole 675000 MELCO PBL ENTERTAINMENT - COM 585464100 2436 350000 SH Sole 350000 ADR MFA FINANCIAL INC COM 55272X102 5572 700000 SH Sole 700000 MICRON TECHNOLOGY INC COM 595112103 4100 500000 SH Sole 500000 MICROSOFT CORP COM 594918104 2572 100000 SH Sole 100000 MONSANTO CO COM 61166W101 11610 150000 SH Sole 150000 MYRIAD GENETICS INC COM 62855J104 959 35000 SH Sole 35000 NASDAQ OMX GROUP INC COM 631103108 7367 350000 SH Sole 350000 NATIONAL PENN BANCSHARES COM 637138108 3055 500000 SH Sole 500000 INC NETWORK EQUIPMENT COM 641208103 6247 863974 SH Sole 863974 TECHNOLOGIES NEW YORK MORTGAGE TRUST COM 649604501 3321 436940 SH Sole 436940 NEW YORK MORTGAGE TRUST - COM 649604501 3079 405150 SH Sole 405150 REST NUVASIVE INC COM 670704105 3829 91700 SH Sole 91700 OCWEN FINANCIAL CO COM 675746309 5209 460200 SH Sole 460200 OSI PHARMACEUTICALS INC COM 671040103 3530 100000 SH Sole 100000 PERKINELMER INC COM 714046109 1924 100000 SH Sole 100000 PERRIGO CO COM 714290103 1360 40000 SH Sole 40000 PFIZER INC COM 717081103 9930 600000 SH Sole 600000 PIER ONE IMPORTS INC COM 720279108 2322 600000 SH Sole 600000 PRG SCHULTZ INTL INC COM 69357C503 11337 2024376 SH Sole 2024376 PROSHARES ULTRASHORT COM 74347R297 13203 300000 SH Sole 300000 LEHMAN 20 PROSPECT ACQUISITION CORP COM 74347T103 3465 350000 SH Sole 350000 RALCORP HOLDINGS INC COM 751028101 5847 100000 SH Sole 100000 RELIANCE STEEL AND COM 759509102 11284 265134 SH Sole 265134 ALUMINUM CO RETAIL VENTURES INC COM 76128Y102 5270 1000000 SH Sole 1000000 REWARDS NETWORK INC COM 761557206 1374 99998 SH Sole 99998 S1 CORP COM 78463B101 1699 275000 SH Sole 275000 SAFEWAY INC COM 786514208 12818 650000 SH Sole 650000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 4960 500000 SH Sole 500000 SEALY CORP COM 812139301 2240 700000 SH Sole 700000 SILVER WHEATON CORP - COM 828336107 290 23000 SH Sole 23000 PRIVATE SILVER WHEATON CORP 144A COM 828336107 340 27000 SH Sole 27000 SOUTHWESTERN ENERGY CO COM 845467109 12804 300000 SH Sole 300000 SPDR GOLD TRUST COM 78463V107 9885 100000 SH Sole 100000 SPORTS PROPERTIES COM 84920F107 2264 230000 SH Sole 230000 ACQUISITION STERIS CORP COM 859152100 6851 225000 SH Sole 225000 STONERIDGE INC COM 86183P102 255 36076 SH Sole 36076 SUN HEALTHCARE GROUP INC COM 866933401 194 22402 SH Sole 22402 SUNPOWER CORP - CLASS B COM 867652307 7569 300000 SH Sole 300000 SUPPORT.COM INC COM 868587106 456 190200 SH Sole 190200 TAKE-TWO INTERACTIVE COM 874054109 7847 700000 SH Sole 700000 SOFTWARE TARGET CORP COM 87612E106 18672 400000 SH Sole 400000 TEXAS ROADHOUSE INC COM 882681109 1054 99200 SH Sole 99200 TIER TECHNOLOGIES INC COM 88650Q100 3572 421193 SH Sole 421193 TREMISIS ENERGY COM 89472N101 2744 350000 SH Sole 350000 ACQUISITION