0001085146-11-000675.txt : 20110516
0001085146-11-000675.hdr.sgml : 20110516
20110516152923
ACCESSION NUMBER: 0001085146-11-000675
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT LP
CENTRAL INDEX KEY: 0001056569
IRS NUMBER: 133269993
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06940
FILM NUMBER: 11846297
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124837000
MAIL ADDRESS:
STREET 1: 61 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT, LLC
DATE OF NAME CHANGE: 20080506
FORMER COMPANY:
FORMER CONFORMED NAME: LOEB ARBITRAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19990325
13F-HR
1
loebarb1q2011r.txt
LOEB ARBITRAGE MANAGEMENT LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Loeb Arbitrage Management LP
Address: 61 Broadway
New York, NY 10006
13F File Number: 028-06940
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David S. Hampson
Title: Senior Vice President
Phone: (212) 483-7086
Signature, Place, and Date of Signing:
/s/ David S. Hampson New York, NY May 16, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 132
Form 13F Information Table Value Total: $316,968 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-01159 Loeb Offshore Management LP
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1 800 FLOWERS COM CL A 68243Q106 842 255000 SH DEFINED 0 255000 0
99 CENTS ONLY STORES COM 65440K106 392 20000 SH DEFINED 0 20000 0
A C MOORE ARTS & CRAFTS INC COM 00086T103 1370 500000 SH DEFINED 0 500000 0
ABINGTON BANCORP INC COM 00350L109 963 78752 SH DEFINED 0 78752 0
ACCURIDE CORP NEW COM NEW 00439T206 659 47431 SH DEFINED 0 47431 0
ADOBE SYS INC COM 00724F101 4526 136480 SH DEFINED 0 136480 0
AIRGAS INC COM 009363102 1661 25000 SH DEFINED 0 25000 0
AIRTRAN HLDGS INC COM 00949P108 4980 668407 SH DEFINED 0 668407 0
ALBERTO CULVER CO NEW COM 013078100 5516 148000 SH DEFINED 0 148000 0
AMERICA SVC GROUP INC COM 02364L109 3348 130579 SH DEFINED 0 130579 0
ANSWERS CORP COM 03662X100 2193 210890 SH DEFINED 0 210890 0
ATHEROS COMMUNICATIONS INC COM 04743P108 5320 119113 SH DEFINED 0 119113 0
ATS CORP COM 00211E104 443 98315 SH DEFINED 0 98315 0
AUSTRALIA ACQUISITION CORP SHS G06368107 5882 610204 SH DEFINED 0 610204 0
AUSTRALIA ACQUISITION CORP *W EXP 99/99/999 G06368115 212 652500 SH DEFINED 0 652500 0
BARCLAYS BK PLC IPSP CROIL ETN 06738C786 1904 67500 SH DEFINED 0 67500 0
BARRY R G CORP OHIO COM 068798107 1735 132547 SH DEFINED 0 132547 0
BECKMAN COULTER INC COM 075811109 7892 95000 SH DEFINED 0 95000 0
BENIHANA INC COM 082047101 1078 127857 SH DEFINED 0 127857 0
BIG LOTS INC COM 089302103 2541 58500 SH DEFINED 0 58500 0
BJS WHOLESALE CLUB INC COM 05548J106 3769 77203 SH DEFINED 0 77203 0
CAPITAL GOLD CORP COM NEW 14018Y205 4541 705000 SH DEFINED 0 705000 0
CARACO PHARMACEUTICAL LABS L COM 14075T107 612 117658 SH DEFINED 0 117658 0
CAZADOR ACQUISITION CORPORAT SHS G19867103 3186 329117 SH DEFINED 0 329117 0
CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 210 465617 SH DEFINED 0 465617 0
CELERA CORP COM 15100E106 2757 340000 SH DEFINED 0 340000 0
CENTER FINL CORP CALIF COM 15146E102 597 81288 SH DEFINED 0 81288 0
CEPHALON INC COM 156708109 4565 60000 SH DEFINED 0 60000 0
CHEMSPEC INTL LTD ADR 163868102 912 123802 SH DEFINED 0 123802 0
CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 1230 1500000 PRN DEFINED 0 1500000 0
CITIGROUP INC COM 172967101 420 95000 SH DEFINED 0 95000 0
