-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZea7JflSq+5cHP0MMCn66dslcvD5uavzpJFntmhbS6PoX7+kGy3hazgHPLuGGWb yHAIUVxVl7Yw5i+jsK9h1A== 0001047469-10-008840.txt : 20101026 0001047469-10-008840.hdr.sgml : 20101026 20101026084928 ACCESSION NUMBER: 0001047469-10-008840 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 EFFECTIVENESS DATE: 20101026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAINSTREAM INVESTMENT ADVISERS LLC CENTRAL INDEX KEY: 0001056493 IRS NUMBER: 311546165 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06888 FILM NUMBER: 101140994 BUSINESS ADDRESS: STREET 1: 462 S FOURTH AVE STREET 2: SUITE 1750 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025682803 MAIL ADDRESS: STREET 1: 462 S 4TH AVE STREET 2: STE 1750 CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR 1 a2200099z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mainstream Investment Advisors LLC ---------------------------------- Address: 101 West Spring Street ---------------------------------- Fourth Floor ---------------------------------- New Albany IN 47150 ---------------------------------- Form 13F File Number: 28-6888 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Diane J. Hulls ------------------------------- Title: Director ------------------------------- Phone: 812-981-7053 ------------------------------- Signature, Place, and Date of Signing: /s/ Diane J. Hulls New Albany, Indiana October 20, 2010 ------------------------------- ------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 274 ------------ Form 13F Information Table Value Total: $305,991,000 ------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ---------------- ---------- -------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- ------- --- ---- ---------- -------- ------ -------- -------- 3M COMMON STOCKSPANY COMMON STOCKS 88579Y101 546 6298 SH Sole 3443 2855 A T & T INC NEW COMMON STOCKS 00206R102 366 12799 SH Sole 7175 5624 ABBOTT LABORATORIES COMMON STOCKS 002824100 1780 34064 SH Sole 22275 11789 ABRAXAS PETROLEUM CORP COMMON STOCKS 003830106 521 183488 SH Sole 183488 ACE LIMITED NEW F COMMON STOCKS H0023R105 1797 30855 SH Sole 17649 13206 ACTIVISION BLIZZARD INC COMMON STOCKS 00507v109 194 17914 SH Sole 10806 7108 AEGON NV 6.875% PFD F PERPERTU PREFERRED STOCKS N00927306 225 9400 SH Sole 3800 5600 AERCAP HOLDINGS NV COMMON STOCKS N00985106 214 18100 SH Sole 18100 AGIC CONV & INC FUND COMMON STOCKS 65370F101 99 10000 SH Sole 8000 2000 AGIC CONV & INC FUND II COMMON STOCKS 001191105 310 33600 SH Sole 22600 11000 ALAMO GROUP INC COMMON STOCKS 011311107 3100 138823 SH Sole 138823 ALCATEL LUCENT ADR F SPONSORED COMMON STOCKS 013904305 78 23019 SH Sole 20019 3000 AMCOL