CO TRIAN ACQUISITION I CORP COM 89582E108 2072 213000 SH Sole 213000 ULURU INC COM 90403T100 357 1700000 SH Sole 1700000 UNITED REFINING ENERGY COM 911360105 4762 478600 SH Sole 478600 CORP WABASH NATIONAL CORP COM 929566107 1088 400000 SH Sole 400000 WALGREEN CO COM 931422109 12178 325000 SH Sole 325000 WELLPOINT INC COM 94973V107 2368 50000 SH Sole 50000 WEYERHAEUSER CO COM 962166104 3665 100000 SH Sole 100000 ZOLL MEDICAL CORP COM 989922109 6456 300000 SH Sole 300000 ENTERTAINMENT PROPERTIES PFD 29380T402 10049 650000 SH Sole 650000 PFD 5 BPW ACQUISITION WTS EXP WT 055637110 142 300000 SH Sole 300000 02/26/ LIBERTY ACQUISITION HLD WT 53015Y115 46 75000 SH Sole 75000 WTS 12 SAPPHIRE INDUSTRIAL WTS WT 80306T117 157 350000 SH Sole 350000 EXP 01 AFFORDABLE RESIDENTIAL PFD 00828UAB9 6591 6117000 PRN Sole 6117000 (HILLTO CADENCE DESIGN 1.375% PFD 127387AD0 12907 14164000 PRN Sole 14164000 CONVERTS CBIZ 3.125% CONVERTS PFD 124805AB8 5760 6000000 PRN Sole 6000000 CHARMING SHOPPES 1.125% PFD 161133AE3 1822 2500000 PRN Sole 2500000 CONVER COMPUTER ASSOCIATES PFD 204912AQ2 6757 6000000 PRN Sole 6000000 1.625% CON CONMED CORP 2.5% CONVERTS PFD 207410AD3 8848 9750000 PRN Sole 9750000 EURONET WORLDWIDE 1.625% PFD 298736AD1 2996 3000000 PRN Sole 3000000 CONVE EURONET WORLDWIDE 3.5% PFD 298736AF6 4201 4475000 PRN Sole 4475000 CONVERT GRIFFON CORP 4% CONVERTS PFD 398433AC6 9381 9500000 PRN Sole 9500000 JAKKS PACIFIC 4.625% PFD 47012EAB2 2462 2450000 PRN Sole 2450000 CONVERTS LSI LOGIC 4% CONVERTS PFD 502161AJ1 3019 3000000 PRN Sole 3000000 NII HOLDINGS 2.75% PFD 62913FAF9 17172 17500000 PRN Sole 17500000 CONVERTS ON SEMICONDUCTOR SERIES B PFD 682189AE5 4308 4250000 PRN Sole 4250000 0% C PAR PHARMACEUTICAL PFD 717125AC2 6581 6750000 PRN Sole 6750000 COMPANIES 2 PLAYBOY 3% CONVERTS PFD 728117AB8 2464 3200000 PRN Sole 3200000 QWEST COMMUNICATIONS 3.5% PFD 749121BY4 15131 15000000 PRN Sole 15000000 CONV RAMBUS 0% CONVERTS PFD 750917AB2 3060 3000000 PRN Sole 3000000 SEPRACOR INC 0 COUPON PFD 817315AW4 13912 14000000 PRN Sole 14000000 CONVERTS SUNTECH POWER 0.25% PFD 86800CAC8 15943 16500000 PRN Sole 16500000 CONVERTS POWERSHARES QQQ TRUST PUT 73935A104 8450 200000 SH PUT Sole 200000 SPDR TRUST SERIES 1 PUT 78462F103 79192 750000 SH PUT Sole 750000 SPDR TRUST SERIES 1 PUT 78462F103 10559 100000 SH PUT Sole 100000 AMYLIN PHARMACEUTICALS CALL 032346108 4791 350000 SH CALL Sole 350000 INC COSTCO WHOLESALE CORP CALL 22160K105 14095 250000 SH CALL Sole 250000 COSTCO WHOLESALE CORP CALL 22160K105 5638 100000 SH CALL Sole 100000 NIKE INC CALL 654106103 9705 150000 SH CALL Sole 150000 PROSHARES ULTRASHORT 20+ CALL 74347R297 13203 300000 SH CALL Sole 300000 TR
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