0001047469-11-006653.txt : 20110727 0001047469-11-006653.hdr.sgml : 20110727 20110727154945 ACCESSION NUMBER: 0001047469-11-006653 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110727 DATE AS OF CHANGE: 20110727 EFFECTIVENESS DATE: 20110727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTREAM INVESTMENT ADVISERS LLC CENTRAL INDEX KEY: 0001056493 IRS NUMBER: 311546165 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06888 FILM NUMBER: 11990161 BUSINESS ADDRESS: STREET 1: 462 S FOURTH AVE STREET 2: SUITE 1750 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025682803 MAIL ADDRESS: STREET 1: 462 S 4TH AVE STREET 2: STE 1750 CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR 1 a2203929z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mainstream Investment Advisers LLC ---------------------------------- Address: 101 West Spring Street ---------------------------------- Fourth Floor ---------------------------------- New Albany IN 47150 ---------------------------------- Form 13F File Number: 28-6888 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Diane J. Hulls ------------------------------- Title: Director ------------------------------- Phone: 812-981-7053 ------------------------------- Signature, Place, and Date of Signing: /s/ Diane J. Hulls New Albany, Indiana July 26, 2011 ------------------------------- -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 223 -------------------- Form 13F Information Table Value Total: $322,660,000 -------------------- (thousands)
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ 3M COMPANY COMMON STOCKS 88579Y101 10822 114103 SH 0 Sole 0 110548 3555 A T & T INC NEW COMMON STOCKS 00206R102 331 10524 SH 0 Sole 0 6000 4524 ABBOTT LABORATORIES COMMON STOCKS 002824100 1614 30674 SH 0 Sole 0 19385 11289 ACE LTD-ORD COMMON STOCKS H0023R105 3601 54705 SH 0 Sole 0 42149 12556 ACTIVISION BLIZZARD INC COMMON STOCKS 00507V109 221 18914 SH 0 Sole 0 11806 7108 AGIC CONV & INC FUND COMMON STOCKS 001190107 133 13000 SH 0 Sole 0 6000 7000 AGILENT TECHNOLOGIES INC COMMON STOCKS 00846U101 2504 49000 SH 0 Sole 0 49000 ALAMO GROUP INC COMMON STOCKS 011311107 2353 99267 SH 0 Sole 0 99267 ALASKA AIR GROUP INC W/RTS TO COMMON STOCKS 011659109 4792 70000 SH 0 Sole 0 70000 AMERICA MOVIL SAB L ADRF SPONS COMMON STOCKS 02364W105 531 9858 SH 0 Sole 0 4883 4975 AMERIPRISE FINANCIAL INC COMMON STOCKS 03076C106 451 7825 SH 0 Sole 0 4175 3650 AMERISOURCEBERGEN CORP COMMON STOCKS 03073E105 1449 35000 SH 0 Sole 0 35000 AMGEN INCORPORATED COMMON STOCKS 031162100 268 4600 SH 0 Sole 0 1500 3100 ANNALY CAPITAL MGMT REIT COMMON STOCKS 035710409 523 29000 SH 0 Sole 0 19150 9850 APACHE