INTERNATIONAL CORP COMMON STOCKS 02341W103 815 31100 SH Sole 31100 AMERICA MOVIL SAB L ADRF SPONS COMMON STOCKS 02364W105 642 12038 SH Sole 5763 6275 AMERICAN EQTY INVT LIFE HLD CO COMMON STOCKS 025676206 2749 268500 SH Sole 268500 AMERIPRISE FINANCIAL INC COMMON STOCKS 03076C106 447 9450 SH Sole 5200 4250 AMGEN INCORPORATED COMMON STOCKS 031162100 334 6069 SH Sole 2469 3600 ANDERSONS INC COMMON STOCKS 034164103 1592 42000 SH Sole 42000 ANIMAL HEALTH INTERNATIONAL COMMON STOCKS 03525N109 234 85405 SH Sole 85405 ANNALY CAPITAL MGMT REIT COMMON STOCKS 035710409 686 39000 SH Sole 28150 10850 ANWORTH MTG ASSET CORP REIT COMMON STOCKS 037347101 121 17000 SH Sole 14000 3000 APACHE CORP COMMON STOCKS 037411105 1765 18052 SH Sole 10681 7371 APOLLO GROUP INC CL A COMMON STOCKS 037604105 318 6200 SH Sole 4200 2000 APPLE INC COMMON STOCKS 037833100 831 2930 SH Sole 1630 1300 ARCHER-DANIELS-MIDLAND CO COMMON STOCKS 039483102 1341 42000 SH Sole 42000 BANCO BRADESCO NEW ADR F SPONS COMMON STOCKS 059460303 287 14062 SH Sole 8980 5082 BANK OF AMERICA CORP COMMON STOCKS 060505104 436 33260 SH Sole 18449 14811 BARCLAYS BK PLC IPATH S&P 500 COMMON STOCKS 06740C519 3641 42000 SH Sole 42000 Barclays ipath dow jnes aig lvst COMMON STOCKS 06739H743 3078 102007 SH Sole 102007 BARRICK GOLD CORP COMMON STOCKS 067901108 463 10000 SH Sole 10000 BAXTER INTERNATIONAL INC COMMON STOCKS 071813109 900 18870 SH Sole 12420 6450 BECKMAN COULTER INC COMMON STOCKS 075811109 263 5382 SH Sole 4138 1244 BHP BILLITON LTD ADR F SPONSOR COMMON STOCKS 088606108 275 3600 SH Sole 800 2800 BLACKSTONE GROUP LP COMMON STOCKS 09253U108 164 12900 SH Sole 10300 2600 BRIDGEPOINT EDUCATION COMMON STOCKS 10807M105 155 10000 SH Sole 5000 5000 BRUSH WELLMAN INC COMMON STOCKS 117421107 853 30000 SH Sole 30000 C V S CAREMARK CORP COMMON STOCKS 126650100 1340 42567 SH Sole 23167 19400 CALAMOS STRGC TOT RET FD COMMON STOCKS 128125101 488 55300 SH Sole 43800 11500 CAMERON INTL CORP COMMON STOCKS 13342B105 305 7100 SH Sole 4050 3050 CANADIAN NATL RAILWAY CO COMMON STOCKS 136375102 2497 39000 SH Sole 39000 CANADIAN TIRE CORP LTD-CLA COMMON STOCKS 136681202 707 12700 SH Sole 12700 CBL & ASSOCIATES PROPERTIES COMMON STOCKS 124830100 274 21000 SH Sole 21000 CELESTICA INC F SUB VOTING SHA COMMON STOCKS 15101Q108 91 10800 SH Sole 8600 2200 CELGENE CORP COMMON STOCKS 151020104 459 7975 SH Sole 5275 2700 CENTENE CORP DEL COMMON STOCKS 15135B101 3101 131450 SH Sole 131450 CHEVRON CORPORATION COMMON STOCKS 166764100 2072 25563 SH Sole 11818 13745 CHICAGO BRIDGE & IRON CO MV COMMON STOCKS 167250109 513 21000 SH Sole 21000 CHINA BIOLOGIC PRODUCTS COMMON STOCKS 16938C106 145 14700 SH Sole 9700 5000 CHINA ED ALLIANCE NEW COMMON STOCKS 16938Y207 69 16700 