-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/s3Nk75TGeNrjd6oq6CX1XqtkANQUhFndovPU4a06/cvyG/+J9mCQoYsZvW/GSr 46znxETUzGd10Axkp+Oa2w== 0000935836-09-001254.txt : 20090814 0000935836-09-001254.hdr.sgml : 20090814 20090813174341 ACCESSION NUMBER: 0000935836-09-001254 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 091011567 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 june30form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street, Suite 4100 San Francisco, CA 94104 Form 13F File Number: 28-6938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: 415-288-8950 Signature, Place and Date of Signing: Jerald M. Weintraub San Francisco, CA August 13, 2009 Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting - --- manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: 822,825 x 1,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE NAME OF ISSUER TITLE OF VALUE SH/ PUT/ INV. OTHER CLASS CUSIP X1000 SHARES PRN CALL DISC. MGR VOTING AUTH SOLE SHR NONE ACACIA RESEARCH CO COM 003881307 4759 604700 SH Sole 604700 ACTUATE CORP COM 00508B102 7677 1599305 SH Sole 1599305 AEROPOSTALE INC COM 007865108 5140 150000 SH Sole 150000 AETNA INC COM 00817Y108 3757 150000 SH Sole 150000 ALCON INC - FORMERLY ACE COM H01301102 5225 45000 SH Sole 45000 LTD C ALLOS THERAPEUTICS INC COM 019777101 9845 1187525 SH Sole 1187525 ALTERNATIVE ASSET MGT COM 02149U101 6350 650000 SH Sole 650000 ACQUISIT AMERICAN ITALIAN PASTA CO COM 027070101 6314 216600 SH Sole 216600 AMGEN INC COM 031162100 18529 350000 SH Sole 350000 ANWORTH MORTGAGE ASSET COM 037347101 8544 1185000 SH Sole 1185000 CORP ARCH CAPITAL INC COM G0450A105 5671 96800 SH Sole 96800 ASPEN INSURANCE HOLDINGS COM G05384105 11170 500000 SH Sole 500000 LTD C ASSURANT INC COM 04621X108 12045 500000 SH Sole 500000 ATLAS ACQUISITION COM 049162100 5253 543776 SH Sole 543776 HOLDINGS COR BANK OF AMERICA CORP COM 060505104 25740 1950000 SH Sole 1950000 BIOMARIN PHARMACEUTICAL COM 09061G101 7024 450000 SH Sole 450000 INC BIOMIMETIC THERAPEUTICS COM 09064X101 3516 380509 SH Sole 380509 INC BPW ACQUISITION CORP COM 055637102 1946 203100 SH Sole 203100 BPW ACQUISITION CORP (1 COM 055637201 2952 300000 SH Sole 300000 SHARE CAPITOL ACQUISITION CORP COM 14055E104 4057 416500 SH Sole 416500 CELGENE CORP COM 151020104 5980 125000 SH Sole 125000 CEPHEID INC COM 15670R107 8949 950000 SH Sole 950000 CHARLES RIVER COM 159864107 3375 100000 SH Sole 100000 LABORATORIES INT CHIMERA INVESTMENT CORP COM 16934Q109 9615 2755000 SH Sole 2755000 CHINACAP ACQUIRO INC COM 90212G109 2537 326100 SH Sole 326100 COACH INC COM 189754104 5376 200000 SH Sole 200000 COMTECH COM 205826209 11158 350000 SH Sole 350000 TELECOMMUNICATIONS COR CONMED CORP COM 207410101 3647 235000 SH Sole 235000 COSTCO WHOLESALE CORP COM 22160K105 11445 250000 SH Sole 250000 CYPRESS SHARPRIDGE COM 23281A307 2380 200000 SH Sole 200000 INVESTMENTS ENTERPRISE ACQUISITION COM 29365R108 5136 525200 SH Sole 525200 CORP EXACT SCIENCES CORP - 144A COM 30063P105 2000 1052633 SH Sole 1052633 EXPRESS SCRIPTS INC COM 302182100 13750 200000 SH Sole 200000 EZCORP INC CL A NON VTG COM 302301106 7815 725000 SH Sole 725000 FLOWSERVE CORP COM 34354P105 8726 125000 SH Sole 125000 GEN-PROBE INC COM 36866T103 