0001172661-11-000493.txt : 20110810 0001172661-11-000493.hdr.sgml : 20110810 20110810075908 ACCESSION NUMBER: 0001172661-11-000493 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 111022621 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 kri2q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 028-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Leslie Yates Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Leslie Yates Spokane, WA August 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $216,065 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 1133 11950 SH SOLE 8350 0 3600 ABBOTT LABS COM 002824100 8098 153899 SH SOLE 122074 0 31825 ALTRIA GROUP INC COM 02209s103 335 12669 SH SOLE 10920 0 1749 AMERICAN EXPRESS CO COM 025816109 6614 127940 SH SOLE 98010 0 29930 APPLE INC COM 037833100 2317 6903 SH SOLE 5729 0 1174 APPLIED MATLS INC COM 038222105 557 42840 SH SOLE 28040 0 14800 AT&T INC COM 00206r102 1997 63573 SH SOLE 47868 0 15705 BANK OF AMERICA CORPORATION COM 060505104 5375 490400 SH SOLE 401475 0 88925 BANK OF NEW YORK MELLON CORP COM 064058100 842 32870 SH SOLE 23310 0 9560 BARCLAYS BANK PLC ADS7.75%PFD S4 06739h511 372 14500 SH SOLE 11150 0 3350 BAXTER INTL INC COM 071813109 786 13175 SH SOLE 9375 0 3800 BOEING CO COM 097023105 1480 20025 SH SOLE 15470 0 4555 CAPITAL ONE FINL CORP COM 14040H105 6386 123585 SH SOLE 97185 0 26400 CHESAPEAKE ENERGY CORP COM 165167107 5998 202020 SH SOLE 159745 0 42275 CHESAPEAKE ENERGY CORP PFD CONV 165167842 493 5360 SH SOLE 4425 0 935 CHEVRON CORP NEW COM 166764100 5293 51472 SH SOLE 40599 0 10873 CISCO SYS INC COM 17275r102 7562 484409 SH SOLE 390899 0 93510 COCA COLA CO COM 191216100 300 4462 SH SOLE 4197 0 265 CONAGRA FOODS INC COM 205887102 479 18540 SH SOLE 15740 0 2800 CONOCOPHILLIPS COM 20825c104 1543 20518 SH SOLE 16014 0 4504 CVS CAREMARK CORPORATION COM 126650100 10415 277133 SH SOLE 219948 0 57185 DOW CHEM CO COM 260543103 6409 178025 SH SOLE 140065 0 37960 EATON CORP COM 278058102 4470 86880 SH SOLE 68030 0 18850 EXPRESS SCRIPTS INC COM 302182100 262 4850 SH SOLE 1650 0 3200 EXXON MOBIL CORP COM 30231g102 1194 14670 SH SOLE 12920 0 1750 FLOWSERVE CORP COM 34354p105 341 3105 SH SOLE 2520 0 585 GENERAL ELECTRIC CO COM 369604103 10091 535029 SH SOLE 429217 0 105812 GENUINE PARTS CO COM 372460105 362 6660 SH SOLE 5810 0 850 HEALTH CARE REIT INC COM 42217k106 609 11615 SH SOLE 10165 0 1450 HEWLETT PACKARD CO COM 428236103 8860 243401 SH SOLE 194631 0 48770 INTEL CORP COM 458140100 2204 99481 SH SOLE 77006 0 22475 INTERNATIONAL BUSINESS MACHS COM 459200101 5083 29627 SH SOLE 23614 0 6013 ISHARES TR IBOXX INV CPBD 464287242 548 4980 SH SOLE 2950 0 2030 ITRON INC COM 465741106 635 13190 SH SOLE 10750 0 2440 JABIL CIRCUIT INC COM 466313103 4994 247210 SH SOLE 192310 0 54900 JOHNSON & JOHNSON COM 478160104 718 10800 SH SOLE 8875 0 1925 JPMORGAN CHASE & CO COM 46625h100 6677 163084 SH SOLE 130449 0 32635 KEY TRONICS CORP COM 493144109 480 105325 SH SOLE 84825 0 20500 KIMBERLY CLARK CORP COM 494368103 914 13730 SH SOLE 10930 0 2800 KOHLS CORP COM 500255104 4130 82580 SH SOLE 64750 0 17830 KRAFT FOODS INC CL A 50075N104 526 14928 SH SOLE 13003 0 1925 LOCKHEED MARTIN CORP COM 539830109 332 4100 SH SOLE 3595 0 505 MARATHON OIL CORP COM 565849106 7200 136665 SH SOLE 107405 0 29260 MEDCO HEALTH SOLUTIONS INC COM 58405u102 5636 99723 SH SOLE 79628 0 20095 MERCK & CO INC NEW COM 58933y105 4770 135165 SH SOLE 104385 0 30780 MICRON TECHNOLOGY INC COM 595112103 400 53450 SH SOLE 43475 0 9975 MICROSOFT CORP COM 594918104 10940 420755 SH SOLE 334140 0 86615 NABORS INDUSTRIES LTD SHS G6359F103 353 14325 SH SOLE 11375 0 2950 NORDSTROM INC COM 655664100 969 20645 SH SOLE 15670 0 4975 ORACLE CORP COM 68389x105 1130 34345 SH SOLE 23200 0 11145 PEPSICO INC COM 713448108 10981 155914 SH SOLE 121939 0 33975 PFIZER INC COM 717081103 814 39491 SH SOLE 32726 0 6765 POTLATCH CORP NEW COM 737630103 439 12460 SH SOLE 10685 0 1775 QUALCOMM INC COM 747525103 1057 18610 SH SOLE 11210 0 7400 SCHLUMBERGER LTD COM 806857108 2891 33463 SH SOLE 26855 0 6608 SOUTHWEST AIRLS CO COM 844741108 561 49125 SH SOLE 39950 0 9175 SPDR SERIES TRUST BRCLYS YLD ETF 78464a417 587 14595 SH SOLE 11820 0 2775 STANCORP FINL GROUP INC COM 852891100 272 6445 SH SOLE 5245 0 1200 STAPLES INC COM 855030102 3049 192985 SH SOLE 155805 0 37180 SYSCO CORP COM 871829107 420 13475 SH SOLE 11525 0 1950 TARGET CORP COM 87612e106 7297 155560 SH SOLE 123350 0 32210 TIME WARNER INC COM NEW 887317303 8140 223816 SH SOLE 176167 0 47649 UNITED STATES STL CORP NEW COM 912909108 250 5420 SH SOLE 4770 0 650 V F CORP COM 918204108 4530 41725 SH SOLE 32790 0 8935 VERIZON COMMUNICATIONS INC COM 92343v104 623 16735 SH SOLE 12870 0 3865 VISA INC COM CL A 92826c839 3106 36865 SH SOLE 29625 0 7240 WAL MART STORES INC COM 931142103 2965 55805 SH SOLE 43865 0 11940 WEATHERFORD INTERNATIONAL LT REG SHS h27013103 4665 248810 SH SOLE 201040 0 47770 WELLS FARGO & CO NEW COM 949746101 3198 113960 SH SOLE 92695 0 21265 WESTERN ASST MNG MUN FD INC COM 95766m105 383 31000 SH SOLE 30400 0 600 WHIRLPOOL CORP COM 963320106 225 2765 SH SOLE 2440 0 325