SH Sole 16700 CHINA GENGSHENG MINERALS COMMON STOCKS 16942P101 17 15000 SH Sole 15000 CHINA GREEN AGRICULTURE COMMON STOCKS 16943W105 613 69750 SH Sole 51350 18400 CHINA PETE & CHEM ADR F SPONSO COMMON STOCKS 16941R108 318 3600 SH Sole 2250 1350 CHINA PHARMA HOLDINGS COMMON STOCKS 16941T104 65 26000 SH Sole 21000 5000 CHINA VALVES TECH NEW COMMON STOCKS 169476207 135 17400 SH Sole 14400 3000 CHINACAST EDUCATION CORP COMMON STOCKS 16946T109 198 27900 SH Sole 24900 3000 CHUBB CORPORATION COMMON STOCKS 171232101 388 6815 SH Sole 2690 4125 CIRRUS LOGIC INC COMMON STOCKS 172755100 2373 133000 SH Sole 133000 CISCO SYSTEMS INC COMMON STOCKS 17275R102 1023 46710 SH Sole 22747 23963 CITIGROUP INC COMMON STOCKS 172967101 557 142500 SH Sole 130500 12000 CLAYMORE ETF TRUST 2 COMMON STOCKS 18383Q879 2306 119458 SH Sole 119458 CLEVELANDS CLIFFS INC-W/RTS TO COMMON STOCKS 18683K101 2685 42000 SH Sole 42000 CLOUD PEAK ENERGY INC COMMON STOCKS 18911Q102 212 11600 SH Sole 11600 COCA COLA COMPANY COMMON STOCKS 191216100 940 16059 SH Sole 8919 7140 COLOSSUS MINERALS INC COMMON STOCKS 19681L109 357 45800 SH Sole 45800 COMPASS MINERALS INTL INC PREFERRED STOCKS 20451N101 1438 18766 SH Sole 18766 COMPLETE PRODUCTION SERVICES COMMON STOCKS 20453E109 573 28000 SH Sole 28000 CONCHO RESOURCES INC COMMON STOCKS 20605P101 1270 19200 SH Sole 19200 CONOCOPHILLIPS COMMON STOCKS 20825C104 2675 46587 SH Sole 26488 20099 CONSECO INC COMMON STOCKS 12621E103 543 98000 SH Sole 98000 CONSTELLATION BRAND CL A CLASS COMMON STOCKS 21036P108 270 15270 SH Sole 7070 8200 CONTINENTAL AIRLINES INC-CL B COMMON STOCKS 210795308 3304 133000 SH Sole 133000 CREE INC COMMON STOCKS 225447101 583 10730 SH Sole 8330 2400 DAKTRONICS INC COMMON STOCKS 234264109 825 84000 SH Sole 84000 DEERE & CO COMMON STOCKS 244199105 1237 17722 SH Sole 16722 1000 DENBURY RESOURCES INC COMMON STOCKS 247916208 556 35000 SH Sole 35000 DETOUR GOLD CORPORATION COMMON STOCKS 250669108 1133 38000 SH Sole 38000 DEVON ENERGY CP NEW COMMON STOCKS 25179M103 1204 18597 SH Sole 11115 7482 DEXCOM INC COMMON STOCKS 252131107 909 68776 SH Sole 68776 DIAGEO PLC NEW ADR F 1 ADR REP COMMON STOCKS 25243Q205 1724 24980 SH Sole 15245 9735 DU PONT E I DE NEMOUR&CO COMMON STOCKS 263534109 1383 30985 SH Sole 18285 12700 EATON VANCE TAX MANAGED COMMON STOCKS 27829F108 121 11030 SH Sole 4500 6530 EBAY INC COMMON STOCKS 278642103 3758 154000 SH Sole 154000 ENERGY TRANSFER PARTNERS UNITS COMMON STOCKS 29273R109 239 4940 SH Sole 3740 1200 ENTERGY CORP NEW COMMON STOCKS 29364G103 468 6120 SH Sole 4570 1550 ENTROPIC COMMUNICATIONS INC COMMON STOCKS 29384R105 504 52500 SH Sole 52500 EXELON CORPORATION COMMON STOCKS 30161N101 368 8635 SH Sole 6635 2000 EXPRESS SCRIPTS INC