0001047469-13-004395.txt : 20130416 0001047469-13-004395.hdr.sgml : 20130416 20130416091041 ACCESSION NUMBER: 0001047469-13-004395 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130416 DATE AS OF CHANGE: 20130416 EFFECTIVENESS DATE: 20130416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTREAM INVESTMENT ADVISERS LLC CENTRAL INDEX KEY: 0001056493 IRS NUMBER: 311546165 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06888 FILM NUMBER: 13762776 BUSINESS ADDRESS: STREET 1: 101 W. SPRING STREET STREET 2: 4TH FLOOR CITY: NEW ALBANY STATE: IN ZIP: 47150 BUSINESS PHONE: 812-981-8100 MAIL ADDRESS: STREET 1: 101 W. SPRING STREET STREET 2: 4TH FLOOR CITY: NEW ALBANY STATE: IN ZIP: 47150 13F-HR 1 a2214448z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ------------------- Check Here if Amendment / /; Amendment Number: --- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mainstream Investment Advisers LLC ------------------------------------------------ Address: 101 West Spring Street ------------------------------------------------ Fourth Floor ------------------------------------------------ New Albany IN 47150 ------------------------------------------------ Form 13F File Number: 28-6888 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Diane J. Hulls ------------------------------- Title: Director ------------------------------- Phone: 812-981-7053 ------------------------------- Signature, Place, and Date of Signing: /s/ Diane J. Hulls New Albany, Indiana April 11, 2013 ------------------------------- ----------------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Sum: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 91 --------------- Form 13F Information Table Value Total: $180,270,000 --------------- (thousands) FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- ------------- ------------------- ---------- ---------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- ------------- ---------- --- ---- ---------- ---------- -------- -------- -------- Alcoa Inc COMMON STOCKS 013817101 572 67109 SH Sole 67109 American Internatio COMMON STOCKS 026874784 2084 53676 SH Sole 53676 Allison Transmissio COMMON STOCKS 01973R101 1289 53676 SH Sole 53676 Altera Corp COMMON STOCKS 021441100 1666 46976 SH Sole 46976 Alcatel-Lucent/Fran COMMON STOCKS 013904305 414 311512 SH Sole 311512 Amazon.com Inc COMMON STOCKS 023135106 5875 22046 SH Sole 22046 AutoNation Inc COMMON STOCKS 05329W102 2642 60385 SH Sole 60385 ARM Holdings PLC COMMON STOCKS 042068106 1381 32593 SH Sole 32593 Aruba Networks Inc COMMON STOCKS 043176106 664 26844 SH Sole 26844 Arrow Electronics I COMMON STOCKS 042735100 857 21087 SH Sole 21087 Acuity Brands Inc COMMON STOCKS 00508Y102 1861 26838 SH Sole 26838 Brookfield Asset Ma COMMON STOCKS 112585104 2206 60467 SH Sole 60467 Basic Energy Servic COMMON STOCKS 06985P100 575 42079 SH Sole 42079 Bunge Ltd COMMON STOCKS G16962105 2825 38266 SH Sole 38266 General Cable Corp COMMON STOCKS 369300108 376 10256 SH Sole 10256 Builders FirstSourc COMMON STOCKS 12008R107 904 154319 SH Sole 154319 Boise Inc COMMON STOCKS 09746Y105 349 40257 SH Sole 40257 Morgan Stanley Chin COMMON STOCKS 617468103 1064 45049 SH Sole 45049 Cal-Maine Foods Inc COMMON STOCKS 128030202 445 10452 SH Sole 10452 Celadon Group Inc COMMON STOCKS 150838100 1959 93933 SH Sole 93933 Chesapeake Energy C COMMON STOCKS 165167107 274 13418 SH Sole 13418 Chuy's Holdings Inc COMMON STOCKS 171604101 1483 45529 SH Sole 45529 Centene Corp COMMON STOCKS 15135B101 591 13419 SH Sole 13419 iPath Dow Jones-UBS ETF 06739H743 398 15000 SH Sole 15000 Citrix Systems Inc COMMON STOCKS 177376100 1936 26838 SH Sole 26838 Cavco Industries In COMMON STOCKS 149568107 1596 33547 SH Sole 33547 PowerShares DB Base ETF 73936B705 471 26841 SH Sole 26841 Deltic Timber Corp COMMON STOCKS 247850100 1844 26838 SH Sole 26838 DR Horton Inc COMMON STOCKS 23331A109 1793 73804 SH Sole 73804 iShares MSCI Emergi ETF 464287234 574 13422 SH Sole 13422 EOG