CITIGROUP INC COM 172967101 362 1575300 SH CALL DEFINED 0 0 0
CLINICAL DATA INC NEW COM 18725U109 3356 110770 SH DEFINED 0 110770 0
CLOUD PEAK ENERGY INC COM 18911Q102 1619 75000 SH DEFINED 0 75000 0
CNA SURETY CORP COM 12612L108 1281 50709 SH DEFINED 0 50709 0
CONEXANT SYSTEMS INC COM NEW 207142308 1933 808642 SH DEFINED 0 808642 0
CREXUS INVT CORP COM 226553105 1370 120000 SH DEFINED 0 120000 0
CRYPTOLOGIC LIMITED SHS G3159C109 33 20000 SH DEFINED 0 20000 0
DHT HOLDINGS INC COM Y2065G105 3896 810000 SH DEFINED 0 810000 0
DIONEX CORP COM 254546104 3542 30000 SH DEFINED 0 30000 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 6006 90000 SH DEFINED 0 90000 0
DRUGSTORE COM INC COM 262241102 193 50000 SH DEFINED 0 50000 0
EMERGENCY MEDICAL SVCS CORP CL A 29100P102 6518 102500 SH DEFINED 0 102500 0
EMERGENT GROUP INC NEV COM NEW 29089V203 1569 185444 SH DEFINED 0 185444 0
ENDWAVE CORP COM NEW 29264A206 55 23141 SH DEFINED 0 23141 0
EXCO RESOURCES INC COM 269279402 2900 140347 SH DEFINED 0 140347 0
FAMILY DLR STORES INC COM 307000109 8749 170471 SH DEFINED 0 170471 0
FAMILY DLR STORES INC COM 307000109 261 145000 SH PUT DEFINED 0 145000 0
FRONTEER GOLD INC COM 359032109 11502 760000 SH DEFINED 0 760000 0
GENZYME CORP COM 372917104 11220 147335 SH DEFINED 0 147335 0
GLOBAL DEFENSE TECH SYS INC COM 37950B107 1117 46112 SH DEFINED 0 46112 0
GSI COMMERCE INC COM 36238G102 2927 100000 SH DEFINED 0 100000 0
HALLMARK FINL SVCS INC EC COM NEW 40624Q203 456 54433 SH DEFINED 0 54433 0
HUGHES COMMUNICATIONS INC COM 444398101 1367 22903 SH DEFINED 0 22903 0
IDT CORP CL B NEW 448947507 4682 173737 SH DEFINED 0 173737 0
INTERNATIONAL COAL GRP INC N COM 45928H106 2475 219000 SH DEFINED 0 219000 0
ISHARES INC MSCI JAPAN 464286848 114 305500 SH PUT DEFINED 0 305500 0
ISHARES INC MSCI HONG KONG 464286871 5 66000 SH PUT DEFINED 0 66000 0
ISTAR FINL INC COM 45031U101 551 60000 SH DEFINED 0 60000 0
ITT CORP NEW COM 450911102 2102 35000 SH DEFINED 0 35000 0
JPMORGAN CHASE & CO COM 46625H100 2098 45500 SH DEFINED 0 45500 0
L-1 IDENTITY SOLUTIONS INC COM 50212A106 1117 94816 SH DEFINED 0 94816 0
LABRANCHE & CO INC COM 505447102 470 119531 SH DEFINED 0 119531 0
LADISH INC COM NEW 505754200 2351 43026 SH DEFINED 0 43026 0
LAWSON SOFTWARE INC NEW COM 52078P102 1149 95000 SH DEFINED 0 95000 0
LEAR CORP COM NEW 521865204 2765 56572 SH DEFINED 0 56572 0
LTX-CREDENCE CORP COM NEW 502403207 322 35226 SH DEFINED 0 35226 0
LUBRIZOL CORP COM 549271104 1340 10000 SH DEFINED 0 10000 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 6316 159705 SH DEFINED 0 159705 0
MARATHON OIL CORP COM 565849106 906 17000 SH DEFINED 0 17000 0
MARSHALL & ILSLEY CORP NEW COM 571837103 1425 178377 SH DEFINED 0 178377 0
MASSEY ENERGY COMPANY COM 576206106 2051 30000 SH DEFINED 0 30000 0
MENTOR GRAPHICS CORP COM 587200106 60 30000 SH CALL DEFINED 0 0 0
MENTOR GRAPHICS CORP COM 587200106 759 51867 SH DEFINED 0 51867 0
MOSAIC CO COM 61945A107 2370 30100 SH DEFINED 0 30100 0
NAVISITE INC COM NEW 63935M208 329 60000 SH DEFINED 0 60000 0
NESS TECHNOLOGIES INC COM 64104X108 256 40000 SH DEFINED 0 40000 0
NICOR INC COM 654086107 4417 82245 SH DEFINED 0 82245 0
NORTHROP GRUMMAN CORP COM 666807102 81 18000 SH CALL DEFINED 0 0 0
NOVAMED INC DEL COM NEW 66986W207 1700 128752 SH DEFINED 0 128752 0
NOVARTIS A G SPONSORED ADR 66987V109 421 7750 SH DEFINED 0 7750 0
NOVELL INC COM 670006105 1417 238935 SH DEFINED 0 238935 0