COMMON STOCKS 302182100 973 19980 SH Sole 11680 8300 EXXON MOBIL CORPORATION COMMON STOCKS 30231G102 405 6550 SH Sole 1872 4678 EZCORP INC-CL A COMMON STOCKS 302301106 848 42300 SH Sole 42300 FEDERAL AGRICULTURAL MORTGAGE COMMON STOCKS 313148306 195 18000 SH Sole 18000 FEDERAL EXPRESS CORP COMMON STOCKS 31428X106 3591 42000 SH Sole 42000 FIVE STAR QUALITY CARE COMMON STOCKS 33832D106 174 34367 SH Sole 27367 7000 FLEXTRONICS INTL LTD F COMMON STOCKS Y2573F102 252 41724 SH Sole 28299 13425 FLOWSERVE CORPORATION COMMON STOCKS 34354P105 640 5845 SH Sole 3495 2350 FLUOR CORP NEW COMMON STOCKS 343412102 2297 46374 SH Sole 41134 5240 FORD MOTOR CO DEL COMMON STOCKS 345370860 3770 308000 SH Sole 308000 FORTUNE BRANDS INC COMMON STOCKS 349631101 365 7408 SH Sole 7408 FREEPORT MCMORAN COPPER COMMON STOCKS 35671D857 1045 12235 SH Sole 8210 4025 FSI INTERNATIONAL INC COMMON STOCKS 302633102 112 42000 SH Sole 42000 FUQI INTERNATIONAL INC COMMON STOCKS 36102A207 138 21250 SH Sole 14000 7250 FUSHI COPPERWELD INC COMMON STOCKS 36113E107 252 29000 SH Sole 23000 6000 GAFISA SA ADR F SPONSORED ADR COMMON STOCKS 362607301 206 13280 SH Sole 7280 6000 GATX CORP COMMON STOCKS 361448103 2258 77000 SH Sole 77000 GDF SUEZ ADR F SPONSORED ADR 1 COMMON STOCKS 36160b105 202 5622 SH Sole 2284 3338 GENERAL ELECTRIC COMPANY COMMON STOCKS 369604103 440 27098 SH Sole 13416 13682 GENERAL MILLS INC COMMON STOCKS 370334104 2741 75018 SH Sole 53468 21550 GENERAL MOLY INC COMMON STOCKS 370373102 1010 275970 SH Sole 275970 GENESEE & WYOMING INC-CL A COMMON STOCKS 371559105 2545 58651 SH Sole 58651 GENZYME CORPORATION TENDER OFF COMMON STOCKS 372917104 535 7554 SH Sole 3204 4350 GERDAU SA SPONS ADR F SPONSORE COMMON STOCKS 373737105 208 15250 SH Sole 11000 4250 GOODRICH CORPORATION COMMON STOCKS 382388106 973 13195 SH Sole 5715 7480 GOOGLE INC CLASS A COMMON STOCKS 38259P508 668 1271 SH Sole 931 340 GRAFTECH INTERNATIONAL LTD COMMON STOCKS 384313102 2954 189000 SH Sole 189000 GREIF BROS CORP COMMON STOCKS 397624107 936 15900 SH Sole 15900 HARBIN ELECTRIC INC COMMON STOCKS 41145w109 742 41473 SH Sole 28873 12600 HARRY WINSTON DIAMOND COMMON STOCKS 41587B100 1746 150000 SH Sole 150000 HASBRO INC COMMON STOCKS 418056107 1026 23040 SH Sole 23040 HEALTH NET INC COMMON STOCKS 42222G108 276 10169 SH Sole 10169 HEINZ H J CO COMMON STOCKS 423074103 430 9085 SH Sole 5285 3800 HEWLETT-PACKARD COMPANY COMMON STOCKS 428236103 1668 39641 SH Sole 25305 14336 HONEYWELL INTERNATIONAL COMMON STOCKS 438516106 1954 44457 SH Sole 37682 6775 HQ SUSTAIN MARITIME NEW COMMON STOCKS 40426A208 76 25200 SH Sole 20200 5000 HUMANA INC COMMON STOCKS 444859102 284 5661 SH Sole 5561 100 HYPERCOM CORP COMMON STOCKS 44913M105 85 13103 SH Sole 13103 