-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EfCZaQM3cWWtHmNqpiajMwXtOZkZ3jLWOdDiUKmfIFqQTK3yPiubUQhBoybgHabK VV3ElBFL5f4VP9u21TynZg== 0001172661-08-000707.txt : 20081104 0001172661-08-000707.hdr.sgml : 20081104 20081104085902 ACCESSION NUMBER: 0001172661-08-000707 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081104 DATE AS OF CHANGE: 20081104 EFFECTIVENESS DATE: 20081104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 IRS NUMBER: 000000000 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06910 FILM NUMBER: 081159245 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 ken3q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management, Inc. Address: 601 W. Riverside Ave. Ste. 1670 Spokane, WA 99201 13F File Number: 28-06910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Roberts Title: President Phone: (509) 624-5591 Signature, Place, and Date of Signing: /s/ Kenneth Roberts Spokane, WA November 04, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 50 Form13F Information Table Value Total: $308,303 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 14600 213735 SH Sole 159180 0 54555 AIR PRODS & CHEMS INC COM 009158106 5060 73872 SH Sole 53822 0 20050 AMERICAN EXPRESS CO COM 025816109 222 6265 SH Sole 1365 0 4900 AMERICAN INTL GROUP INC COM 026874107 1702 511192 SH Sole 379983 0 131209 AT&T INC COM 00206r102 1368 49010 SH Sole 31910 0 17100 AUTOMATIC DATA PROCESSING IN COM 053015103 2016 47166 SH Sole 32542 0 14624 AVERY DENNISON CORP COM 053611109 13793 310091 SH Sole 230616 0 79475 BP PLC SPONSORED ADR 055622104 244 4866 SH Sole 4826 0 40 CHEVRON CORP NEW COM 166764100 9983 121029 SH Sole 88264 0 32765 CISCO SYS INC COM 17275r102 12871 570523 SH Sole 423998 0 146525 CIT GROUP INC COM 125581108 2366 339924 SH Sole 253584 0 86340 CONOCOPHILLIPS COM 20825c104 766 10464 SH Sole 9518 0 946 CVS CAREMARK CORPORATION COM 126650100 11395 338546 SH Sole 249061 0 89485 EMERSON ELEC CO COM 291011104 7625 186921 SH Sole 140046 0 46875 ENSCO INTL INC COM 26874q100 3205 55614 SH Sole 37839 0 17775 EXPRESS SCRIPTS INC COM 302182100 266 3600 SH Sole 2000 0 1600 EXXON MOBIL CORP COM 30231g102 3552 45743 SH Sole 36651 0 9092 GENERAL ELECTRIC CO COM 369604103 16189 634845 SH Sole 471483 0 163362 HOME PROPERTIES INC COM 437306103 487 8400 SH Sole 5500 0 2900 ISHARES TR DJ SEL DIV INX 464287168 375 7050 SH Sole 6500 0 550 ISHARES TR 7-10 YR TRS BD 464287440 320 3600 SH Sole 2900 0 700 ISTAR FINL INC COM 45031u101 51 19724 SH Sole 13739 0 5985 JABIL CIRCUIT INC COM 466313103 5937 622290 SH Sole 466340 0 155950 KEY TRONICS CORP COM 493144109 317 139180 SH Sole 112180 0 27000 KLA-TENCOR CORP COM 482480100 5102 161200 SH Sole 124970 0 36230 MARATHON OIL CORP COM 565849106 7347 184275 SH Sole 137080 0 47195 MEDTRONIC INC COM 585055106 13202 263512 SH Sole 198602 0 64910 MERRILL LYNCH & CO INC COM 590188108 4152 164100 SH Sole 123805 0 40295 MICRON TECHNOLOGY INC COM 595112103 4601 1135952 SH Sole 880952 0 255000 MICROSOFT CORP COM 594918104 16408 614752 SH Sole 459591 0 155161 NABORS INDUSTRIES LTD SHS G6359F103 5688 228250 SH Sole 175175 0 53075 NORDSTROM INC COM 655664100 7582 263066 SH Sole 196016 0 67050 ORACLE CORP COM 68389x105 15027 739863 SH Sole 558468 0 181395 PEABODY ENERGY CORP COM 704549104 7706 171240 SH Sole 127820 0 43420 PEPSICO INC COM 713448108 7777 109119 SH Sole 79594 0 29525 PROCTER & GAMBLE CO COM 742718109 7233 103785 SH Sole 77385 0 26400 QUALCOMM INC COM 747525103 6939 161485 SH Sole 119035 0 42450 SEMITOOL INC COM 816909105 792 96765 SH Sole 74565 0 22200 STARBUCKS CORP COM 855244109 12012 807796 SH Sole 602322 0 205474 STRYKER CORP COM 863667101 12480 200322 SH Sole 148472 0 51850 TEXAS INSTRS INC COM 882508104 7820 363710 SH Sole 269210 0 94500 TIDEWATER INC COM 886423102 4997 90255 SH Sole 67635 0 22620 TIME WARNER INC COM 887317105 7737 590176 SH Sole 440032 0 150144 UNITEDHEALTH GROUP INC COM 91324p102 3364 132479 SH Sole 97269 0 35210 VALERO ENERGY CORP NEW COM 91913y100 12001 396070 SH Sole 291855 0 104215 VEECO INSTRS INC DEL COM 922417100 7619 514432 SH Sole 391157 0 123275 WASHINGTON FED INC COM 938824109 214 11577 SH Sole 9163 0 2414 WEATHERFORD INTERNATIONAL LT COM g95089101 7140 283991 SH Sole 216191 0 67800 WESTERN ASST MNG MUN FD INC COM 95766m105 372 40008 SH Sole 38000 0 2008 ZIMMER HLDGS INC COM 98956p102 8281 128261 SH Sole 95711 0 32550
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