CORP COMMON STOCKS 037411105 1887 15296 SH 0 Sole 0 9125 6171 APOLLO GROUP INC COMMON STOCKS 037604105 1529 35000 SH 0 Sole 0 35000 APPLE COMPUTER INC COMMON STOCKS 037833100 8067 24032 SH 0 Sole 0 21657 2375 AXCELIS TECHNOLOGIES INC COMMON STOCKS 054540109 61 37000 SH 0 Sole 0 37000 BANCO BRADESCO NEW ADR F SPONS COMMON STOCKS 059460303 271 13237 SH 0 Sole 0 8155 5082 BANK OF AMERICA CORP COMMON STOCKS 060505104 272 24799 SH 0 Sole 0 12488 12311 BARCLAYS BK PLC IPATH COMMON STOCKS 06740C261 1038 49087 SH 0 Sole 0 49087 BAXTER INTERNATIONAL INC COMMON STOCKS 071813109 4036 67610 SH 0 Sole 0 61160 6450 BERKSHIRE HATHAWAY INC DEL CL B COMMON STOCKS 084670702 4412 57006 SH 0 Sole 0 56000 1006 BHP BILLITON LTD ADR F SPONSOR COMMON STOCKS 088606108 284 3000 SH 0 Sole 0 500 2500 BIOMARIN PHARMACEUTICAL COMMON STOCKS 09061G101 212 7790 SH 0 Sole 0 6290 1500 BOEING CO COMMON STOCKS 097023105 8859 119825 SH 0 Sole 0 119625 200 BRIDGEPOINT EDUCATION COMMON STOCKS 10807M105 613 24500 SH 0 Sole 0 17000 7500 CAE INC COMMON STOCKS 124765108 673 50000 SH 0 Sole 0 50000 CALAMOS STRGC TOT RET FD COMMON STOCKS 128125101 477 49800 SH 0 Sole 0 38800 11000 CAMERON INTL CORP COMMON STOCKS 13342B105 360 7165 SH 0 Sole 0 4115 3050 CATERPILLAR INC COMMON STOCKS 149123101 311 2920 SH 0 Sole 0 1620 1300 CELGENE CORP COMMON STOCKS 151020104 407 6750 SH 0 Sole 0 4050 2700 CHEVRON CORPORATION COMMON STOCKS 166764100 2780 27030 SH 0 Sole 0 13085 13945 CHINA ED ALLIANCE NEW COMMON STOCKS 16938Y207 18 20700 SH 0 Sole 0 20700 CHINA GREEN AGRICULTURE COMMON STOCKS 16943W105 180 36150 SH 0 Sole 0 22550 13600 CHINA INTEGRATED ENERGY COMMON STOCKS 16948P105 10 12000 SH 0 Sole 0 12000 CHINA PETE & CHEM ADR F SPONSO COMMON STOCKS 16941R108 492 4850 SH 0 Sole 0 3500 1350 CHINA PHARMA HOLDINGS COMMON STOCKS 16941T104 59 26000 SH 0 Sole 0 21000 5000 CHINA VALVES TECH NEW COMMON STOCKS 169476207 52 16100 SH 0 Sole 0 13100 3000 CHINACAST EDUCATION CORP COMMON STOCKS 16946T109 165 31900 SH 0 Sole 0 28900 3000 CHUBB CORP COMMON STOCKS 171232101 3292 52580 SH 0 Sole 0 50080 2500 CIA ENER DE MINAS ADR F SPONSO COMMON STOCKS 204409601 277 13440 SH 0 Sole 0 10440 3000 CISCO SYSTEMS INC COMMON STOCKS 17275R102 787 50445 SH 0 Sole 0 25482 24963 CLICKSOFTWARE TECHNOLOGIES LTD COMMON STOCKS M25082104 280 28315 SH 0 Sole 0 28315 COCA COLA COMPANY COMMON STOCKS 191216100 1128 16765 SH 0 Sole 0 9625 7140 COMPANHIA DE SANEAM ADRF SPONS COMMON STOCKS 20441A102 316 5300 SH 0 Sole 0 4300 1000 CONOCOPHILLIPS COMMON STOCKS 20825C104 3168 42132 SH 0 Sole 0 23367 18765 CONSTELLATION BRAND CL A CLASS COMMON STOCKS 21036P108 206 9880 SH 0 Sole 0 4530 5350 CORN PRODS INTL INC COMMON