NTELOS HLDGS CORP COM 67020Q107 1803 98000 SH DEFINED 0 98000 0
NYSE EURONEXT COM 629491101 4154 118107 SH DEFINED 0 118107 0
ONLINE RES CORP COM 68273G101 265 70000 SH DEFINED 0 70000 0
PACKAGING CORP AMER COM 695156109 3409 118005 SH DEFINED 0 118005 0
PAIN THERAPEUTICS INC COM 69562K100 1338 140000 SH DEFINED 0 140000 0
PENNICHUCK CORP COM NEW 708254206 2622 92022 SH DEFINED 0 92022 0
PFIZER INC COM 717081103 5047 248486 SH DEFINED 0 248486 0
PRIDE INTL INC DEL COM 74153Q102 13764 320473 SH DEFINED 0 320473 0
PROLOGIS SH BEN INT 743410102 400 25000 SH DEFINED 0 25000 0
PULSE ELECTRONICS CORP COM 74586W106 3141 519164 SH DEFINED 0 519164 0
QIAO XING MOBILE COMM CO LTD SHS G73031109 642 156900 SH DEFINED 0 156900 0
QIAO XING UNVL RESOURCES INC SHS G7303A109 461 221617 SH DEFINED 0 221617 0
QWEST COMMUNICATIONS INTL IN COM 749121109 1957 286511 SH DEFINED 0 286511 0
RAE SYS INC COM 75061P102 4263 2422374 SH DEFINED 0 2422374 0
RC2 CORP COM 749388104 1265 45000 SH DEFINED 0 45000 0
RCM TECHNOLOGIES INC COM NEW 749360400 626 122948 SH DEFINED 0 122948 0
REHABCARE GROUP INC COM 759148109 3350 90866 SH DEFINED 0 90866 0
RETAIL VENTURES INC COM 76128Y102 3317 192273 SH DEFINED 0 192273 0
ROME BANCORP INC NEW COM 77587P103 290 25706 SH DEFINED 0 25706 0
RURAL / METRO CORP COM 781748108 256 15000 SH DEFINED 0 15000 0
SARA LEE CORP COM 803111103 1848 104579 SH DEFINED 0 104579 0
SCHLUMBERGER LTD COM 806857108 3917 42000 SH DEFINED 0 42000 0
SEMGROUP CORP CL A 81663A105 3602 127924 SH DEFINED 0 127924 0
SHAMIR OPTICAL INDUSTRY LTD SHS M83683108 1051 76616 SH DEFINED 0 76616 0
SILVERLEAF RESORTS INC COM 828395103 835 344931 SH DEFINED 0 344931 0
SMURFIT-STONE CONTAINER CORP COM 83272A104 4864 125847 SH DEFINED 0 125847 0
SOLITARIO EXPL & RTY CORP COM 8342EP107 3093 861615 SH DEFINED 0 861615 0
SPDR GOLD TRUST GOLD SHS 78463V107 2238 16000 SH DEFINED 0 16000 0
SPECTRUM CTL INC COM 847615101 1836 93300 SH DEFINED 0 93300 0
TECHNOLOGY RESH CORP COM NEW 878727304 3998 560000 SH DEFINED 0 560000 0
TENET HEALTHCARE CORP COM 88033G100 4484 601899 SH DEFINED 0 601899 0
TERREMARK WORLDWIDE INC COM NEW 881448203 1425 75000 SH DEFINED 0 75000 0
TGC INDS INC COM NEW 872417308 2991 385000 SH DEFINED 0 385000 0
THERAGENICS CORP COM 883375107 105 50000 SH DEFINED 0 50000 0
TOLLGRADE COMMUNICATIONS INC COM 889542106 1055 104665 SH DEFINED 0 104665 0
TOMOTHERAPY INC COM 890088107 871 190631 SH DEFINED 0 190631 0
TONGJITANG CHINESE MED CO SPON ADR 89025E103 1163 260130 SH DEFINED 0 260130 0
UNIVERSAL AMERICAN CORP COM 913377107 2848 124320 SH DEFINED 0 124320 0
USEC INC NOTE 3.000%10/0 90333EAC2 2472 3100000 PRN DEFINED 0 3100000 0
VCG HLDG CORP COM 91821K101 1780 802024 SH DEFINED 0 802024 0
VERINT SYS INC COM 92343X100 7029 196109 SH DEFINED 0 196109 0
VISTEON CORP COM NEW 92839U206 722 11548 SH DEFINED 0 11548 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 4050 3912 SH DEFINED 0 3912 0
WHITNEY HLDG CORP COM 966612103 1100 80765 SH DEFINED 0 80765 0
WILLIAMS COS INC DEL COM 969457100 1497 48000 SH DEFINED 0 48000 0
WILMINGTON TRUST CORP COM 971807102 3094 684591 SH DEFINED 0 684591 0
WIMM BILL DANN FOODS OJSC SPONSORED ADR 97263M109 3682 110000 SH DEFINED 0 110000 0
WPCS INTL INC COM NEW 92931L203 231 97094 SH DEFINED 0 97094 0
XETA TECHNOLOGIES INC COM 983909102 1069 195700 SH DEFINED 0 195700 0
ZORAN CORP COM 98975F101 3111 299412 SH DEFINED 0 299412 0