ILLUMINA INC COMMON STOCKS 452327109 454 9220 SH Sole 6470 2750 INDIA FUND INC COMMON STOCKS 454089103 801 22028 SH Sole 11863 10165 INTEL CORP COMMON STOCKS 458140100 1340 69801 SH Sole 46117 23684 INTL BUSINESS MACHINES COMMON STOCKS 459200101 1706 12718 SH Sole 7280 5438 INTREPID POTASH INC COMMON STOCKS 46121Y102 912 35000 SH Sole 35000 ISHARES MSCI BRAZIL INDX BRAZI ETF 464286400 2951 38350 SH Sole 38350 ISHARES MSCI EMRG MKT FD EMERG ETF 464287234 397 8878 SH Sole 6574 2304 ISHARES MSCI PAC EX JAPN PACIF ETF 464286665 3031 68415 SH Sole 67415 1000 ISHARES S&P EURO 350 IDX S&P E ETF 464287861 2344 61921 SH Sole 61921 ISHARES S&P NORTH AM FD NORTH ETF 464287515 482 9300 SH Sole 9300 ISHARES S&P U S PFD FUND S&P U ETF 464288687 857 21550 SH Sole 15950 5600 ISHARES TR COMMON STOCKS 464287432 3060 29000 SH Sole 29000 ISHARES TR COHEN & STEER REALT ETF 464287564 500 8070 SH Sole 8070 ISHARES TR DJ US BASIC MATERIA ETF 464287838 502 7775 SH Sole 7775 J M SMUCKER CO NEW COMMON STOCKS 832696405 400 6601 SH Sole 3714 2887 JABIL CIRCUIT INC COMMON STOCKS 466313103 730 50625 SH Sole 35325 15300 JB HUNT TRANSPORT SERVICES INC COMMON STOCKS 445658107 4129 119000 SH Sole 119000 JOHNSON & JOHNSON COMMON STOCKS 478160104 2454 39605 SH Sole 19902 19703 JPMORGAN CHASE & CO COMMON STOCKS 46625H100 1582 41561 SH Sole 26211 15350 JSC MMC NORILSK NICKEL PREFERRED MNOD.LI STOCKS 46626D108 2966 175000 SH Sole 175000 KANSAS CITY SOUTHN INDS INC COMMON STOCKS 485170302 1571 42000 SH Sole 42000 KBR INC COMMON STOCKS 48242W106 1982 80456 SH Sole 80456 KIMBERLY-CLARK CORP COMMON STOCKS 494368103 962 14784 SH Sole 10456 4328 KRAFT FOODS INC COMMON STOCKS 50075N104 4214 136573 SH Sole 123460 13113 KROGER COMPANY COMMON STOCKS 501044101 958 44238 SH Sole 30263 13975 LATTICE SEMICONDUCTOR CORP COMMON STOCKS 518415104 346 72800 SH Sole 72800 LIMITED INC COMMON STOCKS 532716107 3468 129500 SH Sole 129500 LINEAR TECHNOLOGY CORPORATION COMMON STOCKS 535678106 2366 77000 SH Sole 77000 LIVEPERSON INC COMMON STOCKS 538146101 412 49000 SH Sole 49000 LSI CORPORATION COMMON STOCKS 502161102 68 15004 SH Sole 15004 LTX CREDENCE CORPORATION COMMON STOCKS 502403207 102 49000 SH Sole 49000 MARATHON OIL CORP COMMON STOCKS 565849106 1390 42000 SH Sole 42000 MARKET VECTORS ETF TR COMMON STOCKS 57060U506 4880 150000 SH Sole 150000 MARKET VECTORS ETF TRUST GOLD ETF 57060U100 531 9500 SH Sole 6850 2650 MAXIM INTEGRATED PRODS COMMON STOCKS 57772K101 787 42510 SH Sole 23710 18800 MC DONALDS CORP COMMON STOCKS 580135101 298 4005 SH Sole 2435 1570 MCKESSON CORPORATION COMMON STOCKS 58155Q103 643 10400 SH Sole 5950 4450 Mechel Stl Group OAO Sponsrd ADR COMMON STOCKS 583840103 1245 50000 SH Sole 50000 MEDCOHEALTH SOLUTIONS COMMON STOCKS 58405U102 468 8998 SH Sole 6110 2888 MEDTRONIC INC COMMON STOCKS 585055106 1058 31509 SH Sole 15658 15851 MERCK & CO INC COMMON STOCKS 58933Y105 3195 86810 SH Sole 78610 8200 METLIFE INC COMMON STOCKS 59156R108 3145 81801 SH Sole 74045 7756 METLIFE INC B 6.50% PFD NON-CU PREFERRED STOCKS 59156R603 232 9400 SH Sole 5400 4000 MF GLOBAL HOLDINGS LTD COMMON STOCKS 55277J108 403 56000 SH Sole 56000 MICROCHIP TECHNOLOGY INC COMMON STOCKS 595017104 2139 68000 SH Sole 58400 9600 MICROSOFT CORP COMMON STOCKS 594918104 411 16800 SH Sole 8800 8000 MOBILE TELESYSTEMS ADR F SPONS COMMON STOCKS 607409109 577 27175 SH Sole 17125 10050 MOLSON COORS BREWING CLB COMMON STOCKS 60871R209 335 7100 SH Sole 4000 3100 MONSANTO CO COMMON STOCKS 61166W101 3020 63000 SH Sole 63000 MORGAN STANLEY CHINA A SH FD COMMON STOCKS 617468103 3642 131900 SH Sole 131900 MOSAIC CO COMMON STOCKS 61945A107 3702 63000 SH Sole 63000 MRGN STNLY ASIA PAC FUND COMMON STOCKS 61744U106 221 14020 SH Sole 6420 7600 MYLAN INC COMMON STOCKS 628530107 466 24800 SH Sole 16000 8800 NAM TAI ELECTRONICS NEWF COMMON STOCKS 629865205 70 15175 SH Sole 12925 2250 NAVARRE CORP COMMON STOCKS 639208107 103 39457 SH Sole 39457 NEWMONT MINING CORP COMMON STOCKS 651639106 1350 21500 SH Sole 21500 NISOURCE INC COM COMMON STOCKS 65473P105 1218 70000 SH Sole 70000 NOBLE CORP F COMMON STOCKS H5833N103 607 17970 SH Sole 14095 3875 NOBLE ENERGY INC COMMON STOCKS 655044105 2628 35000 SH Sole 35000 NORANDA ALUMINUM HOLDING COMMON STOCKS 65542W107 1151 140000 SH Sole 140000 OCCIDENTAL PETE CORP COMMON STOCKS 674599105 345 4400 SH Sole 1400 3000 OM GROUP INC COMMON STOCKS 670872100 633 21000 SH Sole 21000 OMNIVISION TECHNOLOGIES INC COMMON STOCKS 682128103 954 41421 SH Sole 41421 ORACLE CORPORATION COMMON STOCKS 68389X105 1439 53605 SH Sole 27005 26600 PACE OIL AND GAS LTD COMMON STOCKS 69374D104 493 65300 SH Sole 65300 PALADIN RESOURCES LTD COMMON STOCKS Q7264T104 870 250000 SH Sole 250000 PEABODY ENERGY CORP COMMON STOCKS 704549104 2745 56000 SH Sole 56000 PENN WEST ENERGY TRUST F TRUST COMMON STOCKS 707885109 620 30872 SH Sole 23305 7567 PEPSICO INCORPORATED COMMON STOCKS 713448108 1496 22513 SH Sole 15512 7001 PERFECT WORLD CO ADR F SPONSOR COMMON STOCKS 71372U104 216 8400 SH Sole 5400 3000 PERFUMANIA HOLDINGS INC COMMON STOCKS 71376C100 342 42877 SH Sole 42877 PETROLEO BRASILEIRO ADRF SPONS COMMON STOCKS 71654V408 293 8080 SH Sole 3580 4500 PETROLEUM DEVELOPMENT CORP-NEV COMMON STOCKS 716578109 3031 109814 SH Sole 109814 PLUM CREEK TIMBER CO REIT COMMON STOCKS 729251108 524 14855 SH Sole 7380 7475 PNC FINL SERVICES GP INC COMMON STOCKS 693475105 217 4188 SH Sole 4188 POLYCOM INC COMMON STOCKS 73172K104 764 28000 SH Sole 28000 POTLATCH