0001056488-14-000006.txt : 20140714 0001056488-14-000006.hdr.sgml : 20140714 20140714155333 ACCESSION NUMBER: 0001056488-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140714 DATE AS OF CHANGE: 20140714 EFFECTIVENESS DATE: 20140714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC CENTRAL INDEX KEY: 0001056488 IRS NUMBER: 132775552 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06878 FILM NUMBER: 14973695 BUSINESS ADDRESS: STREET 1: 228 EAST FORTY FIFTH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125577440 MAIL ADDRESS: STREET 1: 228 EAST 45TH STREET STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001056488 XXXXXXXX 06-30-2014 06-30-2014 GARRISON BRADFORD & ASSOCIATES INC

228 EAST 45TH STREET 6TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-06878 N WILLIAM BRADFORD III 2125577440 WILLIAM BRADFORD III NEW YORK NY 07-14-2014 0 131 117214 false INFORMATION TABLE 2 gba13fjune2014.xml 3M CO COM 88579Y101 659 4600 SH SOLE 4600 0 0 ABBOTT LABS COM 002824100 241 5900 SH SOLE 5900 0 0 ABBVIE INC COM 00287y109 333 5900 SH SOLE 5900 0 0 ACADIA PHARMA COM 004225108 326 14450 SH SOLE 14450 0 0 ACCESS PHARMA COM 00431M308 35 117757 SH SOLE 117757 0 0 AFLAC INC COM 001055102 405 6500 SH SOLE 6500 0 0 AMER CAPITAL LTD COM 024937104 156 10197 SH SOLE 10197 0 0 AMER WATER WRKS COM 030420103 692 14000 SH SOLE 14000 0 0 ANNALY CAPITAL COM 035710409 526 46000 SH SOLE 46000 0 0 APTARGROUP INC COM 038336103 751 11200 SH SOLE 11200 0 0 AT&T INC COM 00206R102 202 5704 SH SOLE 5704 0 0 BASF SE ADR COM 055262505 5481 47050 SH SOLE 47050 0 0 BIOCEPT INC COM 09072V105 923 153400 SH SOLE 153400 0 0 BLACKSTONE GRP COM 09253U108 2976 89000 SH SOLE 89000 0 0 BROOKFIELD RENEWABLE ENERGY PA COM G16258108 444 15000 SH SOLE 15000 0 0 CALPIAN INC COM 13135X108 19 20000 SH SOLE 20000 0 0 CARLYLE GRP LP COM 14309L102 567 16700 SH SOLE 16700 0 0 CB RICH ELLIS GRP COM 12497T101 288 9000 SH SOLE 9000 0 0 CECO ENVIRONMENTAL CO COM 125141101 3331 213656 SH SOLE 213656 0 0 CELGENE CORP COM 151020104 5651 65800 SH SOLE 65800 0 0 CENOVUS ENERGY COM 15135U109 329 10150 SH SOLE 10150 0 0 CHEMOKINE THERAP COM 16383P107 0 10000 SH SOLE 10000 0 0 COLABOR GROUP INC COM 192667103 123 35000 SH SOLE 35000 0 0 COMCAST CL A COM 20030N200 784 14700 SH SOLE 14700 0 0 CONOCOPHILLIPS COM 20825C104 324 3780 SH SOLE 3780 0 0 COSTCO WHLSALE COM 22160K105 5234 45450 SH SOLE 45450 0 0 CVS CORPORATION COM 585745102 1591 21111 SH SOLE 21111 0 0 DULUTH METALS COM 26443R100 36 67000 SH SOLE 67000 0 0 