9677 225000 SH Sole 225000 GENOMIC HEALTH INC COM 37244C101 4766 275000 SH Sole 275000 GENZYME CORP COM 372917104 6959 125000 SH Sole 125000 GHL ACQUISITION CORP COM 36172H108 2670 272500 SH Sole 272500 GHL ACQUISITION CORP (1SH COM 36172H207 2091 200000 SH Sole 200000 + 1 GILEAD SCIENCES INC COM 375558103 16394 350000 SH Sole 350000 GLOBAL BRANDS ACQUISITION COM 378982102 2858 293400 SH Sole 293400 CORP GLOBAL COMSUMER COM 378983100 3864 400000 SH Sole 400000 ACQUISITION GLOBAL PAYMENTS INC COM 37940X102 1873 50000 SH Sole 50000 GREAT PLAINS ENERGY INC COM 391164100 4013 258100 SH Sole 258100 GROUP 1 AUTOMOTIVE - COM 398905109 650 25000 SH Sole 25000 FMRLY GUA GT SOLAR INTL INC COM 3623E0209 1066 200000 SH Sole 200000 HASBRO INC COM 418056107 15756 650000 SH Sole 650000 HEALTH NET INC-FORMERLY COM 42222G108 6609 425000 SH Sole 425000 FOUNDA HEARTLAND PAYMENT SYSTEMS COM 42235N108 6226 650554 SH Sole 650554 INC HESS CORP - FORMERLY COM 42809H107 5375 100000 SH Sole 100000 AMERADA H HICKS ACQUISITION CO COM 429086309 4821 502744 SH Sole 502744 HIGHLANDS ACQUISITION CORP COM 430880104 5373 551679 SH Sole 551679 IDEATION ACQUISITION CORP COM 451665103 771 100000 SH Sole 100000 IESI - BFC LTD COM 44951D108 5534 475000 SH Sole 475000 JACK IN THE BOX INC COM 466367109 6735 300000 SH Sole 300000 JM SMUCKER CO COM 832696405 16077 330400 SH Sole 330400 KBL HEALTHCARE COM 48241N107 2319 300000 SH Sole 300000 ACQUISITION COR KEYCORP CO COM 493267108 8908 1700000 SH Sole 1700000 LABORATORY CORP OF COM 50540R409 6779 100000 SH Sole 100000 AMERICA HOL LIBERTY ACQUISITION CORP COM 53015Y206 1395 150000 SH Sole 150000 (1SH LIBERTY ACQUISITION HLDS COM 53015Y107 5255 580000 SH Sole 580000 CORP LUBRIZOL CORP COM 549271104 12774 270000 SH Sole 270000 MAIDEN HOLDINGS INC - COM G5753U112 2952 450000 SH Sole 450000 RESTRICT MARKET VECTORS GOLD COM 57060U100 945 25000 SH Sole 25000 MINERS ETF MAXIMUS INC COM 577933104 19290 467636 SH Sole 467636 MCDERMOTT INTL INC COM 580037109 3046 150000 SH Sole 150000 MDS INC COM 55269P302 3070 575000 SH Sole 575000 MFA FINANCIAL INC COM 55272X102 3187 460600 SH Sole 460600 NARA BANCORP INC COM 63080P105 2658 513200 SH Sole 513200 NASDAQ OMX GROUP INC COM 631103108 11699 549000 SH Sole 549000 NETWORK EQUIPMENT COM 641208103 3553 833974 SH Sole 833974 TECHNOLOGIES NEW YORK MORTGAGE TRUST COM 649604501 2682 519850 SH Sole 519850 NEW YORK MORTGAGE TRUST - COM 649604501 2091 405150 SH Sole 405150 REST NEWFIELD EXPLORATION CO COM 651290108 6534 200000 SH Sole 200000 OFFICE DEPOT INC COM 676220106 4104 900000 SH Sole 900000 ONYX PHARMACEUTICALS INC COM 683399109 2826 100000 SH Sole 100000 PERRY ELLIS INTL INC COM 288853104 95 13065 SH Sole 13065 POWERSHARES DB COM 73936B408 3817 150000 SH Sole 150000 AGRICULTURE FUN PRG SCHULTZ INTL INC COM 69357C503 5466 2024376 SH Sole 2024376 PROSPECT ACQUISITION CORP COM 74347T103 3384 350000 SH Sole 350000 RALCORP HOLDINGS INC COM 751028101 10966 180000 SH Sole 180000 RENAISSANCERE HOLDINGS LTD COM G7496G103 3837 82448 SH Sole 82448 REPUBLIC SERVICES INC COM 760759100 3661 150000 SH Sole 150000 RETAIL VENTURES INC COM 76128Y102 2180 1000000 SH Sole 1000000 REWARDS NETWORK INC COM 761557206 1421 375000 SH Sole 375000 SAFEWAY INC COM 786514208 