CORPORATION NEW COMMON STOCKS 737630103 671 19730 SH Sole 14880 4850 POWERSHS DB MULTI SECT COMM TR COMMON STOCKS 73936B705 1226 56000 SH Sole 56000 POWERSHS EXCH TRAD FD TR POWER ETF 73935X229 595 32703 SH Sole 12950 19753 PPL CORPORATION COMMON STOCKS 69351T106 351 12900 SH Sole 5800 7100 PRINCIPAL FINANCIAL GRP COMMON STOCKS 74251V102 267 10300 SH Sole 5950 4350 PROCTER & GAMBLE COMMON STOCKS 742718109 2354 39258 SH Sole 18357 20901 PRUDENTIAL FINANCIAL INC COMMON STOCKS 744320102 856 15800 SH Sole 7600 8200 QKL STORES INC COMMON STOCKS 74732Y105 48 10000 SH Sole 10000 REPUBLIC SVCS INC COMMON STOCKS 760759100 2616 85800 SH Sole 85800 RF MICRO DEVICES INC COMMON STOCKS 749941100 688 112000 SH Sole 112000 ROYAL DUTCH PETROLEUM CO. CLAS COMMON STOCKS 780259206 205 3400 SH Sole 3400 ROYAL GOLD INC COMMON STOCKS 780287108 3140 63000 SH Sole 63000 RTI INTERNATIONAL METALS INC COMMON STOCKS 74973W107 3079 100550 SH Sole 100550 SANOFI AVENTIS ADR F SPONSORED COMMON STOCKS 80105N105 272 8187 SH Sole 3867 4320 SCHEIN HENRY INC COMMON STOCKS 806407102 536 9150 SH Sole 5300 3850 SCHLUMBERGER LTD F COMMON STOCKS 806857108 596 9679 SH Sole 2876 6803 SCHNITZER STEEL INDUSTRIES INC COMMON STOCKS 806882106 4731 98000 SH Sole 98000 SEAGATE TECHNOLOGY PLC COMMON STOCKS G7945M107 1521 129219 SH Sole 117319 11900 SHENGTAI PHARMACEUTICAL COMMON STOCKS 823214101 19 14700 SH Sole 14700 SINGAPORE FUND INC COMMON STOCKS 82929L109 188 12000 SH Sole 8000 4000 SKYWORKS SOLUTIONS INC COMMON STOCKS 83088M102 562 27175 SH Sole 19000 8175 SMITHFIELD FOODS INC COMMON STOCKS 832248108 942 56000 SH Sole 56000 STAPLES INC COMMON STOCKS 855030102 215 10264 SH Sole 2202 8062 STERICYCLE INC COMMON STOCKS 858912108 181 2600 SH Sole 600 2000 STERLITE INDUSTRIES ADRF SPONS COMMON STOCKS 859737207 213 14200 SH Sole 9500 4700 STRYKER CORP COMMON STOCKS 863667101 278 5555 SH Sole 5005 550 SUNCOR ENERGY INC NEW F COMMON STOCKS 867224107 417 12823 SH Sole 6482 6341 T J X COS INC COMMON STOCKS 872540109 295 6615 SH Sole 4345 2270 TAIWAN SEMICONDUCTR ADRF SPONS COMMON STOCKS 874039100 127 12527 SH Sole 3004 9523 TARGET CORP COMMON STOCKS 87612E106 1377 25771 SH Sole 24010 1761 TELLABS INC COMMON STOCKS 879664100 626 84000 SH Sole 84000 TEMPLETON DRAGON FUND COMMON STOCKS 88018T101 2159 74675 SH Sole 48475 26200 TEVA PHARM INDS LTD ADRF SPONS COMMON STOCKS 881624209 1026 19441 SH Sole 14256 5185 TEXAS INSTRUMENTS INC COMMON STOCKS 882508104 683 25180 SH Sole 13930 11250 THE CHARLES SCHWAB CORP COMMON STOCKS 808513105 178 12800 SH Sole 8800 4000 THERMO FISHER SCIENTIFIC COMMON STOCKS 883556102 937 19580 SH Sole 11690 7890 TIANYIN PHARMACEUTICAL COMMON STOCKS 88630M104 113 37400 SH Sole 30400 7000 TITANIUM METALS