0001172661-12-000079.txt : 20120210
0001172661-12-000079.hdr.sgml : 20120210
20120210121855
ACCESSION NUMBER: 0001172661-12-000079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001056516
IRS NUMBER: 000000000
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06910
FILM NUMBER: 12590723
BUSINESS ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
BUSINESS PHONE: 5096245591
MAIL ADDRESS:
STREET 1: 601 WEST RIVERSIDE AVE
STREET 2: SUITE 1670
CITY: SPOKANE
STATE: WA
ZIP: 99201
13F-HR
1
KenRoberts4q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ken Roberts Investment Management, Inc.
Address: 717 W. Sprague Avenue
Suite 1166
Spokane, WA 99201
13F File Number: 028-06910
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Leslie Yates
Title: President
Phone: (509) 624-5591
Signature, Place, and Date of Signing:
/s/ Leslie Yates Spokane, WA February 10, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 93
Form 13F Information Table Value Total: $185,024 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579y101 953 11660 SH SOLE 8020 0 3640
ABBOTT LABS COM 002824100 2201 39150 SH SOLE 29835 0 9315
AIR PRODS & CHEMS INC COM 009158106 3252 38175 SH SOLE 31605 0 6570
ALTRIA GROUP INC COM 02209s103 552 18634 SH SOLE 16310 0 2324
AMERICAN EXPRESS CO COM 025816109 2720 57660 SH SOLE 42410 0 15250
APACHE CORP COM 037411105 3497 38605 SH SOLE 30795 0 7810
APPLE INC COM 037833100 4105 10137 SH SOLE 8436 0 1701
AT&T INC COM 00206r102 820 27127 SH SOLE 22622 0 4505
BAKER HUGHES INC COM 057224107 1828 37585 SH SOLE 32095 0 5490
BANK OF AMERICA CORPORATION COM 060505104 610 109639 SH SOLE 95075 0 14564
BANK OF NEW YORK MELLON CORP COM 064058100 624 31360 SH SOLE 20925 0 10435
BARCLAYS BANK PLC ADS7.75%PFD S4 06739h511 439 20810 SH SOLE 16660 0 4150
BECTON DICKINSON & CO COM 075887109 1054 14110 SH SOLE 10205 0 3905
BOEING CO COM 097023105 4356 59380 SH SOLE 48110 0 11270
CAPITAL ONE FINL CORP COM 14040H105 4925 116450 SH SOLE 93165 0 23285
CARRIZO OIL & CO INC COM 144577103 210 7965 SH SOLE 6890 0 1075
CASUAL MALE RETAIL GRP INC COM NEW 148711302 137 40185 SH SOLE 35650 0 4535
CHESAPEAKE ENERGY CORP COM 165167107 3649 163700 SH SOLE 132390 0 31310
CHESAPEAKE ENERGY CORP PFD CONV 165167842 569 6100 SH SOLE 5025 0 1075
CHEVRON CORP NEW COM 166764100 4893 45987 SH SOLE 36384 0 9603
CISCO SYS INC COM 17275r102 4925 272414 SH SOLE 223669 0 48745
CONAGRA FOODS INC COM 205887102 577 21865 SH SOLE 18490 0 3375
CONOCOPHILLIPS COM 20825c104 1624 22284 SH SOLE 16989 0 5295
CVS CAREMARK CORPORATION COM 126650100 5794 142073 SH SOLE 112598 0 29475
DOW CHEM CO COM 260543103 4493 156220 SH SOLE 125135 0 31085
DU PONT E I DE NEMOURS & CO COM 263534109 1493 32620 SH SOLE 24940 0 7680
E M C CORP MASS COM 268648102 3127 145150 SH SOLE 119335 0 25815
EATON CORP COM 278058102 4356 100060 SH SOLE 80440 0 19620
ELLIS PERRY INTL INC COM 288853104 335 23580 SH SOLE 20950 0 2630
EXPRESS SCRIPTS INC COM 302182100 2829 63300 SH SOLE 51580 0 11720
EXXON MOBIL CORP COM 30231g102 949 11200 SH SOLE 10375 0 825
FIRST NIAGARA FINL GP INC COM 33582v108 231 26720 SH SOLE 23015 0 3705
FLOWSERVE CORP COM 34354p105 1657 16680 SH SOLE 12710 0 3970
FREEPORT-MCMORAN COPPER & GO COM 35671d857 409 11120 SH SOLE 9155 0 1965
GENERAL ELECTRIC CO COM 369604103 8397 468823 SH SOLE 387979 0 80844
GENERAL MTRS CO JR PFD CNV SRB 37045v209 267 7810 SH SOLE 6130 0 1680
GENUINE PARTS CO COM 372460105 452 7380 SH SOLE 6555 0 825
GOLDCORP INC NEW COM 380956409 4529 102350 SH SOLE 85500 0 16850