STOCKS 219023108 5030 91000 SH 0 Sole 0 91000 COSTCO WHOLESALE CORP-NEW COMMON STOCKS 22160K105 11552 142195 SH 0 Sole 0 141395 800 CREE INC COMMON STOCKS 225447101 300 8925 SH 0 Sole 0 5925 3000 CVS CORP COMMON STOCKS 126650100 5324 141667 SH 0 Sole 0 121767 19900 DANAHER CORP COMMON STOCKS 235851102 5320 100400 SH 0 Sole 0 100400 DARDEN RESTAURANTS INC COMMON STOCKS 237194105 211 4250 SH 0 Sole 0 1950 2300 DARLING INTL INC COMMON STOCKS 237266101 1487 84000 SH 0 Sole 0 84000 DEERE & CO COMMON STOCKS 244199105 1676 20322 SH 0 Sole 0 13272 7050 DEVON ENERGY CP NEW COMMON STOCKS 25179M103 1326 16822 SH 0 Sole 0 9340 7482 DIAGEO PLC-SPONSORED ADR COMMON STOCKS 25243Q205 6108 74600 SH 0 Sole 0 65265 9335 DU PONT E I DE NEMOUR&CO COMMON STOCKS 263534109 1369 25328 SH 0 Sole 0 12703 12625 EATON CORPORATION COMMON STOCKS 278058102 365 7100 SH 0 Sole 0 5100 2000 EMC CORP-MASS COMMON STOCKS 268648102 2863 103938 SH 0 Sole 0 102938 1000 ENERGY TRANSFER PARTNERS UNITS COMMON STOCKS 29273R109 241 4940 SH 0 Sole 0 3740 1200 ENTERGY CORP NEW COMMON STOCKS 29364G103 314 4600 SH 0 Sole 0 3400 1200 EV TAX MAN GLB DIV EQTY COMMON STOCKS 27829F108 115 11030 SH 0 Sole 0 5500 5530 EVERCORE PARTNERS INC COMMON STOCKS 29977A105 1866 56000 SH 0 Sole 0 56000 EXPRESS SCRIPTS INC COMMON STOCKS 302182100 1116 20675 SH 0 Sole 0 12725 7950 EXXON MOBIL CORP COMMON STOCKS 30231G102 5079 62414 SH 0 Sole 0 57731 4683 FAIRCHILD SEMICONDUCTOR INTL COMMON STOCKS 303726103 262 15700 SH 0 Sole 0 15700 FLEXTRONICS INTL LTD F COMMON STOCKS Y2573F102 259 40344 SH 0 Sole 0 26919 13425 FLOWSERVE CORPORATION COMMON STOCKS 34354P105 615 5595 SH 0 Sole 0 3245 2350 FLUOR CORPORATION NEW COMMON STOCKS 343412102 355 5486 SH 0 Sole 0 3146 2340 FREEPORT MCMORAN COPPER COMMON STOCKS 35671D857 1142 21590 SH 0 Sole 0 14140 7450 FUQI INTERNATIONAL INC COMMON STOCKS 36102A207 57 14750 SH 0 Sole 0 9000 5750 FUSHI COPPERWELD INC COMMON STOCKS 36113E107 183 32000 SH 0 Sole 0 27000 5000 GAFISA SA ADR F SPONSORED ADR COMMON STOCKS 362607301 114 12000 SH 0 Sole 0 6000 6000 GENERAL ELECTRIC CO COMMON STOCKS 369604103 3095 164105 SH 0 Sole 0 149416 14689 GENERAL MILLS INC COMMON STOCKS 370334104 1396 37518 SH 0 Sole 0 18168 19350 GERDAU SA SPONS ADR F SPONSORE COMMON STOCKS 373737105 208 19750 SH 0 Sole 0 14000 5750 GOODRICH CORPORATION COMMON STOCKS 382388106 719 7530 SH 0 Sole 0 4000 3530 GOOGLE INC CLASS A COMMON STOCKS 38259P508 606 1197 SH 0 Sole 0 857 340 HALLIBURTON CO HLDG CO COMMON STOCKS 406216101 429 8420 SH 0 Sole 0 6420 2000 HARBIN ELECTRIC INC COMMON STOCKS 41145W109 612 40473 SH 0 Sole 0 26873 13600 HASBRO INC COMMON STOCKS 418056107 372 8470 SH 0 Sole 0 6245 2225 HEINZ H J CO COMMON STOCKS 423074103 463 8685 SH 0 Sole 0 4885 3800 HEWLETT-PACKARD COMPANY COMMON STOCKS 428236103 1276 35061 SH 0 Sole 0 21325 13736 HONEYWELL INTERNATIONAL COMMON STOCKS 438516106 963 16157 SH 0 Sole 0 9382 6775 HORMEL GEO A & CO COMMON STOCKS 440452100 835 28000 SH 0 Sole 0 28000 HQ SUSTAIN MARITIME NEW COMMON STOCKS 40426A208 0 22200 SH 0 Sole 0 17200 5000 HUMANA INC COMMON STOCKS 444859102 366 4541 SH 0 Sole 0 4441 100 ILLINOIS TOOL WORKS INC COMMON STOCKS 452308109 3231 57200 SH 0 Sole 0 57200 ILLUMINA INC COMMON STOCKS 452327109 649 8630 SH 0 Sole 0 5880 2750 INDIA FUND INC COMMON STOCKS 454089103 811 26762 SH 0 Sole 0 16297 10465 INTEL CORP COMMON STOCKS 458140100 1196 53971 SH 0 Sole 0 31487 22484 INTL BUSINESS MACHINES COMMON STOCKS 459200101 2238 13043 SH 0 Sole 0 7905 5138 ISHARES COMEX GOLD TR COMMON STOCKS 464285105 820 56000 SH 0 Sole 0 56000 ISHARES MSCI EMRG MKT FD EMERG ETF 464287234 2503 52578 SH 0 Sole 0 50274 2304 ISHARES MSCI PAC EX JAPN PACIF ETF 464286665 376 7903 SH 0 Sole 0 6903 1000 ISHARES S&P EURO 350 IDX S&P E ETF 464287861 1746 41500 SH 0 Sole 0 41500 ISHARES S&P U S PFD FUND S&P U ETF 464288687 975 24575 SH 0 Sole 0 18975 5600 ISHARES SILVER TR CALL OPTIONS 46428Q109 677 20000 SH CALL Sole 0 20000 ISHARES SILVER TR CALL OPTIONS 46428Q109 677 20000 SH CALL Sole 0 20000 ISHARES TR COMMON STOCKS 464287432 1317 14000 SH 0 Sole 0 14000 ISHARES TR COMMON STOCKS 464287598 451 6600 SH 0 Sole 0 6600 ISHARES TR COMMON STOCKS 464288257 321 6650 SH 0 Sole 0 6650 ISHARES TR LEHM 7-10 YR TRS BD COMMON STOCKS 464287440 3834 40000 SH 0 Sole 0 40000 ISHARES TR RUSSELL 1000 RUSSEL ETF 464287614 295 4846 SH 0 Sole 0 4846 ISHARES TR RUSSELL 2000 RUSSEL ETF 464287648 309 3254 SH 0 Sole 0 3254 J M SMUCKER CO NEW COMMON STOCKS 832696405 263 3444 SH 0 Sole 0 1750 1694 JABIL CIRCUIT INC COMMON STOCKS 466313103 949 46985 SH 0 Sole 0 32685 14300 JOHNSON & JOHNSON COMMON STOCKS 478160104 10108 151965 SH 0 Sole 0 132262 19703 JPMORGAN CHASE & CO COMMON STOCKS 46625H100 1827 44621 SH 0 Sole 0 28771 15850 KELLOGG CO COMMON STOCKS 487836108 1549 28000 SH 0 Sole 0 28000 KIMBERLY-CLARK CORP COMMON STOCKS 494368103 929 13954 SH 0 Sole 0 9926 4028 KRAFT FOODS INC COMMON STOCKS 50075N104 1324 37593 SH 0 Sole 0 25080 12513 KROGER COMPANY COMMON STOCKS 501044101 1058 42657 SH 0 Sole 0 29382 13275 LSI CORPORATION COMMON STOCKS 502161102 71 10004 SH 0 Sole 0 10004 LTX CREDENCE CORPORATION COMMON STOCKS 502403207 504 56382 SH 0 Sole 0 56382 M & T BANK CORP COM COMMON STOCKS 55261F104 3078 35000 SH 0 Sole 0 35000 M H I HOSPITALITY CORP COMMON STOCKS 55302L102 32 10814 SH 0 Sole 0 6814 4000 MARKET VECTORS ETF TR COMMON