0001085146-12-000789.txt : 20120515
0001085146-12-000789.hdr.sgml : 20120515
20120515141928
ACCESSION NUMBER: 0001085146-12-000789
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT LP
CENTRAL INDEX KEY: 0001056569
IRS NUMBER: 133269993
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06940
FILM NUMBER: 12843358
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124837000
MAIL ADDRESS:
STREET 1: 61 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT, LLC
DATE OF NAME CHANGE: 20080506
FORMER COMPANY:
FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19990325
13F-HR
1
loebarb1q2012.txt
LOEB ARBITRAGE MANAGEMENT LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Loeb Arbitrage Management LP
Address: 61 Broadway
New York, NY 10006
13F File Number: 028-06940
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David S. Hampson
Title: Senior Vice President
Phone: (212) 483-7086
Signature, Place, and Date of Signing:
/s/ David S. Hampson New York, NY May 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 111
Form 13F Information Table Value Total: $237,597 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-01159 Loeb Offshore Management LP
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1 800 FLOWERS COM CL A 68243Q106 432 142491 SH DEFINED 0 142491 0
ABOVENET INC COM 00374N107 11592 140000 SH DEFINED 0 140000 0
ADVANCE AMER CASH ADVANCE CT COM 00739W107 2053 195700 SH DEFINED 0 195700 0
AFFYMAX INC COM 00826A109 340 29000 SH DEFINED 0 29000 0
ALLEGHANY CORP DEL COM 017175100 11025 33500 SH DEFINED 0 33500 0
AMARIN CORP PLC SPONS ADR NEW 023111206 880 200000 SH CALL DEFINED 0 0 0
AMYLIN PHARMACEUTICALS INC COM 032346108 374 15000 SH DEFINED 0 15000 0
APPLE INC COM 037833100 12291 20500 SH DEFINED 0 20500 0
ATS CORP COM 00211E104 409 127814 SH DEFINED 0 127814 0
AUSTRALIA ACQUISITION CORP *W EXP 99/99/999 G06368115 331 1067801 SH DEFINED 0 1067801 0
AVON PRODS INC COM 054303102 590 30500 SH DEFINED 0 30500 0
BANK OF AMERICA CORPORATION COM 060505104 211 22000 SH DEFINED 0 22000 0
BENIHANA INC COM 082047101 500 38308 SH DEFINED 0 38308 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 604 105000 SH DEFINED 0 105000 0
CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 166 534782 SH DEFINED 0 534782 0
CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 1585 2000000 PRN DEFINED 0 2000000 0
CH ENERGY GROUP INC COM 12541M102 3720 55740 SH DEFINED 0 55740 0
CHINA GRENTECH CORP LTD ADR 16938P107 80 26000 SH DEFINED 0 26000 0
CHINA REAL ESTATE INFO CORP ADR 16948Q103 1393 270000 SH DEFINED 0 270000 0
CINCINNATI BELL INC NEW COM 171871106 1407 350000 SH DEFINED 0 350000 0
CIT GROUP INC COM NEW 125581801 742 18000 SH DEFINED 0 18000 0
CITIGROUP INC COM NEW 172967424 1828 50000 SH DEFINED 0 50000 0
COGDELL SPENCER INC COM 19238U107 188 44300 SH DEFINED 0 44300 0
COLE KENNETH PRODTNS INC CL A 193294105 1956 121499 SH DEFINED 0 121499 0