Resources Inc COMMON STOCKS 26875P101 10311 80513 SH Sole 80513 Facebook Inc COMMON STOCKS 30303M102 1030 40265 SH Sole 40265 Freeport-McMoRan Co COMMON STOCKS 35671D857 1301 39299 SH Sole 39299 Fluor Corp COMMON STOCKS 343412102 6231 93933 SH Sole 93933 FleetMatics Group L COMMON STOCKS G35569105 411 16954 SH Sole 16954 iShares FTSE China ETF 464287184 1982 53682 SH Sole 53682 General Electric Co COMMON STOCKS 369604103 6670 288509 SH Sole 288509 SPDR S&P China ETF ETF 78463X400 1408 20132 SH Sole 20132 Halliburton Co COMMON STOCKS 406216101 3254 80514 SH Sole 80514 Hercules Offshore I COMMON STOCKS 427093109 896 120800 SH Sole 120800 Hovnanian Enterpris COMMON STOCKS 442487203 1317 228201 SH Sole 228201 IAMGOLD Corp COMMON STOCKS 450913108 239 33200 SH Sole 33200 iShares Dow Jones U ETF 464288752 801 33547 SH Sole 33547 iPath Dow Jones-UBS ETF 06739F101 1785 42000 SH Sole 42000 St Joe Co/The COMMON STOCKS 790148100 3279 154319 SH Sole 154319 Kennametal Inc COMMON STOCKS 489170100 752 19260 SH Sole 19260 Layne Christensen C COMMON STOCKS 521050104 967 45251 SH Sole 45251 Lennar Corp COMMON STOCKS 526057104 4990 120292 SH Sole 120292 Louisiana-Pacific C COMMON STOCKS 546347105 725 33547 SH Sole 33547 Masco Corp COMMON STOCKS 574599106 679 33547 SH Sole 33547 Molycorp Inc COMMON STOCKS 608753109 419 80529 SH Sole 80529 Marathon Oil Corp COMMON STOCKS 565849106 1810 53676 SH Sole 53676 Morgan Stanley COMMON STOCKS 617446448 2949 134190 SH Sole 134190 M/A-COM Technology COMMON STOCKS 55405Y100 216 13419 SH Sole 13419 iShares S&P Global ETF 464288695 2791 46966 SH Sole 46966 Quanex Building Pro COMMON STOCKS 747619104 386 23965 SH Sole 23965 Occidental Petroleu COMMON STOCKS 674599105 4207 53676 SH Sole 53676 Potlatch Corp COMMON STOCKS 737630103 1538 33547 SH Sole 33547 Pier 1 Imports Inc COMMON STOCKS 720279108 1235 53676 SH Sole 53676 Pilgrim's Pride Cor COMMON STOCKS 72147K108 863 93933 SH Sole 93933 Pioneer Natural Res COMMON STOCKS 723787107 6669 53675 SH Sole 53675 Plains Exploration COMMON STOCKS 726505100 2229 46966 SH Sole 46966 Quality Distributio COMMON STOCKS 74756M102 226 26838 SH Sole 26838 Rio Tinto PLC COMMON STOCKS 767204100 1895 40261 SH Sole 40261 Rollins Inc COMMON STOCKS 775711104 871 35484 SH Sole 35484 Starbucks Corp COMMON STOCKS 855244109 1163 20419 SH Sole 20419 Southern Copper Cor COMMON STOCKS 84265V105 1547 41164 SH Sole 41164 Stifel Financial Co COMMON STOCKS 860630102 930 26838 SH Sole 26838 Sterlite Industries COMMON STOCKS 859737207 279 39901 SH Sole 39901 iShares Silver Trus ETF 46428Q109 4224 154000 SH Sole 154000 SM Energy Co COMMON STOCKS 78454L100 4371 73804 SH Sole 73804 Standard Pacific Co COMMON STOCKS 85375C101 464 53688 SH Sole 53688 Staples Inc COMMON STOCKS 855030102 901 67131 SH Sole 67131 Simpson Manufacturi COMMON STOCKS 829073105 1441 47091 SH Sole 47091 Stillwater Mining C COMMON STOCKS 86074Q102 2144 165821 SH Sole 165821 Teck Resources Ltd COMMON STOCKS 878742204 1134 40261 SH Sole 40261 Toll Brothers Inc COMMON STOCKS 889478103 7441 217319 SH Sole 217319 Tejon Ranch Co COMMON STOCKS 879080109 542 18211 SH Sole 18211 TRW Automotive Hold COMMON STOCKS 87264S106 1847 33573 SH Sole 33573 Universal Forest Pr COMMON STOCKS 913543104 3205 80518 SH Sole 80518 Urban Outfitters In COMMON STOCKS 917047102 1300 33547 SH Sole 33547 USG Corp COMMON STOCKS 903293405 5145 194576 SH Sole 194576 Vulcan Materials Co COMMON STOCKS 929160109 5550 107352 SH Sole 107352 WellCare Health Pla COMMON STOCKS 94946T106 1181 20377 SH Sole 20377 Wabash National Cor COMMON STOCKS 929566107 477 46966 SH Sole 46966 Westport Innovation COMMON STOCKS 960908309 594 20128 SH Sole 20128 Weyerhaeuser Co COMMON STOCKS 962166104 10536 335766 SH Sole 335766 Xilinx Inc COMMON STOCKS 983919101 1024 26838 SH Sole 26838 SPDR S&P Metals & M ETF 78464A755 3253 80530 SH Sole 80530 Yanzhou Coal Mining COMMON STOCKS 984846105 328 23968 SH Sole 23968 Horsehead Holding C COMMON STOCKS 440694305 949 87224 SH Sole 87224