STOCKS 57060U100 2135 39100 SH 0 Sole 0 35450 3650 MARKET VECTORS ETF TR JR COMMON STOCKS 57060U589 1707 49500 SH 0 Sole 0 49500 MARKWEST ENERGY PTNR LP COMMON COMMON STOCKS 570759100 207 4300 SH 0 Sole 0 3000 1300 MAXIM INTEGRATED PRODS COMMON STOCKS 57772K101 1063 41580 SH 0 Sole 0 23780 17800 MC DONALDS CORP COMMON STOCKS 580135101 431 5110 SH 0 Sole 0 3540 1570 MCKESSON CORPORATION COMMON STOCKS 58155Q103 1011 12085 SH 0 Sole 0 7935 4150 MEDCOHEALTH SOLUTIONS COMMON STOCKS 58405U102 874 15470 SH 0 Sole 0 9020 6450 MEDTRONIC INC COMMON STOCKS 585055106 1374 35659 SH 0 Sole 0 18808 16851 MERCK & CO INC NEW COMMON STOCKS 58933Y105 947 26825 SH 0 Sole 0 19625 7200 METLIFE INC COMMON STOCKS 59156R108 825 18801 SH 0 Sole 0 10945 7856 MICROCHIP TECHNOLOGY INC COMMON STOCKS 595017104 610 16100 SH 0 Sole 0 8200 7900 MICROSOFT CORP COMMON STOCKS 594918104 298 11450 SH 0 Sole 0 7050 4400 MOBILE TELESYSTEMS ADR F SPONS COMMON STOCKS 607409109 507 26675 SH 0 Sole 0 17125 9550 MORGAN STANLEY COMMON STOCKS 617446448 205 8900 SH 0 Sole 0 6400 2500 MOUNTAIN PROVINCE DIAMOND COMMON STOCKS 62426E402 545 100000 SH 0 Sole 0 100000 MRGN STNLY ASIA PAC FUND COMMON STOCKS 61744U106 191 11223 SH 0 Sole 0 4620 6603 MYLAN INC COMMON STOCKS 628530107 691 28020 SH 0 Sole 0 18220 9800 NAM TAI ELECTRONICS NEWF COMMON STOCKS 629865205 65 11775 SH 0 Sole 0 11325 450 NETFLIX COM INC COMMON STOCKS 64110L106 3678 14000 SH 0 Sole 0 14000 NOBLE CORP F COMMON STOCKS H5833N103 654 16600 SH 0 Sole 0 13225 3375 NORFOLK SOUTHERN CORP COMMON STOCKS 655844108 274 3660 SH 0 Sole 0 1660 2000 NOVARTIS AG-SPONSORED ADR COMMON STOCKS 66987V109 1589 26000 SH 0 Sole 0 26000 NVR INC COMMON STOCKS 62944T105 5078 7000 SH 0 Sole 0 7000 OCCIDENTAL PETE CORP COMMON STOCKS 674599105 458 4400 SH 0 Sole 0 1400 3000 OMNIVISION TECHNOLOGIES INC COMMON STOCKS 682128103 1504 43200 SH 0 Sole 0 43200 ORACLE CORPORATION COMMON STOCKS 68389X105 1934 58762 SH 0 Sole 0 32162 26600 PENN WEST PETE LTD NEW F COMMON STOCKS 707887105 245 10595 SH 0 Sole 0 8995 1600 PEPSICO INCORPORATED COMMON STOCKS 713448108 1594 22638 SH 0 Sole 0 15837 6801 PERFUMANIA HOLDINGS INC COMMON STOCKS 71376C100 377 24460 SH 0 Sole 0 24460 PETROLEO BRASILEIRO ADRF SPONS COMMON STOCKS 71654V408 240 7080 SH 0 Sole 0 3080 4000 PLUM CREEK TIMBER CO REIT COMMON STOCKS 729251108 568 14005 SH 0 Sole 0 7030 6975 POTLATCH CORPORATION NEW COMMON STOCKS 737630103 596 16901 SH 0 Sole 0 12551 4350 POWERSHS EXCH TRAD FD TR POWER ETF 73935X229 573 31781 SH 0 Sole 0 12950 18831 PRINCIPAL FINANCIAL GRP COMMON STOCKS 74251V102 237 7780 SH 0 Sole 0 3980 3800 PROCTER & GAMBLE CO COMMON STOCKS 742718109 9105 143232 SH 0 Sole 0 122331 