2037 100000 SH Sole 100000 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1465 150000 SH Sole 150000 SAPPHIRE INDUSTRIALS CORP COM 80306T208 3460 350000 SH Sole 350000 (1SH SEPRACOR INC COM 817315104 6416 370000 SH Sole 370000 SHUFFLE MASTER INC COM 825549108 1983 300000 SH Sole 300000 SOUTH FINANCIAL GROUP INC COM 837841105 1190 1000000 SH Sole 1000000 SPDR GOLD TRUST COM 78463V107 2279 25000 SH Sole 25000 SPORTS PROPERTIES COM 84920F107 2226 230000 SH Sole 230000 ACQUISITION SUNPOWER CORP - CLASS B COM 867652307 7185 300000 SH Sole 300000 TIER TECHNOLOGIES INC COM 88650Q100 5347 692610 SH Sole 692610 TRANSATLANTIC HOLDINGS INC COM 893521104 3713 85700 SH Sole 85700 TREMISIS ENERGY COM 89472N101 2709 350000 SH Sole 350000 ACQUISITION CO TRIAN ACQUISITION I CORP COM 89582E108 4594 480000 SH Sole 480000 ULURU INC COM 90403T100 290 1800000 SH Sole 1800000 UNITED REFINING ENERGY COM 911360105 4676 478600 SH Sole 478600 CORP VARIAN MEDICAL SYSTEMS INC COM 92220P105 3514 100000 SH Sole 100000 WALGREEN CO COM 931422109 16170 550000 SH Sole 550000 WELLPOINT INC COM 94973V107 12722 250000 SH Sole 250000 WENDYS INTL INC COM 950587105 7000 1750000 SH Sole 1750000 ZIONS BANCORPORATION COM 989701107 2312 200000 SH Sole 200000 ZOLL MEDICAL CORP COM 989922109 3868 200000 SH Sole 200000 ENTERTAINMENT PROPERTIES PFD 29380T402 6838 650000 SH Sole 650000 PFD 5 AFFORDABLE RESIDENTIAL PFD 00828UAB9 6308 6117000 PRN Sole 6117000 (HILLTO BILL BARRETT CORP 5% PFD 06846NAA2 5664 6250000 PRN Sole 6250000 CONVERTS BORLAND SOFTWARE 2.75% PFD 099849AB7 11640 12000000 PRN Sole 12000000 CONVERT CADENCE DESIGN 1.375% PFD 127387AD0 11728 14164000 PRN Sole 14164000 CONVERTS CBIZ 3.125% CONVERTS PFD 124805AB8 474 528000 PRN Sole 528000 CHARMING SHOPPES 1.125% PFD 161133AE3 2931 5000000 PRN Sole 5000000 CONVER COMPUTER ASSOCIATES PFD 204912AQ2 8170 8000000 PRN Sole 8000000 1.625% CON CONMED CORP 2.5% CONVERTS PFD 207410AD3 6356 7500000 PRN Sole 7500000 EURONET WORLDWIDE 1.625% PFD 298736AD1 2936 3000000 PRN Sole 3000000 CONVE GRIFFON CORP 4% CONVERTS PFD 398433AC6 9150 9500000 PRN Sole 9500000 LSI LOGIC 4% CONVERTS PFD 502161AJ1 4950 5000000 PRN Sole 5000000 MACROVISION CORP 2.625% PFD 555904AB7 1925 2000000 PRN Sole 2000000 CONVER NEXTEL COMMUNICATION PFD 65332VAY9 14839 14989000 PRN Sole 14989000 (SPRINT) NII HOLDINGS 2.75% PFD 62913FAF9 16362 17500000 PRN Sole 17500000 CONVERTS ON SEMICONDUCTOR SERIES B PFD 682189AE5 716 750000 PRN Sole 750000 0% C PLAYBOY 3% CONVERTS PFD 728117AB8 2220 3000000 PRN Sole 3000000 PROTEIN DESIGN 2.75% PFD 74369LAD5 1015 1000000 PRN Sole 1000000 CONVERTS RAMBUS 0% CONVERTS PFD 750917AB2 3011 3000000 PRN Sole 3000000 SEPRACOR INC 0 COUPON PFD 817315AW4 13772 14000000 PRN Sole 14000000 CONVERTS SUNTECH POWER 0.25% PFD 86800CAC8 12285 13000000 PRN Sole 13000000 CONVERTS VERIFONE HOLDING 1.375% PFD 92342YAB5 8745 12000000 PRN Sole 12000000 CONVER WEBMD HEALTH CORP 1.75% PFD 94769MAE5 14906 15000000 PRN Sole 15000000 CONVER BANK OF AMERICA CORP PUT 060505104 9240 700000 SH PUT Sole 700000 FINANCIAL SELECT SPDR PUT 81369Y605 17925 1500000 SH PUT Sole 1500000 ISHARES RUSSELL 2000 PUT 464287655 5108 100000 SH PUT Sole 100000 INDEX FUND
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