CORP COMMON STOCKS 888339207 4631 232000 SH Sole 232000 TONGXIN INTL LTD ORD F COMMON STOCKS G8918T103 67 15000 SH Sole 10000 5000 TOTAL S A ADR F 1 ADR REP 1 OR COMMON STOCKS 89151E109 561 10880 SH Sole 8980 1900 TRACTOR SUPPLY COMPANY COMMON STOCKS 892356106 267 6720 SH Sole 6720 TRANSOCEAN INC NEW F COMMON STOCKS H8817H100 993 15453 SH Sole 8619 6834 TRAVELERS COMPANIES INC COMMON STOCKS 89417E109 693 13301 SH Sole 8501 4800 TRIQUINT SEMICONDUCTOR COMMON STOCKS 89674K103 137 14250 SH Sole 9250 5000 TYCO INTERNATIONAL LTD COMMON STOCKS H89128104 1028 28000 SH Sole 28000 TYSON FOODS INC-CL A COMMON STOCKS 902494103 6392 399000 SH Sole 399000 U S BANCORP DEL NEW COMMON STOCKS 902973304 621 28733 SH Sole 22977 5756 UNITED PARCEL SVC INC CL B COMMON STOCKS 911312106 6069 91000 SH Sole 91000 UNITED TECHNOLOGIES CORP COMMON STOCKS 913017109 944 13255 SH Sole 8655 4600 UNITEDHEALTH GROUP INC COMMON STOCKS 91324P102 550 15664 SH Sole 5650 10014 US AIRWAYS GROUP INC COMMON STOCKS 90341W108 4015 434000 SH Sole 434000 V F CORPORATION COMMON STOCKS 918204108 1215 14995 SH Sole 9495 5500 VALE SA ADR F SPONSORED ADR 1 COMMON STOCKS 91912E105 869 27783 SH Sole 19183 8600 VITERRA INC COMMON STOCKS 92849T108 1090 125000 SH Sole 125000 VODAFONE GROUP NEW ADR F SPONS COMMON STOCKS 92857W209 457 18422 SH Sole 9622 8800 Volterra Semiconductor Corp COMMON STOCKS 928708106 1054 49000 SH Sole 49000 WABASH NATIONAL CORP COMMON STOCKS 929566107 1813 224095 SH Sole 224095 WALGREEN COMPANY COMMON STOCKS 931422109 419 12500 SH Sole 9450 3050 WAL-MART STORES INC COMMON STOCKS 931142103 395 7378 SH Sole 4846 2532 WASTE MANAGEMENT INC DEL COMMON STOCKS 94106L109 320 8950 SH Sole 4150 4800 WATSCO INC COMMON STOCKS 942622200 1481 26603 SH Sole 26603 WEATHERFORD INTL LTD F COMMON STOCKS H27013103 542 31680 SH Sole 23080 8600 WELLPOINT INC COMMON STOCKS 94973V107 443 7813 SH Sole 2473 5340 WESTERN DIGITAL CORP COMMON STOCKS 958102105 933 32870 SH Sole 29120 3750 WESTPORT INNOVATIONS INC COMMON STOCKS 960908309 3441 195500 SH Sole 195500 WEYERHAEUSER CO COMMON STOCKS 962166104 3310 210000 SH Sole 210000 WONDER AUTO TECH INC COMMON STOCKS 978166106 249 29219 SH Sole 23903 5316 XCEL ENERGY INC COMMON STOCKS 98389B100 965 42000 SH Sole 42000 YAMANA GOLD INC F COMMON STOCKS 98462Y100 256 22491 SH Sole 14073 8418 YONGYE INTERNATIONAL INC COMMON STOCKS 98607B106 456 64650 SH Sole 51950 12700 YUCHENG TECHS LTD F COMMON STOCKS G98777108 60 19092 SH Sole 12092 7000 YUHE INTL INC COMMON STOCKS 988432100 183 26300 SH Sole 22300 4000 YUM BRANDS INC COMMON STOCKS 988498101 1235 26804 SH Sole 11750 15054 ZHONGPIN INC COMMON STOCKS 98952K107 632 38800 SH Sole 26900 11900
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