20901 PRUDENTIAL FINANCIAL INC COMMON STOCKS 744320102 935 14700 SH 0 Sole 0 6500 8200 QKL STORES INC COMMON STOCKS 74732Y105 20 10000 SH 0 Sole 0 10000 QUALCOMM INC COMMON STOCKS 747525103 6559 115490 SH 0 Sole 0 112975 2515 RENAISSANCERE HOLDINGS LTD COMMON STOCKS G7496G103 1959 28000 SH 0 Sole 0 28000 RODINIA LITHIUM INC COMMON STOCKS 77487T106 78 250000 SH 0 Sole 0 250000 ROYAL DUTCH PETROLEUM CO. CLAS COMMON STOCKS 780259206 458 6439 SH 0 Sole 0 2539 3900 S&P DEPOSITARY RECEIPTS (SPDR) COMMON STOCKS 78462F103 235 1777 SH 0 Sole 0 1777 SALESFORCE COM INC COMMON STOCKS 79466L302 4171 28000 SH 0 Sole 0 28000 SANOFI ADR F SPONSORED ADR 2 A COMMON STOCKS 80105N105 230 5720 SH 0 Sole 0 2800 2920 SCHEIN HENRY INC COMMON STOCKS 806407102 612 8550 SH 0 Sole 0 4700 3850 SCHLUMBERGER LTD F COMMON STOCKS 806857108 773 8945 SH 0 Sole 0 2444 6501 SEAGATE TECHNOLOGY PLC F COMMON STOCKS G7945M107 502 31075 SH 0 Sole 0 20175 10900 SECTOR SPDR TR COMMON STOCKS 81369Y209 5472 154000 SH 0 Sole 0 154000 SECTOR SPDR TR COMMON STOCKS 81369Y308 5028 161000 SH 0 Sole 0 161000 SECTOR SPDR TR COMMON STOCKS 81369Y886 4687 140000 SH 0 Sole 0 140000 SIMON PROPERTY GROUP INC COMMON STOCKS 828806109 8950 77000 SH 0 Sole 0 77000 SINGAPORE FUND INC COMMON STOCKS 82929L109 174 12000 SH 0 Sole 0 8000 4000 SKYWORKS SOLUTIONS INC COMMON STOCKS 83088M102 391 17000 SH 0 Sole 0 12500 4500 SOUTHWESTERN ENERGY CO COMMON STOCKS 845467109 5403 126000 SH 0 Sole 0 126000 SPDR S&P BIOTECH ETF ETF 78464A870 556 7600 SH 0 Sole 0 7600 SPDR S&P OIL & GAS EQUIP SERVI ETF 78464A748 523 12600 SH 0 Sole 0 12600 STERICYCLE INC COMMON STOCKS 858912108 250 2800 SH 0 Sole 0 800 2000 STERLITE INDUSTRIES ADRF SPONS COMMON STOCKS 859737207 214 14200 SH 0 Sole 0 9500 4700 STRYKER CORP COMMON STOCKS 863667101 210 3575 SH 0 Sole 0 3025 550 SUNCOR ENERGY INC NEW F COMMON STOCKS 867224107 470 12013 SH 0 Sole 0 6312 5701 T J X COS INC COMMON STOCKS 872540109 423 8055 SH 0 Sole 0 4485 3570 TAIWAN SEMICONDUCTR ADRF SPONS COMMON STOCKS 874039100 145 11523 SH 0 Sole 0 2000 9523 TARGET CORPORATION COMMON STOCKS 87612E106 247 5271 SH 0 Sole 0 3510 1761 TEMPLETON DRAGON FUND COMMON STOCKS 88018T101 2171 71523 SH 0 Sole 0 47573 23950 TEUCRIUM COMMODITY TR CORN FD COMMON STOCKS 88166A102 9923 245000 SH 0 Sole 0 245000 TEVA PHARM INDS LTD ADRF SPONS COMMON STOCKS 881624209 923 19149 SH 0 Sole 0 13964 5185 TEXAS INSTRUMENTS INC COMMON STOCKS 882508104 735 22395 SH 0 Sole 0 11145 11250 THE CHARLES SCHWAB CORP COMMON STOCKS 808513105 262 15951 SH 0 Sole 0 11951 4000 THERMO FISHER SCIENTIFIC COMMON STOCKS 883556102 1200 18630 SH 0 Sole 0 11390 7240 THERMON GROUP HOLDINGS INC COMMON STOCKS 88362T103 