EBAY, INC COM 278642103 1352 27000 SH SOLE 27000 0 0 ECOLAB INC COM 278865100 1127 10125 SH SOLE 10125 0 0 EMC CORPORATION COM 268648102 326 12375 SH SOLE 12375 0 0 EMERSON ELEC CO COM 291011104 226 3400 SH SOLE 3400 0 0 ENCANA CORP COM 292505104 523 22050 SH SOLE 22050 0 0 ENERPLUS COM 292766102 1141 45301 SH SOLE 45301 0 0 ENTERPRISE PROD. COM 293792107 5999 76632 SH SOLE 76632 0 0 EXXON MOBIL CORP COM 302290101 253 2515 SH SOLE 2515 0 0 FRANKLIN ST PROP COM 35471R106 855 68000 SH SOLE 68000 0 0 GENERAL ELEC CO COM 369604103 512 19480 SH SOLE 19480 0 0 GENERAL M0TORS COM 370442105 563 15500 SH SOLE 15500 0 0 GENTHERM COM 03070L300 1398 31450 SH SOLE 31450 0 0 GEVO INC COM 374396109 19 22000 SH SOLE 22000 0 0 HEALTH CARE REIT COM 42217K106 2022 32258 SH SOLE 32258 0 0 HYDRODEC GROUP PLC ORD 0.5P COM G4674T106 440 2081226 SH SOLE 2081226 0 0 ICICI BANK LTD ADR COM 45104G104 833 16700 SH SOLE 16700 0 0 INTL FCSTONE INC COM 46116V105 667 33500 SH SOLE 33500 0 0 JOHNSON&JOHNSON COM 478160104 340 3250 SH SOLE 3250 0 0 KIMCO REALTY COM 49446R109 506 22000 SH SOLE 22000 0 0 LKQ CORPORATION COM 501889208 1351 50600 SH SOLE 50600 0 0 MERRIMACK PHARM INC COM 590328100 714 98001 SH SOLE 98001 0 0 NAVIENT CORPORATION COM 63938C108 284 16011 SH SOLE 16011 0 0 NORFOLK SOUTHERN COM 655844108 515 5000 SH SOLE 5000 0 0 NOVABAY PHARMACEUTICALS COM 66987P102 101 128000 SH SOLE 128000 0 0 NOVADAQ TECHNOLOGIES COM 66987g102 2014 122200 SH SOLE 122200 0 0 NOVOZYMES A/S UN ADR COM 670108109 603 12000 SH SOLE 12000 0 0 OAKTREE CAPITAL COM 674001201 787 15750 SH SOLE 15750 0 0 OHR PHARMACEUTICAL COM 67778H200 805 84700 SH SOLE 84700 0 0 ON TRACK INNOV COM M8791A109 386 162000 SH SOLE 162000 0 0 PEMBINA PIPELINE CORP COM 706327103 238 5525 SH SOLE 5525 0 0 PEPSICO COM 713448108 225 2513 SH SOLE 2513 0 0 PEYTO EXPL & DEV COM 717046106 414 11000 SH SOLE 11000 0 0 POWER EFFICIENCY COM 739268209 0 40000 SH SOLE 40000 0 0 PRANA BIOTECH COM 739727105 293 129342 SH SOLE 129342 0 0 QEP RESOURCES COM 74733V100 638 18500 SH SOLE 18500 0 0 QUALCOMM INC COM 747525103 1083 13670 SH SOLE 13670 0 0 QUESTAR CORP COM 748356102 533 21500 SH SOLE 21500 0 0 QUICKSILVER RESOURCES COM 74837R104 53 19800 SH SOLE 19800 0 0 RANGE RES CORP COM 75281A109 4304 49500 SH SOLE 49500 0 0 RAYTHEON CO COM 755111507 249 2700 SH SOLE 2700 0 0 ROFIN SINAR TECH COM 775043102 245 10200 SH SOLE 10200 0 0 ROSS STORES COM 778296103 946 14300 SH SOLE 14300 0 0 SCHLUMBERGER COM 806857108 546 4625 SH SOLE 4625 0 0 SENOMYX INC COM 81724Q107 385 