-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bwhn1IS0pNrO6cViOqRMr8lN/ytBNl4iNrq69RXmAy0wWxO6nCfWh+IiHGZAa642 /7vXbjI5g5m5x00+psID+w== 0001172661-09-000829.txt : 20090507 0001172661-09-000829.hdr.sgml : 20090507 20090507162127 ACCESSION NUMBER: 0001172661-09-000829 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090507 EFFECTIVENESS DATE: 20090507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 09805815 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 ken1q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: Kenneth Roberts Spokane, WA May 07, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 44 Form13F Information Table Value Total: $166,875 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIR PRODS & CHEMS INC COM 009158106 7318 130105 SH Sole 96840 0 33265 AT&T INC COM 00206r102 1038 41175 SH Sole 30785 0 10390 AUTOMATIC DATA PROCESSING IN COM 053015103 1313 37346 SH Sole 27577 0 9769 AVERY DENNISON CORP COM 053611109 5848 261786 SH Sole 195756 0 66030 CHEVRON CORP NEW COM 166764100 3304 49141 SH Sole 36501 0 12640 CISCO SYS INC COM 17275r102 7784 464138 SH Sole 342463 0 121675 CIT GROUP INC COM 125581108 1080 379089 SH Sole 283034 0 96055 COMCAST CORP NEW CL A SPL 20030n200 3675 285565 SH Sole 214350 0 71215 CONOCOPHILLIPS COM 20825c104 386 9852 SH Sole 8906 0 946 COSTCO WHSL CORP NEW COM 22160k105 4738 102295 SH Sole 76710 0 25585 CVS CAREMARK CORPORATION COM 126650100 7692 279821 SH Sole 208786 0 71035 EMERSON ELEC CO COM 291011104 4365 152731 SH Sole 116086 0 36645 ENSCO INTL INC COM 26874q100 1211 45889 SH Sole 32314 0 13575 EXPRESS SCRIPTS INC COM 302182100 6917 149815 SH Sole 110810 0 39005 EXXON MOBIL CORP COM 30231g102 296 4342 SH Sole 4342 0 0 GENERAL ELECTRIC CO COM 369604103 5199 514236 SH Sole 386199 0 128037 HEWLETT PACKARD CO COM 428236103 4883 152323 SH Sole 112365 0 39958 ISHARES TR DJ SEL DIV INX 464287168 205 6550 SH Sole 6150 0 400 ISHARES TR IBOXX INV CPBD 464287242 327 3475 SH Sole 2175 0 1300 JABIL CIRCUIT INC COM 466313103 2461 442690 SH Sole 329865 0 112825 KEY TRONICS CORP COM 493144109 118 125280 SH Sole 102780 0 22500 MARATHON OIL CORP COM 565849106 5501 209235 SH Sole 156585 0 52650 MEDTRONIC INC COM 585055106 3763 127692 SH Sole 95317 0 32375 MICRON TECHNOLOGY INC COM 595112103 3856 949632 SH Sole 732732 0 216900 MICROSOFT CORP COM 594918104 9306 506568 SH Sole 378582 0 127986 NABORS INDUSTRIES LTD SHS G6359F103 2495 249775 SH Sole 187300 0 62475 NORDSTROM INC COM 655664100 3252 194176 SH Sole 145801 0 48375 ORACLE CORP COM 68389x105 10582 585587 SH Sole 437267 0 148320 PEABODY ENERGY CORP COM 704549104 4067 162420 SH Sole 122200 0 40220 PEPSICO INC COM 713448108 7444 144607 SH Sole 106272 0 38335 SCHLUMBERGER LTD COM 806857108 4994 122940 SH Sole 91135 0 31805 SEMITOOL INC COM 816909105 376 135200 SH Sole 105250 0 29950 SPDR TR UNIT SER 1 78462f103 1575 19805 SH Sole 13165 0 6640 STARBUCKS CORP COM 855244109 7389 665049 SH Sole 486800 0 178249 STRYKER CORP COM 863667101 5654 166087 SH Sole 123322 0 42765 TIDEWATER INC COM 886423102 2786 75040 SH Sole 56675 0 18365 TIME WARNER CABLE INC COM 88732j207 1180 47583 SH Sole 36497 0 11086 TIME WARNER INC COM 887317105 3665 189903 SH Sole 145659 0 44244 UNION PAC CORP COM 907818108 5303 128992 SH Sole 95502 0 33490 VALERO ENERGY CORP NEW COM 91913y100 6500 363125 SH Sole 268505 0 94620 VEECO INSTRS INC DEL COM 922417100 2454 367932 SH Sole 283107 0 84825 WASHINGTON FED INC COM 938824109 154 11577 SH Sole 9163 0 2414 WEATHERFORD INTERNATIONAL LT REG h27013103 4047 365561 SH Sole 272386 0 93175 WESTERN ASST MNG MUN FD INC COM 95766m105 374 37008 SH Sole 35000 0 2008
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