572 47649 SH 0 Sole 0 47649 TIANYIN PHARMACEUTICAL COMMON STOCKS 88630M104 78 53901 SH 0 Sole 0 48901 5000 TIMKEN COMPANY COMMON STOCKS 887389104 237 4700 SH 0 Sole 0 2200 2500 TONGXIN INTL LTD ORD F COMMON STOCKS G8918T103 13 12500 SH 0 Sole 0 7500 5000 TOTAL S A ADR F 1 ADR REP 1 OR COMMON STOCKS 89151E109 670 11580 SH 0 Sole 0 9680 1900 TRACTOR SUPPLY COMPANY COMMON STOCKS 892356106 366 5470 SH 0 Sole 0 5470 TRANSOCEAN INC NEW F COMMON STOCKS H8817H100 665 10304 SH 0 Sole 0 5310 4994 TRAVELERS COMPANIES INC COMMON STOCKS 89417E109 665 11386 SH 0 Sole 0 6786 4600 TRAVELZOO INC COMMON STOCKS 89421Q106 905 14000 SH 0 Sole 0 14000 TRIQUINT SEMICONDUCTOR COMMON STOCKS 89674K103 1282 125875 SH 0 Sole 0 110475 15400 TSAKO ENERGY NAVIG USD1 COMMON STOCKS G9108L108 888 88800 SH 0 Sole 0 88800 TUPPERWARE BRANDS CORP COMMON STOCKS 899896104 351 5200 SH 0 Sole 0 3200 2000 TYCO INTERNATIONAL LTD COMMON STOCKS H89128104 5615 113600 SH 0 Sole 0 113600 U S BANCORP DEL NEW COMMON STOCKS 902973304 758 29727 SH 0 Sole 0 24227 5500 UNILEVER PLC ADR NEW F SPONSOR COMMON STOCKS 904767704 489 15100 SH 0 Sole 0 12100 3000 UNION PACIFIC CORP COMMON STOCKS 907818108 578 5533 SH 0 Sole 0 3711 1822 UNITED STATES NATURAL GAS FD LP COMMON STOCKS 912318110 617 56000 SH 0 Sole 0 56000 UNITED TECHNOLOGIES CORP COMMON STOCKS 913017109 1060 11975 SH 0 Sole 0 7475 4500 UNITEDHEALTH GROUP INC COMMON STOCKS 91324P102 713 13819 SH 0 Sole 0 4080 9739 V F CORPORATION COMMON STOCKS 918204108 1652 15220 SH 0 Sole 0 9970 5250 VALE SA ADR F SPONSORED ADR 1 COMMON STOCKS 91912E105 1429 44739 SH 0 Sole 0 27039 17700 VANGUARD MSCI EMERGING MARKETS ETF 922042858 894 18385 SH 0 Sole 0 11835 6550 VERIZON COMMUNICATIONS COMMON STOCKS 92343V104 214 5749 SH 0 Sole 0 3799 1950 VODAFONE GROUP NEW ADR F SPONS COMMON STOCKS 92857W209 448 16760 SH 0 Sole 0 8960 7800 WALGREEN CO COMMON STOCKS 931422109 3159 74400 SH 0 Sole 0 71350 3050 WAL-MART STORES INC COMMON STOCKS 931142103 561 10553 SH 0 Sole 0 8021 2532 WASTE MANAGEMENT INC DEL COMMON STOCKS 94106L109 276 7400 SH 0 Sole 0 2750 4650 WEATHERFORD INTL LTD F COMMON STOCKS H27013103 678 36180 SH 0 Sole 0 24780 11400 WELLPOINT INC COMMON STOCKS 94973V107 592 7513 SH 0 Sole 0 2173 5340 WONDER AUTO TECH INC COMMON STOCKS 978166106 0 36219 SH 0 Sole 0 29903 6316 YAMANA GOLD INC F COMMON STOCKS 98462Y100 243 20862 SH 0 Sole 0 14073 6789 YONGYE INTERNATIONAL INC COMMON STOCKS 98607B106 380 72325 SH 0 Sole 0 54625 17700 YUHE INTL INC COMMON STOCKS 988432100 30 25000 SH 0 Sole 0 21000 4000 YUM BRANDS INC COMMON STOCKS 988498101 1284 23244 SH 0 Sole 0 9450 13794 ZHONGPIN INC COMMON STOCKS 98952K107 340 32400 SH 0 Sole 0 21500 10900