44500 SH SOLE 44500 0 0 SLM CORP COM 78442P106 158 19011 SH SOLE 19011 0 0 SOTHERLY HOTELS INC COM 83600C103 268 34200 SH SOLE 34200 0 0 SUNEDISON INC COM 86732Y109 642 28400 SH SOLE 28400 0 0 SYSCO CORP COM 871829107 250 6675 SH SOLE 6675 0 0 TELEFLEX INC COM 879369106 507 4800 SH SOLE 4800 0 0 THERMO FISHER SCI COM 883556102 2649 22450 SH SOLE 22450 0 0 TIGERLOGIC CORP COM 8867EQ101 16 12193 SH SOLE 12193 0 0 TJX COS INC COM 872540109 840 15800 SH SOLE 15800 0 0 TYLER TECHNOLOGIES COM 902252105 456 5000 SH SOLE 5000 0 0 UNION PAC CORP COM 907818108 432 4328 SH SOLE 4328 0 0 UNITED TECHS CORP COM 913017109 231 2000 SH SOLE 2000 0 0 UNITEDHEALTH GR COM 91324P102 8772 107308 SH SOLE 107308 0 0 UTILICO EMERGING MKTS UT GSP COM G93115106 157 50000 SH SOLE 50000 0 0 VMWARE INC CL A COM 928563402 2430 25100 SH SOLE 25100 0 0 WALMART COM 931142103 769 10244 SH SOLE 10244 0 0 WILLIAMS COS COM 969457100 1036 17790 SH SOLE 17790 0 0 WOODWARD,INC COM 980745103 3041 60603 SH SOLE 60603 0 0 WORLD ENERGY SOLUTIONS COM 98145W208 198 49400 SH SOLE 49400 0 0 WORLD TRUST FD COM L98345108 124 32540 SH SOLE 32540 0 0 YAHOO INC COM 984332106 2033 57874 SH SOLE 57874 0 0 VANGUARD MIDCAP ETF MID CAP ETF 922908629 214 1800 SH SOLE 1800 0 0 COHEN & ST INFRASTRUCTURE FD COM 19248A109 367 14983 SH SOLE 14983 0 0 NUVEEN R/E FUND COM 67071b108 386 34500 SH SOLE 34500 0 0 iSHARES NASDAQ BIOTECH ETF NASDAQ BIOTEC ETF 464287556 632 2460 SH SOLE 2460 0 0 COHEN & STEERS LTD DUR PFD FD COM 19248C105 250 9800 SH SOLE 9800 0 0 COHEN & STEERS SELECT PFD & IN COM 19248Y107 1209 45751 SH SOLE 45751 0 0 ABERDEEN ASIA PAC INC FD COM 003009107 166 26500 SH SOLE 26500 0 0 ALLIANCE BERNSTEIN INC FD COM 01881E101 2738 364116 SH SOLE 364116 0 0 AMERICAN STRATEGIC INC COM 030098107 2319 226041 SH SOLE 226041 0 0 PIMCO DYNAMIC CREDIT INCOME FD COM SHS 72202D106 464 19500 SH SOLE 19500 0 0 POWERSHARES SR. LOAN PORTF(ETF SENIOR LN PORT 73936Q769 527 21200 SH SOLE 21200 0 0 SPDR BLACKSTONE/GSO SENIOR BLKSTN GSOSRLN 78467V608 440 8800 SH SOLE 8800 0 0 WESTERN ASSET GLOBAL HIGH INCO COM 95766B109 1871 145641 SH SOLE 145641 0 0 BLACKROCK MUNIHLDGS NJ INS COM 09254x101 179 12500 SH SOLE 12500 0 0 BLACKROCK MUNIHLDS FL INS COM 09254p108 139 10000 SH SOLE 10000 0 0 BLACKROCK MUNIYLD NY INS FD COM 09255e102 544 41248 SH SOLE 41248 0 0 BLACKROCK MUNIYLD QUALITY II COM 09254g108 256 20000 SH SOLE 20000 0 0 NUVEEN INSURED FUND COM 670657105 337 25000 SH SOLE 25000 0 0 NUVEEN INVMT QUALITY MUNI COM 67062e103 176 12000 SH SOLE 12000 0 0