COLLECTIVE BRANDS INC COM 19421W100 1769 90000 SH DEFINED 0 90000 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 3626 527800 SH DEFINED 0 527800 0
CONOCOPHILLIPS COM 20825C104 9121 120000 SH DEFINED 0 120000 0
CONVERGYS CORP COM 212485106 1335 100000 SH DEFINED 0 100000 0
CRYPTOLOGIC LIMITED SHS G3159C109 1759 694025 SH DEFINED 0 694025 0
DELPHI FINL GROUP INC CL A 247131105 1854 41413 SH DEFINED 0 41413 0
DENISON MINES CORP COM 248356107 295 190000 SH DEFINED 0 190000 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 2023 25000 SH DEFINED 0 25000 0
DST SYS INC DEL COM 233326107 1085 20000 SH DEFINED 0 20000 0
EL PASO CORP COM 28336L109 7899 267300 SH DEFINED 0 267300 0
EXACT SCIENCES CORP COM 30063P105 1218 109101 SH DEFINED 0 109101 0
EXCO RESOURCES INC COM 269279402 1193 180000 SH DEFINED 0 180000 0
FEDEX CORP COM 31428X106 690 7500 SH DEFINED 0 7500 0
GAYLORD ENTMT CO NEW COM 367905106 1540 50000 SH DEFINED 0 50000 0
GLOBAL EAGLE ACQUISITION COR COM 37951D102 3160 325100 SH DEFINED 0 325100 0
GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 245 500000 SH DEFINED 0 500000 0
GOLD RESV INC CL A 38068N108 2284 573853 SH DEFINED 0 573853 0
GOODRICH CORP COM 382388106 5645 45000 SH DEFINED 0 45000 0
GREAT WOLF RESORTS INC COM 391523107 444 77600 SH DEFINED 0 77600 0
GYRODYNE CO AMER INC COM 403820103 3768 37693 SH DEFINED 0 37693 0
HARTFORD FINL SVCS GROUP INC COM 416515104 1054 50000 SH DEFINED 0 50000 0
HARVEST NATURAL RESOURCES IN COM 41754V103 354 50000 SH DEFINED 0 50000 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 1755 101799 SH DEFINED 0 101799 0
HICKS ACQUISITION CO II INC COM 429090103 1499 152600 SH DEFINED 0 152600 0
HICKS ACQUISITION CO II INC *W EXP 07/14/201 429090111 849 1807377 SH DEFINED 0 1807377 0
ILLUMINA INC COM 452327109 4735 90000 SH DEFINED 0 90000 0
INTEL CORP COM 458140100 4077 145000 SH DEFINED 0 145000 0
ISHARES INC MSCI JAPAN 464286848 20 293700 SH PUT DEFINED 0 293700 0
ISHARES INC MSCI HONG KONG 464286871 31 74000 SH PUT DEFINED 0 74000 0
ISTA PHARMACEUTICALS INC COM NEW 45031X204 2252 249900 SH DEFINED 0 249900 0
IVANHOE MINES LTD COM 46579N103 630 40000 SH DEFINED 0 40000 0
JPMORGAN CHASE & CO COM 46625H100 3986 86700 SH DEFINED 0 86700 0
KNOLOGY INC COM 499183804 2552 140200 SH DEFINED 0 140200 0
KRAFT FOODS INC CL A 50075N104 570 15000 SH DEFINED 0 15000 0
LAS VEGAS SANDS CORP COM 517834107 1151 20000 SH DEFINED 0 20000 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1528 35000 SH DEFINED 0 35000 0
MACK CALI RLTY CORP COM 554489104 663 23000 SH DEFINED 0 23000 0
MAXYGEN INC COM 577776107 1489 259379 SH DEFINED 0 259379 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 1054 15000 SH DEFINED 0 15000 0
MERCK & CO INC NEW COM 58933Y105 576 15000 SH DEFINED 0 15000 0
METLIFE INC COM 59156R108 1868 50000 SH DEFINED 0 50000 0
MICROSOFT CORP COM 594918104 3871 120000 SH DEFINED 0 120000 0
MINEFINDERS CORP LTD COM 602900102 2521 180000 SH DEFINED 0 180000 0