HEALTH CARE REIT INC COM 42217k106 692 12695 SH SOLE 11115 0 1580
HEWLETT PACKARD CO COM 428236103 4007 155565 SH SOLE 125725 0 29840
ILLINOIS TOOL WKS INC COM 452308109 781 16725 SH SOLE 11360 0 5365
INTEL CORP COM 458140100 2089 86163 SH SOLE 65730 0 20433
INTERNATIONAL BUSINESS MACHS COM 459200101 2581 14037 SH SOLE 11194 0 2843
ISHARES TR IBOXX INV CPBD 464287242 538 4730 SH SOLE 2900 0 1830
ITRON INC COM 465741106 207 5795 SH SOLE 4520 0 1275
JABIL CIRCUIT INC COM 466313103 1394 70920 SH SOLE 52975 0 17945
JOHNSON & JOHNSON COM 478160104 550 8390 SH SOLE 7075 0 1315
JOHNSON CTLS INC COM 478366107 617 19740 SH SOLE 15380 0 4360
JPMORGAN CHASE & CO COM 46625h100 5209 156669 SH SOLE 126014 0 30655
KEY TRONICS CORP COM 493144109 417 88825 SH SOLE 78825 0 10000
KIMBERLY CLARK CORP COM 494368103 848 11525 SH SOLE 9480 0 2045
KOHLS CORP COM 500255104 3133 63490 SH SOLE 51220 0 12270
KRAFT FOODS INC CL A 50075N104 517 13845 SH SOLE 12200 0 1645
LOCKHEED MARTIN CORP COM 539830109 372 4600 SH SOLE 3920 0 680
MARATHON OIL CORP COM 565849106 3595 122830 SH SOLE 98435 0 24395
MCDERMOTT INTL INC COM 580037109 206 17890 SH SOLE 15945 0 1945
MCKESSON CORP COM 58155q103 3775 48450 SH SOLE 40390 0 8060
MEDCO HEALTH SOLUTIONS INC COM 58405u102 4753 85033 SH SOLE 69633 0 15400
MERCK & CO INC NEW COM 58933y105 2201 58375 SH SOLE 42830 0 15545
MICRON TECHNOLOGY INC COM 595112103 106 16925 SH SOLE 14725 0 2200
MICROSOFT CORP COM 594918104 6180 238059 SH SOLE 193164 0 44895
MODINE MFG CO COM 607828100 385 40685 SH SOLE 36150 0 4535
NABORS INDUSTRIES LTD SHS G6359F103 264 15225 SH SOLE 13775 0 1450
NORDSTROM INC COM 655664100 683 13735 SH SOLE 9995 0 3740
NUCOR CORP COM 670346105 331 8365 SH SOLE 7305 0 1060
OMNIVISION TECHNOLOGIES INC COM 682128103 229 18705 SH SOLE 16365 0 2340
ORACLE CORP COM 68389x105 5882 229325 SH SOLE 186650 0 42675
PEABODY ENERGY CORP COM 704549104 3239 97820 SH SOLE 78485 0 19335
PEPSICO INC COM 713448108 9212 138844 SH SOLE 110134 0 28710
PFIZER INC COM 717081103 746 34491 SH SOLE 29826 0 4665
PMC-SIERRA INC COM 69344f106 206 37425 SH SOLE 33385 0 4040
POTLATCH CORP NEW COM 737630103 387 12435 SH SOLE 10730 0 1705
QUALCOMM INC COM 747525103 3884 71010 SH SOLE 55020 0 15990
SCHLUMBERGER LTD COM 806857108 4036 59083 SH SOLE 48750 0 10333
SCHULMAN A INC COM 808194104 284 13430 SH SOLE 12070 0 1360
SEAGATE TECHNOLOGY PLC SHS g7945m107 306 18670 SH SOLE 16585 0 2085
SOUTHWEST AIRLS CO COM 844741108 496 57900 SH SOLE 54675 0 3225
SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 818 21265 SH SOLE 18265 0 3000
STANCORP FINL GROUP INC COM 852891100 224 6085 SH SOLE 5415 0 670
STAPLES INC COM 855030102 2349 169090 SH SOLE 137830 0 31260
STILLWATER MNG CO COM 86074q102 157 15035 SH SOLE 12435 0 2600
SYSCO CORP COM 871829107 431 14690 SH SOLE 12190 0 2500
TARGET CORP COM 87612e106 5135 100260 SH SOLE 80875 0 19385
TESCO CORP COM 88157k101 211 16670 SH SOLE 14825 0 1845
VERIZON COMMUNICATIONS INC COM 92343v104 693 17265 SH SOLE 13925 0 3340
WALGREEN CO COM 931422109 761 23010 SH SOLE 15575 0 7435
WASTE MGMT INC DEL COM 94106L109 430 13136 SH SOLE 11136 0 2000
WEATHERFORD INTERNATIONAL LT REG SHS h27013103 3027 206780 SH SOLE 170775 0 36005
WESTERN ASST MNG MUN FD INC COM 95766m105 320 23900 SH SOLE 23300 0 600
WHIRLPOOL CORP COM 963320106 224 4725 SH SOLE 4150 0 575
WILLBROS GROUP INC DEL COM 969203108 109 29690 SH SOLE 25540 0 4150
XEROX CORP COM 984121103 3182 399780 SH SOLE 329715 0 70065
XYLEM INC COM 98419m100 3777 147005 SH SOLE 120005 0 27000