MONSTER WORLDWIDE INC COM 611742107 634 65000 SH DEFINED 0 65000 0
MOTOROLA MOBILITY HLDGS INC COM 620097105 3335 85000 SH DEFINED 0 85000 0
MYREXIS INC COM 62856H107 109 36000 SH DEFINED 0 36000 0
NOVARTIS A G SPONSORED ADR 66987V109 3308 59700 SH DEFINED 0 59700 0
NOVELLUS SYS INC COM 670008101 2844 56978 SH DEFINED 0 56978 0
OMEGA HEALTHCARE INVS INC COM 681936100 255 12000 SH DEFINED 0 12000 0
ON TRACK INNOVATION LTD SHS M8791A109 42 25000 SH DEFINED 0 25000 0
ONVIA INC COM NEW 68338T403 1322 338059 SH DEFINED 0 338059 0
OPNEXT INC COM 68375V105 609 392949 SH DEFINED 0 392949 0
PANTRY INC COM 698657103 631 48488 SH DEFINED 0 48488 0
PARLUX FRAGRANCES INC COM 701645103 1189 210000 SH DEFINED 0 210000 0
PEP BOYS MANNY MOE & JACK COM 713278109 2506 167950 SH DEFINED 0 167950 0
PEPCO HOLDINGS INC COM 713291102 434 23000 SH DEFINED 0 23000 0
PEPSICO INC COM 713448108 7962 120000 SH DEFINED 0 120000 0
PFIZER INC COM 717081103 4309 190300 SH DEFINED 0 190300 0
PRESTIGE BRANDS HLDGS INC COM 74112D101 524 30000 SH DEFINED 0 30000 0
PRGX GLOBAL INC COM NEW 69357C503 942 149699 SH DEFINED 0 149699 0
PROVIDENCE SVC CORP COM 743815102 1811 116756 SH DEFINED 0 116756 0
PROVIDENT ENERGY LTD NEW COM 74386V100 5242 433100 SH DEFINED 0 433100 0
QUALCOMM INC COM 747525103 4084 60000 SH DEFINED 0 60000 0
QUEST SOFTWARE INC COM 74834T103 279 12000 SH DEFINED 0 12000 0
RADVISION LTD ORD M81869105 804 68679 SH DEFINED 0 68679 0
RSC HOLDINGS INC COM 74972L102 1584 70112 SH DEFINED 0 70112 0
SANOFI RIGHT 12/31/2020 80105N113 459 340000 SH DEFINED 0 340000 0
SERACARE LIFE SCIENCES INC D COM 81747T104 601 150973 SH DEFINED 0 150973 0
SOLITARIO EXPL & RTY CORP COM 8342EP107 1095 793735 SH DEFINED 0 793735 0
SOLUTIA INC COM NEW 834376501 699 25000 SH DEFINED 0 25000 0
SUREWEST COMMUNICATIONS COM 868733106 2265 100453 SH DEFINED 0 100453 0
TALEO CORP CL A 87424N104 595 12957 SH DEFINED 0 12957 0
TELUS CORP NON-VTG SHS 87971M202 2276 40000 SH DEFINED 0 40000 0
THOMAS & BETTS CORP COM 884315102 1187 16500 SH DEFINED 0 16500 0
TRANSCEND SERVICES INC COM NEW 893929208 1174 40000 SH DEFINED 0 40000 0
TRANSOCEAN LTD REG SHS H8817H100 5826 106500 SH DEFINED 0 106500 0
TRANSOCEAN LTD REG SHS H8817H100 364 30000 SH CALL DEFINED 0 0 0
TYCO INTERNATIONAL LTD SHS H89128104 13652 243000 SH DEFINED 0 243000 0
UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 1528 96000 SH DEFINED 0 96000 0
UNIVERSAL BUSINESS PMT SOL A *W EXP 05/09/201 913384111 158 525100 SH DEFINED 0 525100 0
VENOCO INC COM 92275P307 596 55000 SH DEFINED 0 55000 0
VIST FINANCIAL CORP COM 918255100 2766 232453 SH DEFINED 0 232453 0
VISTEON CORP COM NEW 92839U206 4240 80000 SH DEFINED 0 80000 0
VULCAN MATLS CO COM 929160109 2564 60000 SH DEFINED 0 60000 0
WYNN RESORTS LTD COM 983134107 2498 20000 SH DEFINED 0 20000 0
YAHOO INC COM 984332106 1522 100000 SH DEFINED 0 100000 0
ZOLL MED CORP COM 989922109 2038 22000 SH DEFINED 0 22000 0